8-K 1 fic8k-070904.txt NOTICE OF 07/06/07 LTR FROM NASDAQ Microsoft Word 10.0.2627; SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 _____________________________ FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (date of earliest event reported): July 1, 2004 FINANCIAL INDUSTRIES CORPORATION (Exact name of Registrant as specified in charter) Texas 0-4690 74-2126975 (State or other jurisdiction (Commission file number) (I.R.S. employer of incorporation) identification no.) 6500 River Place Blvd., Building One Austin, Texas 78730 (Address of principal executive offices) Registrant"s telephone number, including area code: (512) 404-5000 - 1 - Item 5. Other Events On July 9, 2004, the Company announced that it has received a letter dated July 6, 2004, from Nasdaq confirming that the Company's common stock was delisted from The Nasdaq Stock Market effective with the open of business on Thursday, July 1, 2004. Additional information concerning this matter is set forth in the Company's press release dated July 9, 2004, a copy of which is attached as Exhibit 99.1 to this Form 8-K and incorporated herein by reference Item 7. Financial Statements and Exhibits. (c) Exhibits Exhibit 99.1 * Press Release dated June 29, 2004. * Filed herewith SIGNATURES Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized. FINANCIAL INDUSTRIES CORPORATION Date: July 9, 2004 By: /s/ Theodore A. Fleron ___________________________________ Vice President and Secretary - 2 -