-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, WAkj1R+L9ynVr2S0WxeOLFEXprImHQyDjicUTxo0Ct4qpMDqNY1v7p1Jw1c5+r3v n0VHlgs4mC3uhrItxBJ4YA== 0000035733-03-000082.txt : 20030729 0000035733-03-000082.hdr.sgml : 20030729 20030729171016 ACCESSION NUMBER: 0000035733-03-000082 CONFORMED SUBMISSION TYPE: 8-K PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20030729 ITEM INFORMATION: Other events FILED AS OF DATE: 20030729 FILER: COMPANY DATA: COMPANY CONFORMED NAME: FINANCIAL INDUSTRIES CORP CENTRAL INDEX KEY: 0000035733 STANDARD INDUSTRIAL CLASSIFICATION: LIFE INSURANCE [6311] IRS NUMBER: 742126975 STATE OF INCORPORATION: TX FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 8-K SEC ACT: 1934 Act SEC FILE NUMBER: 000-04690 FILM NUMBER: 03809324 BUSINESS ADDRESS: STREET 1: LEGAL DEPARTMENT STREET 2: 6500 RIVER PLACE BLVD., BUILDING ONE CITY: AUSTIN STATE: TX ZIP: 78730 BUSINESS PHONE: 512 404-5000 MAIL ADDRESS: STREET 1: 6500 RIVER PLACE BLVD., BUILDING ONE STREET 2: LEGAL DEPARTMENT CITY: AUSTIN STATE: TX ZIP: 78730 FORMER COMPANY: FORMER CONFORMED NAME: GOLDEN UNITED INVESTMENT CO STOCK PLAN DATE OF NAME CHANGE: 19731128 FORMER COMPANY: FORMER CONFORMED NAME: ILEX CORP DATE OF NAME CHANGE: 19730801 FORMER COMPANY: FORMER CONFORMED NAME: GOLDEN UNITED INVESTMENT CO DATE OF NAME CHANGE: 19730801 8-K 1 fic8k-072903.txt FIC 8K - FILED 07/29/03 SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 ________________________________ FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (date of earliest event reported): July 29, 2003 FINANCIAL INDUSTRIES CORPORATION (Exact name of Registrant as specified in charter) Texas 0-4690 74-2126975 (State or other jurisdiction (Commission file (I.R.S. employer of incorporation) number) identification no.) 6500 River Place Blvd., Building One Austin, Texas 78730 (Address of principal executive offices) Registrant's telephone number, including area code: (512) 404-5000 ____________________________ - 1 - ITEM 5. Other Information As previously described in the Definitive Proxy Statement of FIC dated June 26, 2003 under the heading entitled "Certain Relationships and Related Transactions-New Era Transactions," American Physicians Service Group Inc. ("APS") and a subsidiary of Equita Financial and Insurance Services of Texas, Inc. ("Equita") acquired 312,484 and 204,918 shares of Common Stock of FIC, respectively, from The Roy F. and Joann Cole Mitte Foundation (the "Foundation") prior to the record date for the 2003 Annual Shareholders Meeting (the "Annual Meeting"). Such shares were subject to the proxy granted to FIC by the Foundation as more particularly described in the Proxy Statement under the heading entitled "Certain Relationships and Related Transactions-Settlement of Litigation with Mitte Family." On July 29, 2003 FIC, at the request of APS and M&W Financial Services, Inc. ("M&W") (the Equita subsidiary), FIC released the proxy with respect to the shares of Common Stock of FIC acquired by APS and M&W from the Foundation. Accordingly, APS and M&W can each vote their respective shares directly at the Annual Meeting. - 2 - SIGNATURES Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized. FINANCIAL INDUSTRIES CORPORATION Date: July 29, 2003 By: /s/ Theodore A. Fleron ____________________________________ Theodore A. Fleron General Counsel and Secretary - 3 - -----END PRIVACY-ENHANCED MESSAGE-----