0001567619-21-020811.txt : 20211119 0001567619-21-020811.hdr.sgml : 20211119 20211119123025 ACCESSION NUMBER: 0001567619-21-020811 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20211117 FILED AS OF DATE: 20211119 DATE AS OF CHANGE: 20211119 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: LUCARELLI LISA M CENTRAL INDEX KEY: 0001723965 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-10592 FILM NUMBER: 211427544 MAIL ADDRESS: STREET 1: C/O TRUSTCO BANK CORP NY STREET 2: 5 SARNOWSKI DRIVE CITY: GLENVILLE STATE: NY ZIP: 12302 FORMER NAME: FORMER CONFORMED NAME: REUTTER LISA M DATE OF NAME CHANGE: 20171129 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: TRUSTCO BANK CORP N Y CENTRAL INDEX KEY: 0000357301 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 141630287 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 6 METRO PARK ROAD CITY: ALBANY STATE: NY ZIP: 12205 BUSINESS PHONE: 5183773311 MAIL ADDRESS: STREET 1: 6 METRO PARK ROAD CITY: ALBANY STATE: NY ZIP: 12205 4 1 doc1.xml FORM 4 X0306 4 2021-11-17 0 0000357301 TRUSTCO BANK CORP N Y TRST 0001723965 LUCARELLI LISA M C/O TRUSTCO BANK CORP 5 SARNOWSKI DRIVE GLENVILLE NY 12302 1 0 0 0 COMMON STOCK 2021-11-17 4 M 0 635 0 A 2688 D COMMON STOCK 2021-11-17 4 D 0 635 33.85 D 2053 D RESTRICTED STOCK UNIT 0 2021-11-17 4 M 0 635 0 D COMMON STOCK 635 0 D Reflects cash settlement of 635 restricted stock units that settled only for cash. Each restricted stock unit represents a contingent right to receive a payment in cash equal to the value of one share of Issuer Common Stock on the settlement date. The restricted stock units "vested" in whole November 17, 2021 and were settled in cash. On May 28, 2021 the Issuer effected a 1-for-5 reverse stock split (the "Reverse Stock Split"). The number of securities reported on this Form 4 have been adjusted to reflect the Reverse Stock Split. ADDITIONAL SHARES ACQUIRED BY REPORTING PERSON'S PARTICIPATION IN DIVIDEND REINVESTMENT AND/OR EMPLOYEE BENEFIT PLAN WITH DIVIDEND REINVESTMENT FEATURE. /s/ MICHAEL M. OZIMEK, BY POWER OF ATTORNEY 2021-11-19