0001567619-20-020192.txt : 20201123 0001567619-20-020192.hdr.sgml : 20201123 20201123151825 ACCESSION NUMBER: 0001567619-20-020192 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20201120 FILED AS OF DATE: 20201123 DATE AS OF CHANGE: 20201123 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: MCCORMICK ROBERT J CENTRAL INDEX KEY: 0001214045 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-10592 FILM NUMBER: 201336895 MAIL ADDRESS: STREET 1: C/O TRUSTCO BANK COMPANY STREET 2: 5 SARNOUSKI DR CITY: GLENVILLE STATE: NY ZIP: 12302 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: TRUSTCO BANK CORP N Y CENTRAL INDEX KEY: 0000357301 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 141630287 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 6 METRO PARK ROAD CITY: ALBANY STATE: NY ZIP: 12205 BUSINESS PHONE: 5183773311 MAIL ADDRESS: STREET 1: 6 METRO PARK ROAD CITY: ALBANY STATE: NY ZIP: 12205 4 1 doc1.xml FORM 4 X0306 4 2020-11-20 0 0000357301 TRUSTCO BANK CORP N Y TRST 0001214045 MCCORMICK ROBERT J C/O TRUSTCO BANK CORP NY 5 SARNOWSKI DRIVE GLENVILLE NY 12302 0 1 0 0 CHAIRMAN, PRESIDENT & CEO COMMON STOCK 2020-11-20 4 M 0 8703 0 A 1082856 D COMMON STOCK 2020-11-20 4 D 0 8703 6.20 D 1074153 D COMMON STOCK 2020-11-21 4 M 0 6666 0 A 1080819 D COMMON STOCK 2020-11-21 4 D 0 6666 6.20 D 1074153 D COMMON STOCK 443881 I BY FAMILY RESTRICTED STOCK UNIT 0 2020-11-20 4 M 0 8703 0 D COMMON STOCK 8703 8704 D RESTRICTED STOCK UNIT 0 2020-11-21 4 M 0 6666 0 D COMMON STOCK 6666 0 D Reflects cash settlement of 8,703 restricted stock units that settled only for cash. Each restricted stock unit represents a contingent right to receive a payment in cash equal to the value of one share of Issuer Common Stock on the settlement date. One third of the restricted stock units awarded November 20, 2018 "vested" on November 20, 2020 and were settled in cash. Reflects cash settlement of 6,666 restricted stock units that settled only for cash. One third of the restricted stock units awarded November 21, 2017 "vested" on November 21, 2020 and were settled in cash. ADDITIONAL SHARES ACQUIRED BY REPORTING PERSON'S PARTICIPATION IN DIVIDEND REINVESTMENT AND/OR EMPLOYEE BENEFIT PLAN WITH DIVIDEND REINVESTMENT FEATURE. /S/ MICHAEL M. OZIMEK, BY POWER OF ATTORNEY 2020-11-23