0001140361-16-087554.txt : 20161122 0001140361-16-087554.hdr.sgml : 20161122 20161122150301 ACCESSION NUMBER: 0001140361-16-087554 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20161121 FILED AS OF DATE: 20161122 DATE AS OF CHANGE: 20161122 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: TRUSTCO BANK CORP N Y CENTRAL INDEX KEY: 0000357301 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 141630287 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 5 SARNOWSKI DRIVE CITY: GLENVILLE STATE: NY ZIP: 12302 BUSINESS PHONE: 5183773311 MAIL ADDRESS: STREET 1: 5 SARNOWSKI DRIVE CITY: GLENVILLE STATE: NY ZIP: 12302 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Maggs Thomas O CENTRAL INDEX KEY: 0001333670 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-10592 FILM NUMBER: 162012948 MAIL ADDRESS: STREET 1: C/O TRUSTCO BANK CORP NY STREET 2: 5 SARNOWSKI DRIVE CITY: GLENVILLE STATE: NY ZIP: 12302 4 1 doc1.xml FORM 4 X0306 4 2016-11-21 0 0000357301 TRUSTCO BANK CORP N Y TRST 0001333670 Maggs Thomas O C/O TRUSTCO BANK CORP NY 5 SARNOWSKI DRIVE GLENVILLE NY 12302 1 0 0 0 COMMON STOCK 2016-11-21 4 M 0 1500 0 A 60633 D COMMON STOCK 2016-11-21 4 D 0 1500 8.15 D 59133 D COMMON STOCK 9338 I BY FAMILY RESTRICTED STOCK UNIT 0 2016-11-21 4 M 0 1500 0 D COMMON STOCK 1500 0 D Reflects cash settlement of 1,500 restricted stock units that settled only for cash. Each restricted stock unit represents a contingent right to receive a payment in cash equal to the value of one share of Issuer Common Stock on the settlement date. The restricted stock units "vested" in whole November 19, 2016 and were settled in cash. ADDITIONAL SHARES ACQUIRED BY REPORTING PERSON'S PARTICIPATION IN DIVIDEND REINVESTMENT AND/OR EMPLOYEE BENEFIT PLAN WITH DIVIDEND REINVESTMENT FEATURE. /S/ MICHAEL M. OZIMEK, BY POWER OF ATTORNEY 2016-11-22