-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Bg6efnXldWmhYnOLGHFXIUIJRdTd7NSqizvVawCjf8YGMr+/s8OkHi4RrB7umYbs Bwi0NQR6ouIDqvJ1nFZlzg== 0000906197-07-000010.txt : 20070419 0000906197-07-000010.hdr.sgml : 20070419 20070419135657 ACCESSION NUMBER: 0000906197-07-000010 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20070331 FILED AS OF DATE: 20070419 DATE AS OF CHANGE: 20070419 EFFECTIVENESS DATE: 20070419 FILER: COMPANY DATA: COMPANY CONFORMED NAME: TRUSTCO BANK CORP N Y CENTRAL INDEX KEY: 0000357301 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 141630287 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-06657 FILM NUMBER: 07775712 BUSINESS ADDRESS: STREET 1: 5 SARNOWSKI DRIVE CITY: GLENVILLE STATE: NY ZIP: 12302 BUSINESS PHONE: 5183773311 MAIL ADDRESS: STREET 1: 5 SARNOWSKI DRIVE CITY: GLENVILLE STATE: NY ZIP: 12302 13F-HR 1 form13f.txt QUARTERLY 13F HOLDINGS REPORT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: 03/31/2007 Check here if Amendment [ ] Amendment Number: This Amendment [ ] is a restatement Institutional Investment Manager Filing this Report: Name: TRUSTCO BANK Address: 3 SARNOWSKI DRIVE GLENVILLE, NY 12302 13F File Number: 28-10307 The institutional investment Manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Richard W. Provost Title: Trust Officer Phone: 518-381-3699 Signature, Place, and Date of Signing: 04/05/2007 Report Type (Check only one) [X] 13F HOLDINGS REPORT [ ] 13F COMBINATION REPORT FORM 13F INFORMATION TABLE
VALUE SHS INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE X PRN SH PUT DISCRTN MANAGERS SOLE SHARED NONE SECURITY NAME OF CLASS CUSIP $1000 AMOUNT PRN CALL AT&T INC COMMON STOCK 00206R102 2343 59418 SH DEFINED 58653 765 00206R102 919 23302 SH DEF/OTH 14001 9301 ABBOTT COMMON STOCK 002824100 2405 43102 SH DEFINED 40452 450 2200 LABORATORIES 002824100 481 8626 SH DEF/OTH 5026 2800 800 AIR PRODUCTS & COMMON STOCK 009158106 773 10457 SH DEFINED 10457 CHEMICALS INC ALCOA INC COMMON STOCK 013817101 695 20500 SH DEFINED 20200 200 100 013817101 31 900 SH DEF/OTH 600 300 ALLSTATE CORP COMMON STOCK 020002101 1501 24992 SH DEFINED 24992 020002101 127 2108 SH DEF/OTH 1170 838 100 ALTRIA GROUP INC COMMON STOCK 02209S103 76 870 SH DEFINED 870 02209S103 3802 43300 SH DEF/OTH 37800 5500 AMERICAN EXPRESS COMMON STOCK 025816109 1659 29415 SH DEFINED 27715 200 1500 CO 025816109 453 8034 SH DEF/OTH 6734 1300 COLUMN TOTALS 15265
Page 1 FORM 13F INFORMATION TABLE
VALUE SHS INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE X PRN SH PUT DISCRTN MANAGERS SOLE SHARED NONE SECURITY NAME OF CLASS CUSIP $1000 AMOUNT PRN CALL AMGEN INC COMMON STOCK 031162100 633 11332 SH DEFINED 11082 150 100 031162100 89 1600 SH DEF/OTH 900 600 100 ANHEUSER BUSCH COMMON STOCK 035229103 708 14021 SH DEFINED 12421 800 800 COS INC 035229103 161 3200 SH DEF/OTH 200 3000 APPLIED COMMON STOCK 038222105 412 22500 SH DEFINED 19300 3200 MATERIALS INC 038222105 4 200 SH DEF/OTH 200 ARGONAUT GROUP COMMON STOCK 040157109 1739 53747 SH DEFINED 53747 INC AUTOMATIC DATA COMMON STOCK 053015103 892 18425 SH DEFINED 16925 1500 PROCESSING INC 053015103 63 1300 SH DEF/OTH 500 700 100 BP PLC FOREIGN STOCK 055622104 2454 37898 SH DEFINED 33598 3100 1200 055622104 537 8301 SH DEF/OTH 4497 3704 100 COLUMN TOTALS 7692
Page 2 FORM 13F INFORMATION TABLE
VALUE SHS INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE X PRN SH PUT DISCRTN MANAGERS SOLE SHARED NONE SECURITY NAME OF CLASS CUSIP $1000 AMOUNT PRN CALL BAKER HUGHES INC COMMON STOCK 057224107 179 2700 SH DEFINED 2700 057224107 26 400 SH DEF/OTH 100 300 BANK OF AMERICA COMMON STOCK 060505104 2266 44409 SH DEFINED 43426 950 33 CORP 060505104 1066 20896 SH DEF/OTH 16842 3654 400 BANK OF NEW YORK COMMON STOCK 064057102 726 17900 SH DEFINED 17900 INC BRISTOL-MYERS COMMON STOCK 110122108 153 5500 SH DEFINED 1900 3600 SQUIBB CO 110122108 328 11800 SH DEF/OTH 3200 8600 CHEVRON CORP NEW COMMON STOCK 166764100 3247 43908 SH DEFINED 40858 650 2400 166764100 1017 13747 SH DEF/OTH 11260 1687 800 CISCO SYSTEMS INC COMMON STOCK 17275R102 1794 70285 SH DEFINED 69235 600 450 17275R102 77 3000 SH DEF/OTH 1300 1200 500 CITIGROUP INC COMMON STOCK 172967101 3436 66917 SH DEFINED 65967 950 COLUMN TOTALS 14315
Page 3 FORM 13F INFORMATION TABLE
VALUE SHS INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE X PRN SH PUT DISCRTN MANAGERS SOLE SHARED NONE SECURITY NAME OF CLASS CUSIP $1000 AMOUNT PRN CALL 172967101 236 4600 SH DEF/OTH 1500 2700 400 COCA COLA CO COMMON STOCK 191216100 2874 59867 SH DEFINED 58967 900 191216100 595 12400 SH DEF/OTH 8200 4200 COLGATE COMMON STOCK 194162103 2272 34011 SH DEFINED 33461 550 PALMOLIVE CO 194162103 281 4200 SH DEF/OTH 300 3400 500 CURTISS WRIGHT COMMON STOCK 231561101 2480 64352 SH DEFINED 64352 CORP DISNEY WALT CO COMMON STOCK 254687106 1822 52933 SH DEFINED 50283 250 2400 254687106 269 7800 SH DEF/OTH 4700 3000 100 DOMINION COMMON STOCK 25746U109 48 543 SH DEFINED 543 RESOURCES INC VA NEW 25746U109 285 3209 SH DEF/OTH 3209 DOW CHEMICAL CO COMMON STOCK 260543103 454 9900 SH DEFINED 9050 850 260543103 152 3325 SH DEF/OTH 2225 1100 COLUMN TOTALS 11768
Page 4 FORM 13F INFORMATION TABLE
VALUE SHS INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE X PRN SH PUT DISCRTN MANAGERS SOLE SHARED NONE SECURITY NAME OF CLASS CUSIP $1000 AMOUNT PRN CALL DU PONT E I DE COMMON STOCK 263534109 1042 21076 SH DEFINED 17490 1686 1900 NEMOURS & CO 263534109 164 3310 SH DEF/OTH 660 2450 200 ECOLAB INC COMMON STOCK 278865100 245 5700 SH DEFINED 4700 1000 278865100 17 400 SH DEF/OTH 200 200 EMERSON ELECTRIC COMMON STOCK 291011104 315 7300 SH DEFINED 6800 100 400 CO 291011104 276 6400 SH DEF/OTH 1000 5400 EQUITABLE COMMON STOCK 294549100 220 4560 SH DEFINED 4560 RESOURCES INC EXCELSIOR TAX MUTUAL 300861408 168 19443 SH DEFINED 19443 EXEMPT FUNDS INC FUNDS/MUNI BONDS EXELON CORP COMMON STOCK 30161N101 852 12400 SH DEFINED 11800 600 30161N101 137 1990 SH DEF/OTH 1490 500 EXXON MOBIL CORP COMMON STOCK 30231G102 11898 157688 SH DEFINED 139290 14884 3514 30231G102 2885 38237 SH DEF/OTH 22256 14625 1356 COLUMN TOTALS 18219
Page 5 FORM 13F INFORMATION TABLE
VALUE SHS INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE X PRN SH PUT DISCRTN MANAGERS SOLE SHARED NONE SECURITY NAME OF CLASS CUSIP $1000 AMOUNT PRN CALL FPL GROUP INC COMMON STOCK 302571104 778 12718 SH DEFINED 12718 FORTUNE BRANDS COMMON STOCK 349631101 654 8300 SH DEFINED 7900 200 200 INC 349631101 268 3400 SH DEF/OTH 2800 500 100 FRANKLIN N Y TAX MUTUAL 354130106 139 11795 SH DEFINED 11795 FREE INCOME FUNDS/MUNI BONDS 354130106 144 12191 SH DEF/OTH 12191 GALLAHER GROUP FOREIGN STOCK 363595109 214 2400 SH DEF/OTH 2400 PLC GENERAL ELECTRIC COMMON STOCK 369604103 27514 778117 SH DEFINED 734968 32189 10960 CO 369604103 10565 298784 SH DEF/OTH 218623 66161 14000 GENERAL MILLS INC COMMON STOCK 370334104 427 7333 SH DEFINED 6433 700 200 370334104 262 4500 SH DEF/OTH 4300 200 GLAXOSMITHKLINE FOREIGN STOCK 37733W105 597 10800 SH DEFINED 10150 650 PLC 37733W105 239 4327 SH DEF/OTH 3227 1100 COLUMN TOTALS 41801
Page 6 FORM 13F INFORMATION TABLE
VALUE SHS INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE X PRN SH PUT DISCRTN MANAGERS SOLE SHARED NONE SECURITY NAME OF CLASS CUSIP $1000 AMOUNT PRN CALL HEWLETT PACKARD COMMON STOCK 428236103 520 12952 SH DEFINED 12952 CO 428236103 104 2600 SH DEF/OTH 2600 HOME DEPOT INC COMMON STOCK 437076102 771 20987 SH DEFINED 19137 350 1500 437076102 56 1525 SH DEF/OTH 525 600 400 INTEL CORP COMMON STOCK 458140100 2290 119682 SH DEFINED 117282 2400 458140100 138 7200 SH DEF/OTH 4200 2500 500 INTERNATIONAL COMMON STOCK 459200101 3700 39257 SH DEFINED 38457 800 BUSINESS MACHINES 459200101 349 3700 SH DEF/OTH 400 3300 JPMORGAN CHASE & COMMON STOCK 46625H100 1685 34837 SH DEFINED 33559 1014 264 CO 46625H100 557 11516 SH DEF/OTH 7750 3766 JACOBS COMMON STOCK 469814107 201 4300 SH DEFINED 4200 100 ENGINEERING GROUP INC 469814107 9 200 SH DEF/OTH 200 COLUMN TOTALS 10380
Page 7 FORM 13F INFORMATION TABLE
VALUE SHS INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE X PRN SH PUT DISCRTN MANAGERS SOLE SHARED NONE SECURITY NAME OF CLASS CUSIP $1000 AMOUNT PRN CALL JOHNSON & JOHNSON COMMON STOCK 478160104 6010 99737 SH DEFINED 96737 3000 478160104 628 10425 SH DEF/OTH 6125 3200 1100 JOHNSON CONTROLS COMMON STOCK 478366107 506 5350 SH DEFINED 5350 INC 478366107 128 1350 SH DEF/OTH 300 1000 50 KEYCORP COMMON STOCK 493267108 2565 68450 SH DEFINED 68450 LILLY ELI & CO COMMON STOCK 532457108 768 14300 SH DEFINED 13400 900 532457108 43 800 SH DEF/OTH 500 300 LINCOLN NATIONAL COMMON STOCK 534187109 411 6064 SH DEFINED 6064 CORP IN 534187109 190 2800 SH DEF/OTH 2800 LOWES COS INC COMMON STOCK 548661107 646 20500 SH DEFINED 20500 548661107 76 2400 SH DEF/OTH 1000 1400 MASCO CORP COMMON STOCK 574599106 352 12850 SH DEFINED 11800 1050 574599106 55 2000 SH DEF/OTH 900 900 200 MCGRAW HILL COS COMMON STOCK 580645109 629 10000 SH DEFINED 10000 INC COLUMN TOTALS 13007
Page 8 FORM 13F INFORMATION TABLE
VALUE SHS INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE X PRN SH PUT DISCRTN MANAGERS SOLE SHARED NONE SECURITY NAME OF CLASS CUSIP $1000 AMOUNT PRN CALL 580645109 63 1000 SH DEF/OTH 400 600 MEDTRONIC INC COMMON STOCK 585055106 2879 58676 SH DEFINED 51176 700 6800 585055106 54 1100 SH DEF/OTH 500 300 300 MICROSOFT CORP COMMON STOCK 594918104 5428 194745 SH DEFINED 183295 850 10600 594918104 702 25200 SH DEF/OTH 21500 3000 700 MOTOROLA INC COMMON STOCK 620076109 369 20895 SH DEFINED 20195 100 600 620076109 69 3900 SH DEF/OTH 3300 600 NBT BANCORP INC COMMON STOCK 628778102 566 24158 SH DEFINED 672 23486 NASDAQ 100 TRUST MUTUAL 631100104 1197 27500 SH DEF/OTH 22000 5500 FUND/STOCK NIKE INC COMMON STOCK 654106103 218 2050 SH DEFINED 2050 654106103 11 100 SH DEF/OTH 100 PEPSICO INC COMMON STOCK 713448108 4409 69360 SH DEFINED 66110 1250 2000 713448108 439 6900 SH DEF/OTH 2300 4300 300 COLUMN TOTALS 16404
Page 9 FORM 13F INFORMATION TABLE
VALUE SHS INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE X PRN SH PUT DISCRTN MANAGERS SOLE SHARED NONE SECURITY NAME OF CLASS CUSIP $1000 AMOUNT PRN CALL PFIZER INC COMMON STOCK 717081103 863 34167 SH DEFINED 31267 800 2100 717081103 258 10226 SH DEF/OTH 3466 6760 PROCTER & GAMBLE COMMON STOCK 742718109 6228 98613 SH DEFINED 94573 840 3200 CO 742718109 973 15403 SH DEF/OTH 3800 10308 1295 ROCHESTER FUND MUTUAL 771362100 236 12559 SH DEFINED 12559 MUNICIPALS INC FUNDS/MUNI BONDS 771362100 159 8490 SH DEF/OTH 8490 SCHERING PLOUGH COMMON STOCK 806605101 444 17400 SH DEFINED 13100 4300 CORP SCHLUMBERGER LTD COMMON STOCK 806857108 470 6800 SH DEFINED 5900 200 700 806857108 14 200 SH DEF/OTH 200 SOUTHERN CO COMMON STOCK 842587107 2910 79408 SH DEFINED 77658 1450 300 842587107 213 5800 SH DEF/OTH 1700 3300 800 TARGET CORP COMMON STOCK 87612E106 1428 24100 SH DEFINED 23250 150 700 COLUMN TOTALS 14196
Page 10 FORM 13F INFORMATION TABLE
VALUE SHS INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE X PRN SH PUT DISCRTN MANAGERS SOLE SHARED NONE SECURITY NAME OF CLASS CUSIP $1000 AMOUNT PRN CALL 87612E106 119 2000 SH DEF/OTH 900 1100 TEXAS COMMON STOCK 882508104 393 13050 SH DEFINED 13050 INSTRUMENTS INC 882508104 9 300 SH DEF/OTH 100 200 3M CO COMMON STOCK 88579Y101 1433 18750 SH DEFINED 18750 88579Y101 549 7180 SH DEF/OTH 580 6600 TRUSTCO BANK COMMON STOCK 898349105 9481 989689 SH DEFINED 716060 85922 187707 CORP NY 898349105 6591 687961 SH DEF/OTH 614313 35342 38306 UNITED PARCEL COMMON STOCK 911312106 552 7875 SH DEFINED 7425 400 50 SERVICE 911312106 11 150 SH DEF/OTH 100 50 UNITED COMMON STOCK 913017109 3561 54789 SH DEFINED 49589 400 4800 TECHNOLOGIES CORP 913017109 254 3900 SH DEF/OTH 2100 1400 400 UNITRIN INC COMMON STOCK 913275103 10617 225568 SH DEFINED 225568 COLUMN TOTALS 33570
Page 11 FORM 13F INFORMATION TABLE
VALUE SHS INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE X PRN SH PUT DISCRTN MANAGERS SOLE SHARED NONE SECURITY NAME OF CLASS CUSIP $1000 AMOUNT PRN CALL VANGUARD MUTUAL 922021308 276 25136 SH DEFINED 25136 CALIFORNIA TAX FUNDS/MUNI FREE BONDS VANGUARD NEW MUTUAL 92204H103 172 15285 SH DEFINED 15285 YORK TAX FREE FUNDS/MUNI FUNDS BONDS VANGUARD NEW MUTUAL 92204H301 2723 242285 SH DEFINED 242285 YORK TAX FREE FUNDS/MUNI FUNDS BONDS 92204H301 387 34457 SH DEF/OTH 34457 VERIZON COMMON STOCK 92343V104 1492 39334 SH DEFINED 37484 1350 500 COMMUNICATIONS INC 92343V104 474 12504 SH DEF/OTH 6730 5574 200 WAL-MART STORES COMMON STOCK 931142103 1642 34975 SH DEFINED 33975 1000 INC 931142103 188 4000 SH DEF/OTH 3600 200 200 WELLS FARGO & CO COMMON STOCK 949746101 1823 52950 SH DEFINED 52150 800 NEW 949746101 210 6100 SH DEF/OTH 2000 3500 600 WYETH COMMON STOCK 983024100 490 9800 SH DEFINED 9800 COLUMN TOTALS 9877
Page 12 FORM 13F INFORMATION TABLE
VALUE SHS INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE X PRN SH PUT DISCRTN MANAGERS SOLE SHARED NONE SECURITY NAME OF CLASS CUSIP $1000 AMOUNT PRN CALL 983024100 141 2815 SH DEF/OTH 1415 1400 NOBLE CORP COMMON STOCK G65422100 787 10000 SH DEFINED 10000 G65422100 8 100 SH DEF/OTH 100 COLUMN TOTALS 936 AGGREGATE TOTAL 207430
Page 13 FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 149 Form 13F Information Table Value Total: $ 207,430 List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment Managers with respect to which this report is filed, other than the Manager filing this report. NONE Page 14 -----END PRIVACY-ENHANCED MESSAGE-----