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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549- FORM N-PX ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT INVESTMENT COMPANY | |||||||||
Investment Company Act File Number : | 811-03386 | ||||||||
Name of Registrant: | Putnam Global Health Care Fund | ||||||||
Address of Principal Executive Offices: | 100 Federal Street | ||||||||
Boston, Massachusetts 02110 | |||||||||
Name and address of agent of service: | Stephen J. Tate, Vice President and Chief Legal Officer | ||||||||
Putnam Global Health Care Fund | |||||||||
100 Federal Street | |||||||||
Boston, Massachusetts 02110 | |||||||||
CC: | Bryan Chegwidden, Esq. | ||||||||
Ropes & Gray LLP | |||||||||
1211 Avenue of the Americas | |||||||||
New York, New York 10036 | |||||||||
Registrant's telephone number including area code: | 617-292-1000 | ||||||||
Date of fiscal year end: | 8/31 | ||||||||
Date of reporting period: | 07/01/2022 - 06/30/2023 |
Registrant : | Putnam Global Health Care Fund | |||||||
Fund Name : | Putnam Global Health Care Fund | |||||||
AbbVie Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ABBV | CUSIP 00287Y109 | 05/05/2023 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Robert J. Alpern | Mgmt | For | For | For | |||
2 | Elect Melody B. Meyer | Mgmt | For | For | For | |||
3 | Elect Frederick H. Waddell | Mgmt | For | For | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
6 | Elimination of Supermajority Requirement | Mgmt | For | For | For | |||
7 | Shareholder Proposal Regarding Simple Majority Vote | ShrHoldr | Against | For | Against | |||
8 | Shareholder Proposal Regarding Report on Political Expenditures and Values Congruency | ShrHoldr | Against | Against | For | |||
9 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | |||
10 | Shareholder Proposal Regarding Extended Patent Exclusivities and Application for Secondary and Tertiary Patents | ShrHoldr | Against | Against | For | |||
Alkermes plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ALKS | CUSIP G01767105 | 06/29/2023 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Proxy Contest | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Management Nominee Emily Peterson Alva | Mgmt | For | TNA | N/A | |||
2 | Elect Management Nominee Shane M. Cooke | Mgmt | For | TNA | N/A | |||
3 | Elect Management Nominee Richard Gaynor | Mgmt | For | TNA | N/A | |||
4 | Elect Management Nominee Cato T. Laurencin | Mgmt | For | TNA | N/A | |||
5 | Elect Management Nominee Brian P. McKeon | Mgmt | For | TNA | N/A | |||
6 | Elect Management Nominee Richard F. Pops | Mgmt | For | TNA | N/A | |||
7 | Elect Management Nominee Christopher I. Wright | Mgmt | For | TNA | N/A | |||
8 | Elect Dissident Nominee Patrice Bonfiglio | ShrHoldr | Withhold | TNA | N/A | |||
9 | Elect Dissident Nominee Alexander J. Denner | ShrHoldr | Withhold | TNA | N/A | |||
10 | Elect Dissident Nominee Sarah J. Schlesinger | ShrHoldr | Withhold | TNA | N/A | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | TNA | N/A | |||
12 | Ratification of Auditor | Mgmt | For | TNA | N/A | |||
13 | Amendment to the 2018 Stock Option and Incentive Plan | Mgmt | For | TNA | N/A | |||
14 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | TNA | N/A | |||
15 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | TNA | N/A | |||
Alkermes plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ALKS | CUSIP G01767105 | 06/29/2023 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Proxy Contest | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Dissident Nominee Patrice Bonfiglio | ShrHoldr | N/A | For | N/A | |||
2 | Elect Dissident Nominee Alexander J. Denner | ShrHoldr | N/A | For | N/A | |||
3 | Elect Dissident Nominee Sarah J. Schlesinger | ShrHoldr | N/A | For | N/A | |||
4 | Elect Management Nominee Emily Peterson Alva | Mgmt | N/A | For | N/A | |||
5 | Elect Management Nominee Cato T. Laurencin | Mgmt | N/A | For | N/A | |||
6 | Elect Management Nominee Brian P. McKeon | Mgmt | N/A | For | N/A | |||
7 | Elect Management Nominee Christopher I. Wright | Mgmt | N/A | For | N/A | |||
8 | Elect Management Nominee Shane M. Cooke | Mgmt | N/A | Withhold | N/A | |||
9 | Elect Management Nominee Richard Gaynor | Mgmt | N/A | Withhold | N/A | |||
10 | Elect Management Nominee Richard F. Pops | Mgmt | N/A | Withhold | N/A | |||
11 | Advisory Vote on Executive Compensation | Mgmt | N/A | For | N/A | |||
12 | Ratification of Auditor | Mgmt | N/A | For | N/A | |||
13 | Amendment to the 2018 Stock Option and Incentive Plan | Mgmt | N/A | For | N/A | |||
14 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | N/A | For | N/A | |||
15 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | N/A | Against | N/A | |||
Alkermes plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ALKS | CINS G01767105 | 07/07/2022 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Ireland | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For | For | |||
2 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Mgmt | For | For | For | |||
3 | Amend Omnibus Stock Plan | Mgmt | For | Against | Against | |||
4 | Renew the Board's Authority to Issue Shares Under Irish Law | Mgmt | For | For | For | |||
5 | Renew the Board's Authority to Opt-Out of Statutory Pre-Emptions Rights | Mgmt | For | For | For | |||
6 | Elect Director Emily Peterson Alva | Mgmt | For | For | For | |||
7 | Elect Director Cato T. Laurencin | Mgmt | For | For | For | |||
8 | Elect Director Brian P. McKeon | Mgmt | For | For | For | |||
9 | Elect Director Christopher I. Wright | Mgmt | For | For | For | |||
Ascendis Pharma A/S | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ASND | CUSIP 04351P101 | 05/30/2023 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Election of Presiding Chair | Mgmt | For | For | For | |||
2 | Presentation of Accounts and Reports | Mgmt | For | For | For | |||
3 | Accounts and Reports; Ratification of Board and Management Acts | Mgmt | For | For | For | |||
4 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
5 | Elect Jan Moller Mikkelsen | Mgmt | For | For | For | |||
6 | Elect Lisa Bright | Mgmt | For | For | For | |||
7 | Elect William Carl Fairey, Jr. | Mgmt | For | For | For | |||
8 | Elect Siham Imani | Mgmt | For | For | For | |||
9 | Appointment of Auditor | Mgmt | For | For | For | |||
10 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
Ascendis Pharma A/S | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ASND | CINS 04351P101 | 09/09/2022 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Extraordinary Shareholders | Denmark | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Chairman of Meeting | Mgmt | For | TNA | N/A | |||
2 | Authorize Editorial Changes to Adopted Resolutions in Connection with Registration with Danish Authorities | Mgmt | For | TNA | N/A | |||
3 | Elect William Carl Fairey Jr. as New Director | Mgmt | For | TNA | N/A | |||
4 | Elect Siham Imani as New Director | Mgmt | For | TNA | N/A | |||
Astrazeneca plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AZN | CINS G0593M107 | 04/27/2023 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Final Dividend | Mgmt | For | For | For | |||
3 | Appointment of Auditor | Mgmt | For | For | For | |||
4 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
5 | Elect Michel Demare | Mgmt | For | For | For | |||
6 | Elect Pascal Soriot | Mgmt | For | For | For | |||
7 | Elect Aradhana Sarin | Mgmt | For | For | For | |||
8 | Elect Philip Broadley | Mgmt | For | For | For | |||
9 | Elect Euan Ashley | Mgmt | For | For | For | |||
10 | Elect Deborah DiSanzo | Mgmt | For | For | For | |||
11 | Elect Diana Layfield | Mgmt | For | For | For | |||
12 | Elect Sherilyn S. McCoy | Mgmt | For | For | For | |||
13 | Elect Tony MOK Shu Kam | Mgmt | For | For | For | |||
14 | Elect Nazneen Rahman | Mgmt | For | For | For | |||
15 | Elect Andreas Rummelt | Mgmt | For | For | For | |||
16 | Elect Marcus Wallenberg | Mgmt | For | For | For | |||
17 | Remuneration Report | Mgmt | For | For | For | |||
18 | Authorisation of Political Donations | Mgmt | For | For | For | |||
19 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
20 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
21 | Authority to Issue Shares w/o Preemptive Rights (Specified Capital Investment) | Mgmt | For | For | For | |||
22 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
23 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
24 | Adoption of New Articles | Mgmt | For | For | For | |||
Biogen Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BIIB | CUSIP 09062X103 | 06/26/2023 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Alexander J. Denner | Mgmt | For | For | For | |||
2 | Elect Caroline D. Dorsa | Mgmt | For | For | For | |||
3 | Elect Maria C. Freire | Mgmt | For | For | For | |||
4 | Elect William A. Hawkins | Mgmt | For | For | For | |||
5 | Elect William D. Jones | Mgmt | For | For | For | |||
6 | Elect Jesus B. Mantas | Mgmt | For | For | For | |||
7 | Elect Richard C. Mulligan | Mgmt | For | For | For | |||
8 | Elect Eric K. Rowinsky | Mgmt | For | For | For | |||
9 | Elect Stephen A. Sherwin | Mgmt | For | For | For | |||
10 | Elect Christopher A. Viehbacher | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
14 | Elect Susan K. Langer | Mgmt | For | For | For | |||
Bio-Rad Laboratories, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BIO | CUSIP 090572207 | 04/25/2023 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Melinda Litherland | Mgmt | For | Against | Against | |||
2 | Elect Arnold A. Pinkston | Mgmt | For | Against | Against | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
5 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||
6 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | ShrHoldr | Against | Against | For | |||
Boston Scientific Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BSX | CUSIP 101137107 | 05/04/2023 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Nelda J. Connors | Mgmt | For | For | For | |||
2 | Elect Charles J. Dockendorff | Mgmt | For | For | For | |||
3 | Elect Yoshiaki Fujimori | Mgmt | For | For | For | |||
4 | Elect Edward J. Ludwig | Mgmt | For | For | For | |||
5 | Elect Michael F. Mahoney | Mgmt | For | For | For | |||
6 | Elect David J. Roux | Mgmt | For | For | For | |||
7 | Elect John E. Sununu | Mgmt | For | For | For | |||
8 | Elect David S. Wichmann | Mgmt | For | For | For | |||
9 | Elect Ellen M. Zane | Mgmt | For | For | For | |||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
11 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
DAIICHI SANKYO COMPANY LIMITED | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
4568 | CINS J11257102 | 06/19/2023 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Elect Sunao Manabe | Mgmt | For | For | For | |||
4 | Elect Hiroyuki Okuzawa | Mgmt | For | For | For | |||
5 | Elect Shoji Hirashima | Mgmt | For | For | For | |||
6 | Elect Masahiko Ohtsuki | Mgmt | For | For | For | |||
7 | Elect Takashi Fukuoka | Mgmt | For | For | For | |||
8 | Elect Kazuaki Kama | Mgmt | For | For | For | |||
9 | Elect Sawako Nohara | Mgmt | For | For | For | |||
10 | Elect Yasuhiro Komatsu | Mgmt | For | For | For | |||
11 | Elect Takaaki Nishii | Mgmt | For | For | For | |||
12 | Elect Kenji Sato | Mgmt | For | For | For | |||
13 | Elect Miyuki Arai | Mgmt | For | For | For | |||
14 | Trust Type Equity Plan | Mgmt | For | For | For | |||
Danaher Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DHR | CUSIP 235851102 | 05/09/2023 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Rainer M. Blair | Mgmt | For | For | For | |||
2 | Elect Feroz Dewan | Mgmt | For | For | For | |||
3 | Elect Linda P. Hefner Filler | Mgmt | For | For | For | |||
4 | Elect Teri L. List | Mgmt | For | For | For | |||
5 | Elect Walter G. Lohr, Jr. | Mgmt | For | For | For | |||
6 | Elect Jessica L. Mega | Mgmt | For | For | For | |||
7 | Elect Mitchell P. Rales | Mgmt | For | For | For | |||
8 | Elect Steven M. Rales | Mgmt | For | For | For | |||
9 | Elect Pardis C. Sabeti | Mgmt | For | For | For | |||
10 | Elect A. Shane Sanders | Mgmt | For | For | For | |||
11 | Elect John T. Schwieters | Mgmt | For | For | For | |||
12 | Elect Alan G. Spoon | Mgmt | For | For | For | |||
13 | Elect Raymond C. Stevens | Mgmt | For | For | For | |||
14 | Elect Elias A. Zerhouni | Mgmt | For | For | For | |||
15 | Ratification of Auditor | Mgmt | For | For | For | |||
16 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
17 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
18 | Shareholder Proposal Regarding Independent Chair | ShrHoldr | Against | Against | For | |||
19 | Shareholder Proposal Regarding Diversity and Inclusion Report | ShrHoldr | Against | Against | For | |||
DexCom, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DXCM | CUSIP 252131107 | 05/18/2023 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Steven R. Altman | Mgmt | For | For | For | |||
2 | Elect Richard A. Collins | Mgmt | For | For | For | |||
3 | Elect Karen M. Dahut | Mgmt | For | For | For | |||
4 | Elect Mark G. Foletta | Mgmt | For | For | For | |||
5 | Elect Barbara E. Kahn | Mgmt | For | For | For | |||
6 | Elect Kyle Malady | Mgmt | For | For | For | |||
7 | Elect Eric Topol | Mgmt | For | For | For | |||
8 | Ratification of Auditor | Mgmt | For | For | For | |||
9 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
10 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
11 | Shareholder Proposal Regarding Median Gender and Racial Pay Equity Report | ShrHoldr | Against | Against | For | |||
Eisai Co.,Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
4523 | CINS J12852117 | 06/21/2023 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Elect Haruo Naito | Mgmt | For | For | For | |||
3 | Elect Hideyo Uchiyama | Mgmt | For | For | For | |||
4 | Elect Hideki Hayashi | Mgmt | For | For | For | |||
5 | Elect Yumiko Miwa Yumiko Shibata | Mgmt | For | For | For | |||
6 | Elect Fumihiko Ike | Mgmt | For | For | For | |||
7 | Elect Yoshiteru Kato | Mgmt | For | For | For | |||
8 | Elect Ryota Miura | Mgmt | For | For | For | |||
9 | Elect Hiroyuki Kato | Mgmt | For | For | For | |||
10 | Elect Richard Thornley | Mgmt | For | For | For | |||
11 | Elect Toru Moriyama | Mgmt | For | For | For | |||
12 | Elect Yuko Yasuda | Mgmt | For | For | For | |||
Eli Lilly and Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
LLY | CUSIP 532457108 | 05/01/2023 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect William G. Kaelin, Jr. | Mgmt | For | For | For | |||
2 | Elect David A. Ricks | Mgmt | For | For | For | |||
3 | Elect Marschall S. Runge | Mgmt | For | For | For | |||
4 | Elect Karen Walker | Mgmt | For | For | For | |||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
6 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
7 | Ratification of Auditor | Mgmt | For | For | For | |||
8 | Repeal of Classified Board | Mgmt | For | For | For | |||
9 | Elimination of Supermajority Requirements | Mgmt | For | For | For | |||
10 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | |||
11 | Shareholder Proposal Regarding Simple Majority Vote | ShrHoldr | Against | For | Against | |||
12 | Shareholder Proposal Regarding Extended Patent Exclusivities and Application for Secondary and Tertiary Patents | ShrHoldr | Against | Against | For | |||
13 | Shareholder Proposal Regarding Report on Company Response to State Policies Regulating Abortion | ShrHoldr | Against | Against | For | |||
14 | Shareholder Proposal Regarding Lobbying Activities and Values Congruency | ShrHoldr | Against | Against | For | |||
15 | Shareholder Proposal Regarding Diversity and Inclusion Report | ShrHoldr | Against | Against | For | |||
16 | Shareholder Proposal Regarding Third-Party Political Expenditures Reporting | ShrHoldr | Against | Against | For | |||
Green Thumb Industries Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GTII | CUSIP 39342L108 | 06/14/2023 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Board Size | Mgmt | For | For | For | |||
2 | Elect Dawn Wilson Barnes | Mgmt | For | Withhold | Against | |||
3 | Elect Wendy Berger | Mgmt | For | Withhold | Against | |||
4 | Elect Richard Drexler | Mgmt | For | Withhold | Against | |||
5 | Elect Anthony Georgiadis | Mgmt | For | Withhold | Against | |||
6 | Elect Jeffrey Goldman | Mgmt | For | Withhold | Against | |||
7 | Elect Benjamin Kovler | Mgmt | For | Withhold | Against | |||
8 | Elect Ethan Nadelmann | Mgmt | For | Withhold | Against | |||
9 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
10 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
Humana Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HUM | ISIN US4448591028 | 04/20/2023 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Raquel C. Bono | Mgmt | For | For | For | |||
2 | Elect Bruce Broussard | Mgmt | For | For | For | |||
3 | Elect Frank A. D'Amelio | Mgmt | For | For | For | |||
4 | Elect David T. Feinberg | Mgmt | For | For | For | |||
5 | Elect Wayne A.I. Frederick | Mgmt | For | For | For | |||
6 | Elect John W. Garratt | Mgmt | For | For | For | |||
7 | Elect Kurt J. Hilzinger | Mgmt | For | For | For | |||
8 | Elect Karen W. Katz | Mgmt | For | For | For | |||
9 | Elect Marcy S. Klevorn | Mgmt | For | For | For | |||
10 | Elect William J. McDonald | Mgmt | For | For | For | |||
11 | Elect Jorge S. Mesquita | Mgmt | For | For | For | |||
12 | Elect Brad D. Smith | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
ICON plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ICLR | CINS G4705A100 | 07/26/2022 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Ireland | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Director Steve Cutler | Mgmt | For | For | For | |||
2 | Elect Director John Climax | Mgmt | For | For | For | |||
3 | Elect Director Ronan Murphy | Mgmt | For | For | For | |||
4 | Accept Financial Statements and Statutory Reports | Mgmt | For | For | For | |||
5 | Authorise Board to Fix Remuneration of Auditors | Mgmt | For | For | For | |||
6 | Authorize Issue of Equity | Mgmt | For | For | For | |||
7 | Authorize Issue of Equity without Pre-emptive Rights | Mgmt | For | For | For | |||
8 | Authorize Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment | Mgmt | For | For | For | |||
9 | Authorize Share Repurchase Program | Mgmt | For | For | For | |||
10 | Approve the Price Range for the Reissuance of Shares | Mgmt | For | For | For | |||
Illumina, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ILMN | CUSIP 452327109 | 05/25/2023 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Proxy Contest | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Management Nominee Frances Arnold | Mgmt | For | TNA | N/A | |||
2 | Elect Management Nominee Francis A. deSouza | Mgmt | For | TNA | N/A | |||
3 | Elect Management Nominee Caroline D. Dorsa | Mgmt | For | TNA | N/A | |||
4 | Elect Management Nominee Robert S. Epstein | Mgmt | For | TNA | N/A | |||
5 | Elect Management Nominee Scott Gottlieb | Mgmt | For | TNA | N/A | |||
6 | Elect Management Nominee Gary S. Guthart | Mgmt | For | TNA | N/A | |||
7 | Elect Management Nominee Philip W. Schiller | Mgmt | For | TNA | N/A | |||
8 | Elect Management Nominee Susan E. Siegel | Mgmt | For | TNA | N/A | |||
9 | Elect Management Nominee John W. Thompson | Mgmt | For | TNA | N/A | |||
10 | Elect Icahn Nominee Vincent J. Intrieri | ShrHoldr | Withhold | TNA | N/A | |||
11 | Elect Icahn Nominee Jesse A. Lynn | ShrHoldr | Withhold | TNA | N/A | |||
12 | Elect Icahn Nominee Andrew J. Teno | ShrHoldr | Withhold | TNA | N/A | |||
13 | Ratification of Auditor | Mgmt | For | TNA | N/A | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | TNA | N/A | |||
15 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | TNA | Against | |||
16 | Amendment to the 2015 Stock and Incentive Plan | Mgmt | For | TNA | N/A | |||
Illumina, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ILMN | CUSIP 452327109 | 05/25/2023 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Proxy Contest | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Icahn Nominee Vincent J. Intrieri | ShrHoldr | N/A | For | N/A | |||
2 | Elect Icahn Nominee Jesse A. Lynn | ShrHoldr | N/A | For | N/A | |||
3 | Elect Icahn Nominee Andrew J. Teno | ShrHoldr | N/A | For | N/A | |||
4 | Elect Management Nominee Frances Arnold | Mgmt | N/A | Withhold | N/A | |||
5 | Elect Management Nominee Caroline D. Dorsa | Mgmt | N/A | Withhold | N/A | |||
6 | Elect Management Nominee Scott Gottlieb | Mgmt | N/A | Withhold | N/A | |||
7 | Elect Management Nominee Gary S. Guthart | Mgmt | N/A | Withhold | N/A | |||
8 | Elect Management Nominee Philip W. Schiller | Mgmt | N/A | Withhold | N/A | |||
9 | Elect Management Nominee Susan E. Siegel | Mgmt | N/A | Withhold | N/A | |||
10 | Elect Management Nominee Francis A. deSouza | Mgmt | N/A | Withhold | N/A | |||
11 | Elect Management Nominee Robert S. Epstein | Mgmt | N/A | Withhold | N/A | |||
12 | Elect Management Nominee John W. Thompson | Mgmt | N/A | Withhold | N/A | |||
13 | Ratification of Auditor | Mgmt | N/A | For | N/A | |||
14 | Advisory Vote on Executive Compensation | Mgmt | N/A | Against | N/A | |||
15 | Frequency of Advisory Vote on Executive Compensation | Mgmt | N/A | 1 Year | N/A | |||
16 | Amendment to the 2015 Stock and Incentive Plan | Mgmt | N/A | For | N/A | |||
Innoviva, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
INVA | CUSIP 45781M101 | 05/22/2023 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Deborah L. Birx | Mgmt | For | For | For | |||
2 | Elect Mark A. DiPaolo | Mgmt | For | For | For | |||
3 | Elect Jules A. Haimovitz | Mgmt | For | For | For | |||
4 | Elect Odysseas D. Kostas | Mgmt | For | For | For | |||
5 | Elect Sarah J. Schlesinger | Mgmt | For | For | For | |||
6 | Elect Sapna Srivastava | Mgmt | For | Against | Against | |||
7 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
8 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
9 | Ratification of Auditor | Mgmt | For | For | For | |||
10 | Approval of the 2023 Employee Stock Purchase Plan | Mgmt | For | For | For | |||
Intuitive Surgical, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ISRG | CUSIP 46120E602 | 04/27/2023 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Craig H. Barratt | Mgmt | For | For | For | |||
2 | Elect Joseph C. Beery | Mgmt | For | For | For | |||
3 | Elect Gary S. Guthart | Mgmt | For | For | For | |||
4 | Elect Amal M. Johnson | Mgmt | For | For | For | |||
5 | Elect Don R. Kania | Mgmt | For | For | For | |||
6 | Elect Amy L. Ladd | Mgmt | For | For | For | |||
7 | Elect Keith R. Leonard, Jr. | Mgmt | For | For | For | |||
8 | Elect Alan J. Levy | Mgmt | For | For | For | |||
9 | Elect Jami Dover Nachtsheim | Mgmt | For | For | For | |||
10 | Elect Monica P. Reed | Mgmt | For | For | For | |||
11 | Elect Mark J. Rubash | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Shareholder Proposal Regarding Median Gender and Racial Pay Equity Report | ShrHoldr | Against | Against | For | |||
IVERIC bio, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ISEE | CUSIP 46583P102 | 05/17/2023 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Jane P. Henderson | Mgmt | For | Withhold | Against | |||
2 | Elect Pravin U. Dugel | Mgmt | For | For | For | |||
3 | Elect Glenn P. Sblendorio | Mgmt | For | For | For | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
5 | Increase in Authorized Common Stock | Mgmt | For | For | For | |||
6 | Approval of the 2023 Stock Incentive Plan | Mgmt | For | Against | Against | |||
7 | Ratification of Auditor | Mgmt | For | For | For | |||
Johnson & Johnson | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
JNJ | CUSIP 478160104 | 04/27/2023 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Darius Adamczyk | Mgmt | For | For | For | |||
2 | Elect Mary C. Beckerle | Mgmt | For | For | For | |||
3 | Elect D. Scott Davis | Mgmt | For | For | For | |||
4 | Elect Jennifer A. Doudna | Mgmt | For | For | For | |||
5 | Elect Joaquin Duato | Mgmt | For | For | For | |||
6 | Elect Marillyn A. Hewson | Mgmt | For | For | For | |||
7 | Elect Paula A. Johnson | Mgmt | For | For | For | |||
8 | Elect Hubert Joly | Mgmt | For | For | For | |||
9 | Elect Mark B. McClellan | Mgmt | For | For | For | |||
10 | Elect Anne Mulcahy | Mgmt | For | For | For | |||
11 | Elect Mark A. Weinberger | Mgmt | For | For | For | |||
12 | Elect Nadja Y. West | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
15 | Ratification of Auditor | Mgmt | For | For | For | |||
16 | Shareholder Proposal Regarding Adoption of Mandatory Arbitration Bylaw | ShrHoldr | Against | Against | For | |||
17 | Shareholder Proposal Regarding Report on Access to COVID-19 Products | ShrHoldr | Against | Against | For | |||
18 | Shareholder Proposal Prohibiting Adjustments for Legal and Compliance Costs | ShrHoldr | Against | Against | For | |||
19 | Shareholder Proposal Regarding Extended Patent Exclusivities and Application for Secondary and Tertiary Patents | ShrHoldr | Against | Against | For | |||
Lantheus Holdings, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
LNTH | CUSIP 516544103 | 04/27/2023 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Minnie Baylor-Henry | Mgmt | For | For | For | |||
2 | Elect Heinz Mausli | Mgmt | For | For | For | |||
3 | Elect Julie H. McHugh | Mgmt | For | For | For | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
5 | Approval of the 2023 Employee Stock Purchase Plan | Mgmt | For | For | For | |||
6 | Ratification of Auditor | Mgmt | For | For | For | |||
McKesson Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MCK | CINS 58155Q103 | 07/22/2022 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | USA | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Ratify Deloitte & Touche LLP as Auditors | Mgmt | For | For | For | |||
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For | For | |||
3 | Approve Omnibus Stock Plan | Mgmt | For | For | For | |||
4 | Amend Qualified Employee Stock Purchase Plan | Mgmt | For | For | For | |||
5 | Reduce Ownership Threshold for Shareholders to Call Special Meeting | ShrHoldr | Against | Against | For | |||
6 | Adopt Policy on 10b5-1 Plans | ShrHoldr | Against | Against | For | |||
7 | Elect Director Richard H. Carmona | Mgmt | For | For | For | |||
8 | Elect Director Dominic J. Caruso | Mgmt | For | For | For | |||
9 | Elect Director W. Roy Dunbar | Mgmt | For | For | For | |||
10 | Elect Director James H. Hinton | Mgmt | For | For | For | |||
11 | Elect Director Donald R. Knauss | Mgmt | For | For | For | |||
12 | Elect Director Bradley E. Lerman | Mgmt | For | For | For | |||
13 | Elect Director Linda P. Mantia | Mgmt | For | For | For | |||
14 | Elect Director Maria Martinez | Mgmt | For | For | For | |||
15 | Elect Director Susan R. Salka | Mgmt | For | For | For | |||
16 | Elect Director Brian S. Tyler | Mgmt | For | For | For | |||
17 | Elect Director Kathleen Wilson-Thompson | Mgmt | For | For | For | |||
Merck & Co., Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MRK | CUSIP 58933Y105 | 05/23/2023 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Douglas M. Baker, Jr. | Mgmt | For | For | For | |||
2 | Elect Mary Ellen Coe | Mgmt | For | For | For | |||
3 | Elect Pamela J. Craig | Mgmt | For | For | For | |||
4 | Elect Robert M. Davis | Mgmt | For | For | For | |||
5 | Elect Thomas H. Glocer | Mgmt | For | For | For | |||
6 | Elect Risa Lavizzo-Mourey | Mgmt | For | For | For | |||
7 | Elect Stephen L. Mayo | Mgmt | For | For | For | |||
8 | Elect Paul B. Rothman | Mgmt | For | For | For | |||
9 | Elect Patricia F. Russo | Mgmt | For | For | For | |||
10 | Elect Christine E. Seidman | Mgmt | For | For | For | |||
11 | Elect Inge G. Thulin | Mgmt | For | For | For | |||
12 | Elect Kathy J. Warden | Mgmt | For | For | For | |||
13 | Elect Peter C. Wendell | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
16 | Ratification of Auditor | Mgmt | For | For | For | |||
17 | Shareholder Proposal Regarding Report on Corporate Operations with China | ShrHoldr | Against | Against | For | |||
18 | Shareholder Proposal Regarding Report on Access to COVID-19 Products | ShrHoldr | Against | Against | For | |||
19 | Shareholder Proposal Regarding Third-Party Political Expenditures Reporting | ShrHoldr | Against | Against | For | |||
20 | Shareholder Proposal Regarding Extended Patent Exclusivities and Application for Secondary and Tertiary Patents | ShrHoldr | Against | Against | For | |||
21 | Shareholder Proposal Regarding Congruency Report of Partnerships with Certain Organizations | ShrHoldr | Against | Against | For | |||
22 | Shareholder Proposal Regarding Independent Chair | ShrHoldr | Against | Against | For | |||
Novo Nordisk A/S | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NOVOB | CINS K72807132 | 03/23/2023 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Denmark | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
6 | Accounts and Reports | Mgmt | For | For | For | |||
7 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
8 | Remuneration Report | Mgmt | For | For | For | |||
9 | Directors' Fees 2022 | Mgmt | For | For | For | |||
10 | Directors' Fees 2023 | Mgmt | For | For | For | |||
11 | Amendments to Remuneration Policy | Mgmt | For | For | For | |||
12 | Elect Helge Lund as Chair | Mgmt | For | For | For | |||
13 | Elect Henrik Poulsen as Vice Chair | Mgmt | For | For | For | |||
14 | Elect Laurence Debroux | Mgmt | For | For | For | |||
15 | Elect Andreas Fibig | Mgmt | For | For | For | |||
16 | Elect Sylvie Gregoire | Mgmt | For | For | For | |||
17 | Elect Kasim Kutay | Mgmt | For | For | For | |||
18 | Elect Christina Choi Lai Law | Mgmt | For | For | For | |||
19 | Elect Martin Mackay | Mgmt | For | Against | Against | |||
20 | Appointment of Auditor | Mgmt | For | For | For | |||
21 | Cancellation of Shares | Mgmt | For | For | For | |||
22 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
23 | Authority to Issue Shares w/ or w/o Preemptive Rights | Mgmt | For | For | For | |||
24 | Shareholder Proposal Regarding Company's Product pricing | ShrHoldr | Against | Against | For | |||
25 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
26 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
27 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
28 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Option Care Health, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
OPCH | CUSIP 68404L201 | 05/17/2023 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect John J. Arlotta | Mgmt | For | For | For | |||
1.2 | Elect Elizabeth Q. Betten | Mgmt | For | For | For | |||
1.3 | Elect Elizabeth D. Bierbower | Mgmt | For | For | For | |||
1.4 | Elect Natasha Deckmann | Mgmt | For | For | For | |||
1.5 | Elect David W. Golding | Mgmt | For | For | For | |||
1.6 | Elect Harry M. Jansen Kraemer, Jr. | Mgmt | For | For | For | |||
1.7 | Elect R. Carter Pate | Mgmt | For | For | For | |||
1.8 | Elect John C. Rademacher | Mgmt | For | For | For | |||
1.9 | Elect Nitin Sahney | Mgmt | For | For | For | |||
1.10 | Elect Timothy Sullivan | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
Pfizer Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PFE | CUSIP 717081103 | 04/27/2023 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Ronald E. Blaylock | Mgmt | For | For | For | |||
2 | Elect Albert Bourla | Mgmt | For | For | For | |||
3 | Elect Susan Desmond-Hellmann | Mgmt | For | For | For | |||
4 | Elect Joseph J. Echevarria | Mgmt | For | For | For | |||
5 | Elect Scott Gottlieb | Mgmt | For | For | For | |||
6 | Elect Helen H. Hobbs | Mgmt | For | For | For | |||
7 | Elect Susan Hockfield | Mgmt | For | For | For | |||
8 | Elect Dan R. Littman | Mgmt | For | For | For | |||
9 | Elect Shantanu Narayen | Mgmt | For | For | For | |||
10 | Elect Suzanne Nora Johnson | Mgmt | For | For | For | |||
11 | Elect James Quincey | Mgmt | For | For | For | |||
12 | Elect James C. Smith | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
16 | Shareholder Proposal Regarding Severance Approval Policy | ShrHoldr | Against | For | Against | |||
17 | Shareholder Proposal Regarding Independent Chair | ShrHoldr | Against | For | Against | |||
18 | Shareholder Proposal Regarding Intellectual Property | ShrHoldr | Against | Against | For | |||
19 | Shareholder Proposal Regarding Extended Patent Exclusivities and Application for Secondary and Tertiary Patents | ShrHoldr | Against | Against | For | |||
20 | Shareholder Proposal Regarding Report on Political Expenditures and Values Congruency | ShrHoldr | Against | Against | For | |||
Regeneron Pharmaceuticals, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
REGN | CUSIP 75886F107 | 06/09/2023 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Joseph L. Goldstein | Mgmt | For | For | For | |||
2 | Elect Christine A. Poon | Mgmt | For | For | For | |||
3 | Elect Craig B. Thompson | Mgmt | For | For | For | |||
4 | Elect Huda Y. Zoghbi | Mgmt | For | For | For | |||
5 | Ratification of Auditor | Mgmt | For | For | For | |||
6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
7 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
8 | Shareholder Proposal Regarding Extended Patent Exclusivities and Application for Secondary and Tertiary Patents | ShrHoldr | Against | Against | For | |||
Rocket Pharmaceuticals, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
RCKT | CUSIP 77313F106 | 06/22/2023 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Elisabeth Bjork | Mgmt | For | Withhold | Against | |||
2 | Elect Carsten Boess | Mgmt | For | Withhold | Against | |||
3 | Elect Pedro P. Granadillo | Mgmt | For | Withhold | Against | |||
4 | Elect Gotham Makker | Mgmt | For | Withhold | Against | |||
5 | Elect Fady Malik | Mgmt | For | Withhold | Against | |||
6 | Elect Gaurav Shah | Mgmt | For | Withhold | Against | |||
7 | Elect David P. Southwell | Mgmt | For | Withhold | Against | |||
8 | Elect Roderick Wong | Mgmt | For | Withhold | Against | |||
9 | Elect Naveen Yalamanchi | Mgmt | For | Withhold | Against | |||
10 | Ratification of Auditor | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Sanofi | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SAN | CINS F5548N101 | 05/25/2023 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Mix | France | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
5 | Accounts and Reports; Non Tax-Deductible Expenses | Mgmt | For | For | For | |||
6 | Consolidated Accounts and Reports | Mgmt | For | For | For | |||
7 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
8 | Elect Frederic Oudea | Mgmt | For | For | For | |||
9 | 2022 Remuneration Report | Mgmt | For | For | For | |||
10 | 2022 Remuneration of Serge Weinberg, Chair | Mgmt | For | For | For | |||
11 | 2022 Remuneration of Paul Hudson, CEO | Mgmt | For | For | For | |||
12 | 2023 Directors' Fees | Mgmt | For | For | For | |||
13 | 2023 Remuneration Policy (Board of Directors) | Mgmt | For | For | For | |||
14 | 2023 Remuneration Policy (Chair) | Mgmt | For | For | For | |||
15 | 2023 Remuneration Policy (CEO) | Mgmt | For | For | For | |||
16 | Appointment of Auditor (PwC) | Mgmt | For | For | For | |||
17 | Relocation of Corporate Headquarters | Mgmt | For | For | For | |||
18 | Authority to Repurchase and Reissue Shares | Mgmt | For | For | For | |||
19 | Authority to Cancel Shares and Reduce Capital | Mgmt | For | For | For | |||
20 | Authority to Issue Shares and Convertible Debt w/ Preemptive Rights | Mgmt | For | For | For | |||
21 | Authority to Issue Shares and Convertible Debt w/o Preemptive Rights | Mgmt | For | For | For | |||
22 | Authority to Issue Shares and/or Convertible Debt Through Private Placement | Mgmt | For | For | For | |||
23 | Authority to Issue Debt Instruments | Mgmt | For | For | For | |||
24 | Greenshoe | Mgmt | For | For | For | |||
25 | Authority to Increase Capital in Consideration for Contributions In Kind | Mgmt | For | For | For | |||
26 | Authority to Increase Capital Through Capitalisations | Mgmt | For | For | For | |||
27 | Employee Stock Purchase Plan | Mgmt | For | For | For | |||
28 | Authorisation of Legal Formalities | Mgmt | For | For | For | |||
29 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
30 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
31 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
32 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Sarepta Therapeutics, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SRPT | CUSIP 803607100 | 06/08/2023 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Richard J. Barry | Mgmt | For | Against | Against | |||
2 | Elect M. Kathleen Behrens | Mgmt | For | For | For | |||
3 | Elect Stephen L. Mayo | Mgmt | For | For | For | |||
4 | Elect Claude Nicaise | Mgmt | For | For | For | |||
5 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
6 | Amendment to the 2018 Equity Incentive Plan | Mgmt | For | Against | Against | |||
7 | Amendment to the 2013 Employee Stock Purchase Plan | Mgmt | For | For | For | |||
8 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
9 | Ratification of Auditor | Mgmt | For | For | For | |||
Takeda Pharmaceutical Company Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
4502 | CINS J8129E108 | 06/28/2023 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Elect Christophe Weber | Mgmt | For | For | For | |||
4 | Elect Andrew Plump | Mgmt | For | For | For | |||
5 | Elect Constantine Saroukos | Mgmt | For | For | For | |||
6 | Elect Masami Iijima | Mgmt | For | For | For | |||
7 | Elect Olivier Bohuon | Mgmt | For | For | For | |||
8 | Elect Jean-Luc Butel | Mgmt | For | For | For | |||
9 | Elect Ian T. Clark | Mgmt | For | Against | Against | |||
10 | Elect Steven Gillis | Mgmt | For | For | For | |||
11 | Elect John M. Maraganore | Mgmt | For | Against | Against | |||
12 | Elect Michel Orsinger | Mgmt | For | For | For | |||
13 | Elect Miki Tsusaka | Mgmt | For | For | For | |||
14 | Bonus | Mgmt | For | For | For | |||
TerrAscend Corp. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TER | CUSIP 88105E108 | 06/22/2023 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Craig Collard | Mgmt | For | Withhold | Against | |||
2 | Elect Kara DioGuardi | Mgmt | For | Withhold | Against | |||
3 | Elect Ira Duarte | Mgmt | For | Withhold | Against | |||
4 | Elect Edward Schutter | Mgmt | For | Withhold | Against | |||
5 | Elect Jason Wild | Mgmt | For | Withhold | Against | |||
6 | Appointment of Auditor | Mgmt | For | For | For | |||
7 | Amendment to the Stock Option Plan | Mgmt | For | For | For | |||
8 | Amendment to the Share Unit Plan | Mgmt | For | For | For | |||
9 | Private Placement | Mgmt | For | For | For | |||
Terumo Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
4543 | CINS J83173104 | 06/27/2023 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Amendments to Articles | Mgmt | For | For | For | |||
4 | Elect Toshiaki Takagi | Mgmt | For | For | For | |||
5 | Elect Shinjiro Sato | Mgmt | For | For | For | |||
6 | Elect Shoji Hatano | Mgmt | For | For | For | |||
7 | Elect Kazunori Hirose | Mgmt | For | For | For | |||
8 | Elect Norimasa Kunimoto | Mgmt | For | For | For | |||
9 | Elect Yukiko Kuroda Yukiko Matsumoto | Mgmt | For | For | For | |||
10 | Elect Hidenori Nishi | Mgmt | For | For | For | |||
11 | Elect Keiya Ozawa | Mgmt | For | For | For | |||
12 | Elect Takanori Shibazaki | Mgmt | For | For | For | |||
13 | Elect Masaichi Nakamura | Mgmt | For | For | For | |||
14 | Elect Soichiro Uno | Mgmt | For | For | For | |||
15 | Elect Koichi Sakaguchi as Alternate Audit Committee Director | Mgmt | For | For | For | |||
The Cigna Group | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CI | CUSIP 125523100 | 04/26/2023 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect David M. Cordani | Mgmt | For | For | For | |||
2 | Elect William J. DeLaney | Mgmt | For | For | For | |||
3 | Elect Eric J. Foss | Mgmt | For | For | For | |||
4 | Elect Elder Granger | Mgmt | For | For | For | |||
5 | Elect Neesha Hathi | Mgmt | For | For | For | |||
6 | Elect George Kurian | Mgmt | For | For | For | |||
7 | Elect Kathleen M. Mazzarella | Mgmt | For | For | For | |||
8 | Elect Mark B. McClellan | Mgmt | For | For | For | |||
9 | Elect Kimberly A. Ross | Mgmt | For | For | For | |||
10 | Elect Eric C. Wiseman | Mgmt | For | For | For | |||
11 | Elect Donna F. Zarcone | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Amendment to Allow Exculpation of Officers | Mgmt | For | For | For | |||
16 | Shareholder Proposal Regarding Right to Call Special Meetings | ShrHoldr | Against | For | Against | |||
17 | Shareholder Proposal Regarding Report on Political Expenditures and Values Congruency | ShrHoldr | Against | Against | For | |||
Thermo Fisher Scientific Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TMO | CUSIP 883556102 | 05/24/2023 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Marc N. Casper | Mgmt | For | For | For | |||
2 | Elect Nelson J. Chai | Mgmt | For | For | For | |||
3 | Elect Ruby R. Chandy | Mgmt | For | For | For | |||
4 | Elect C. Martin Harris | Mgmt | For | For | For | |||
5 | Elect Tyler Jacks | Mgmt | For | For | For | |||
6 | Elect R. Alexandra Keith | Mgmt | For | For | For | |||
7 | Elect James C. Mullen | Mgmt | For | For | For | |||
8 | Elect Lars R. Sorensen | Mgmt | For | For | For | |||
9 | Elect Debora L. Spar | Mgmt | For | For | For | |||
10 | Elect Scott M. Sperling | Mgmt | For | For | For | |||
11 | Elect Dion J. Weisler | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Amendment to the 2013 Stock Incentive Plan | Mgmt | For | For | For | |||
16 | Approval of the 2023 Employee Stock Purchase Plan | Mgmt | For | For | For | |||
UnitedHealth Group Incorporated | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
UNH | CUSIP 91324P102 | 06/05/2023 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Timothy P. Flynn | Mgmt | For | For | For | |||
2 | Elect Paul R. Garcia | Mgmt | For | For | For | |||
3 | Elect Kristen Gil | Mgmt | For | For | For | |||
4 | Elect Stephen J. Hemsley | Mgmt | For | For | For | |||
5 | Elect Michele J. Hooper | Mgmt | For | For | For | |||
6 | Elect F. William McNabb, III | Mgmt | For | For | For | |||
7 | Elect Valerie C. Montgomery Rice | Mgmt | For | For | For | |||
8 | Elect John H. Noseworthy | Mgmt | For | For | For | |||
9 | Elect Andrew Witty | Mgmt | For | For | For | |||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
11 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Shareholder Proposal Regarding Racial Equity Audit | ShrHoldr | Against | Against | For | |||
14 | Shareholder Proposal Regarding Report on Political Expenditures and Values Congruency | ShrHoldr | Against | Against | For | |||
15 | Shareholder Proposal Regarding Severance Approval Policy | ShrHoldr | Against | For | Against | |||
Verano Holdings Corp. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
VRNO | CINS 92338D101 | 08/03/2022 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | USA | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Fix Number of Directors at Four | Mgmt | For | Against | Against | |||
2 | Approve Baker Tilly US, LLP as Auditors and Authorize Board to Fix Their Remuneration | Mgmt | For | For | For | |||
3 | Elect Director George Archos | Mgmt | For | Withhold | Against | |||
4 | Elect Director R. Michael Smullen | Mgmt | For | Withhold | Against | |||
5 | Elect Director Edward Brown | Mgmt | For | Withhold | Against | |||
6 | Elect Director Cristina Nunez | Mgmt | For | Withhold | Against |
Pursuant to the requirements of the Investment Company Act of 1940,the registrant has duly caused this report to be signed on its behalf by the undersigned,thereunto duly authorised. | ||
Registrant: | Putnam Global Health Care Fund | |
By: | /s/Stephen J. Tate | |
Name: | Stephen J. Tate | |
Title: | Vice President, Chief Legal Officer of Putnam Global Health Care Fund | |
Date: | August 23, 2023 | |