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| UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM N-PX ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT INVESTMENT COMPANY | |||||||||
| Investment Company Act File Number : | 811-03386 | ||||||||
| Name of Registrant: | Putnam Global Health Care Fund | ||||||||
| Address of Principal Executive Offices: | One Post Office Square | ||||||||
| Boston, Massachusetts 02109 | |||||||||
| Name and address of agent of service: | James P. Pappas, Vice President | ||||||||
| Putnam Global Health Care Fund | |||||||||
| One Post Office Square | |||||||||
| Boston, Massachusetts 02109 | |||||||||
| CC: | Bryan Chegwidden, Esq. | ||||||||
| Ropes & Gray LLP | |||||||||
| 1211 Avenue of the Americas | |||||||||
| New York, New York 10036 | |||||||||
| Registrant's telephone number including area code: | (617) 292-1000 | ||||||||
| Date of fiscal year end: | 08/31 | ||||||||
| Date of reporting period: | 07/01/2015 - 06/30/2016 | ||||||||
| Registrant : | Putnam Global Health Care Fund | |||||||
| Fund Name : | Putnam Global Health Care Fund | |||||||
| Date of fiscal year end: | 08/31 | |||||||
| AbbVie Inc. | ||||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||
| ABBV | CUSIP 00287Y109 | 05/06/2016 | Voted | |||||
| Meeting Type | Country of Trade | |||||||
| Annual | United States | |||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
| 1.1 | Elect William H.L. Burnside | Mgmt | For | For | For | |||
| 1.2 | Elect Brett J. Hart | Mgmt | For | For | For | |||
| 1.3 | Elect Edward J. Rapp | Mgmt | For | For | For | |||
| 2 | Ratification of Auditor | Mgmt | For | For | For | |||
| 3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
| 4 | Repeal of Classified Board | Mgmt | For | For | For | |||
| 5 | Approval of Performance Goals Under the Performance Incentive Plan | Mgmt | For | For | For | |||
| 6 | Shareholder Proposal Regarding Take-Back Programs for Unused Medicines | ShrHoldr | Against | Against | For | |||
| 7 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | |||
| Acceleron Pharma Inc | ||||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||
| XLRN | CUSIP 00434H108 | 06/02/2016 | Voted | |||||
| Meeting Type | Country of Trade | |||||||
| Annual | United States | |||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
| 1.1 | Elect Tom Maniatis | Mgmt | For | For | For | |||
| 1.2 | Elect Richard F. Pops | Mgmt | For | For | For | |||
| 1.3 | Elect Joseph S. Zakrzewski | Mgmt | For | For | For | |||
| 2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
| 3 | Approval of Short-Term Incentive Compensation Plan | Mgmt | For | For | For | |||
| 4 | Ratification of Auditor | Mgmt | For | For | For | |||
| Achaogen Inc | ||||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||
| AKAO | CUSIP 004449104 | 06/15/2016 | Voted | |||||
| Meeting Type | Country of Trade | |||||||
| Annual | United States | |||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
| 1.1 | Elect Kenneth J. Hillan | Mgmt | For | For | For | |||
| 1.2 | Elect Gregory Stea | Mgmt | For | For | For | |||
| 2 | Ratification of Auditor | Mgmt | For | For | For | |||
| Adaptimmune Therapeutics Plc | ||||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||
| ADAP | CUSIP 00653A107 | 06/16/2016 | Voted | |||||
| Meeting Type | Country of Trade | |||||||
| Annual | United States | |||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
| 1 | Accounts and Reports | Mgmt | For | For | For | |||
| 2 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
| 3 | Elect James Noble | Mgmt | For | Against | Against | |||
| 4 | Elect Elliott Sigal | Mgmt | For | Against | Against | |||
| 5 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
| 6 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
| 7 | Amendments to Articles | Mgmt | For | For | For | |||
| Adaptimmune Therapeutics Plc | ||||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||
| ADAP | CUSIP 00653A107 | 12/17/2015 | Voted | |||||
| Meeting Type | Country of Trade | |||||||
| Annual | United States | |||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
| 1 | Accounts and Reports | Mgmt | For | For | For | |||
| 2 | Remuneration Report (Advisory) | Mgmt | For | Against | Against | |||
| 3 | Remuneration Policy (Binding) | Mgmt | For | Against | Against | |||
| 4 | Appointment of Auditor | Mgmt | For | For | For | |||
| 5 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
| 6 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
| 7 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | Against | Against | |||
| Aerie Pharmaceuticals, Inc. | ||||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||
| AERI | CUSIP 00771V108 | 06/08/2016 | Voted | |||||
| Meeting Type | Country of Trade | |||||||
| Annual | United States | |||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
| 1.1 | Elect Gerald D. Cagle | Mgmt | For | For | For | |||
| 1.2 | Elect Richard Croarkin | Mgmt | For | For | For | |||
| 2 | Ratification of Auditor | Mgmt | For | For | For | |||
| Aetna Inc. | ||||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||
| AET | CUSIP 00817Y108 | 05/20/2016 | Voted | |||||
| Meeting Type | Country of Trade | |||||||
| Annual | United States | |||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
| 1 | Elect Fernando Aguirre | Mgmt | For | For | For | |||
| 2 | Elect Mark T. Bertolini | Mgmt | For | For | For | |||
| 3 | Elect Frank M. Clark, Jr. | Mgmt | For | For | For | |||
| 4 | Elect Betsy Z. Cohen | Mgmt | For | For | For | |||
| 5 | Elect Molly J. Coye | Mgmt | For | For | For | |||
| 6 | Elect Roger N. Farah | Mgmt | For | For | For | |||
| 7 | Elect Jeffrey E. Garten | Mgmt | For | For | For | |||
| 8 | Elect Ellen M. Hancock | Mgmt | For | For | For | |||
| 9 | Elect Richard J. Harrington | Mgmt | For | For | For | |||
| 10 | Elect Edward J. Ludwig | Mgmt | For | For | For | |||
| 11 | Elect Joseph P. Newhouse | Mgmt | For | For | For | |||
| 12 | Elect Olympia J. Snowe | Mgmt | For | For | For | |||
| 13 | Ratification of Auditor | Mgmt | For | For | For | |||
| 14 | Approval of the 2016 Employee Stock Purchase Plan | Mgmt | For | For | For | |||
| 15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
| 16 | Shareholder Proposal Regarding Report on Indirect Political Spending | ShrHoldr | Against | Against | For | |||
| Aetna Inc. | ||||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||
| AET | CUSIP 00817Y108 | 10/19/2015 | Voted | |||||
| Meeting Type | Country of Trade | |||||||
| Special | United States | |||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
| 1 | Merger | Mgmt | For | For | For | |||
| 2 | Right to Adjourn Meeting | Mgmt | For | For | For | |||
| Agilent Technologies, Inc. | ||||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||
| A | CUSIP 00846U101 | 03/16/2016 | Voted | |||||
| Meeting Type | Country of Trade | |||||||
| Annual | United States | |||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
| 1 | Elect Paul N. Clark | Mgmt | For | For | For | |||
| 2 | Elect James G. Cullen | Mgmt | For | For | For | |||
| 3 | Elect Tadataka Yamada | Mgmt | For | For | For | |||
| 4 | Ratification of Auditor | Mgmt | For | For | For | |||
| 5 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
| 6 | Repeal of Classified Board | Mgmt | For | For | For | |||
| Alkermes plc | ||||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||
| ALKS | CUSIP G01767105 | 05/25/2016 | Voted | |||||
| Meeting Type | Country of Trade | |||||||
| Annual | United States | |||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
| 1 | Elect David W. Anstice | Mgmt | For | For | For | |||
| 2 | Elect Robert A. Breyer | Mgmt | For | For | For | |||
| 3 | Elect Wendy L. Dixon | Mgmt | For | For | For | |||
| 4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
| 5 | Ratification of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
| 6 | Amendment to the 2011 Stock Option and Incentive Plan | Mgmt | For | Against | Against | |||
| 7 | Authority to Issue Shares with or without Preemptive Rights | Mgmt | For | For | For | |||
| 8 | Amendments to Articles Regarding Irish Companies Act 2014 | Mgmt | For | For | For | |||
| 9 | Amendments to Memorandum Regarding Irish Companies Act 2014 | Mgmt | For | For | For | |||
| 10 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
| Allergan plc | ||||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||
| AGN | CUSIP G0177J108 | 05/05/2016 | Voted | |||||
| Meeting Type | Country of Trade | |||||||
| Annual | United States | |||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
| 1.1 | Elect Nesli Basgoz | Mgmt | For | For | For | |||
| 1.2 | Elect Paul M. Bisaro | Mgmt | For | For | For | |||
| 1.3 | Elect James H. Bloem | Mgmt | For | For | For | |||
| 1.4 | Elect Christopher W. Bodine | Mgmt | For | For | For | |||
| 1.5 | Elect Christopher J. Coughlin | Mgmt | For | For | For | |||
| 1.6 | Elect Michael R. Gallagher | Mgmt | For | For | For | |||
| 1.7 | Elect Catherine M. Klema | Mgmt | For | For | For | |||
| 1.8 | Elect Peter J. McDonnell | Mgmt | For | For | For | |||
| 1.9 | Elect Patrick J. O'Sullivan | Mgmt | For | For | For | |||
| 1.10 | Elect Brenton L. Saunders | Mgmt | For | For | For | |||
| 1.11 | Elect Ronald R. Taylor | Mgmt | For | For | For | |||
| 1.12 | Elect Fred G. Weiss | Mgmt | For | For | For | |||
| 2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
| 3 | Ratification of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
| 4 | Amendment to the Memorandum of Association to Make Certain Administrative Amendments | Mgmt | For | For | For | |||
| 5 | Amendment to the Articles of Association to make Certain Administrative Amendments | Mgmt | For | For | For | |||
| 6 | Provide for a Plurality Voting Standard in the Event of a Contested Election | Mgmt | For | For | For | |||
| 7 | Sole Authority of Board to Determine Board Size | Mgmt | For | For | For | |||
| 8 | Reduction of Company Capital | Mgmt | For | For | For | |||
| 9 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | |||
| 10 | Shareholder Proposal Regarding Independent Board Chairman | ShrHoldr | Against | Against | For | |||
| AMAG Pharmaceuticals, Inc. | ||||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||
| AMAG | CUSIP 00163U106 | 05/19/2016 | Voted | |||||
| Meeting Type | Country of Trade | |||||||
| Annual | United States | |||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
| 1 | Elect William K. Heiden | Mgmt | For | For | For | |||
| 2 | Elect Barbara Deptula | Mgmt | For | For | For | |||
| 3 | Elect John A. Fallon | Mgmt | For | For | For | |||
| 4 | Elect Robert J. Perez | Mgmt | For | For | For | |||
| 5 | Elect Lesley Russell | Mgmt | For | For | For | |||
| 6 | Elect Gino Santini | Mgmt | For | For | For | |||
| 7 | Elect Davey S. Scoon | Mgmt | For | For | For | |||
| 8 | Elect James R. Sulat | Mgmt | For | For | For | |||
| 9 | Amendment to the 2007 Equity Incentive Plan | Mgmt | For | Against | Against | |||
| 10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
| 11 | Ratification of Auditor | Mgmt | For | For | For | |||
| AmerisourceBergen Corporation | ||||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||
| ABC | CUSIP 03073E105 | 03/03/2016 | Voted | |||||
| Meeting Type | Country of Trade | |||||||
| Annual | United States | |||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
| 1 | Elect Ornella Barra | Mgmt | For | For | For | |||
| 2 | Elect Steven H. Collis | Mgmt | For | For | For | |||
| 3 | Elect Douglas R. Conant | Mgmt | For | For | For | |||
| 4 | Elect D. Mark Durcan | Mgmt | For | For | For | |||
| 5 | Elect Richard W. Gochnauer | Mgmt | For | For | For | |||
| 6 | Elect Lon R. Greenberg | Mgmt | For | For | For | |||
| 7 | Elect Jane E. Henney | Mgmt | For | For | For | |||
| 8 | Elect Kathleen Hyle | Mgmt | For | For | For | |||
| 9 | Elect Michael J. Long | Mgmt | For | For | For | |||
| 10 | Elect Henry W. McGee | Mgmt | For | For | For | |||
| 11 | Ratification of Auditor | Mgmt | For | For | For | |||
| 12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
| 13 | Shareholder Proposal Regarding Proxy Access | ShrHoldr | Against | Against | For | |||
| AMGEN Inc. | ||||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||
| AMGN | CUSIP 031162100 | 05/19/2016 | Voted | |||||
| Meeting Type | Country of Trade | |||||||
| Annual | United States | |||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
| 1 | Elect David Baltimore | Mgmt | For | For | For | |||
| 2 | Elect Frank J. Biondi, Jr. | Mgmt | For | For | For | |||
| 3 | Elect Robert A. Bradway | Mgmt | For | For | For | |||
| 4 | Elect Francois de Carbonnel | Mgmt | For | For | For | |||
| 5 | Elect Robert A. Eckert | Mgmt | For | For | For | |||
| 6 | Elect Greg C. Garland | Mgmt | For | For | For | |||
| 7 | Elect Fred Hassan | Mgmt | For | For | For | |||
| 8 | Elect Rebecca M. Henderson | Mgmt | For | For | For | |||
| 9 | Elect Frank C. Herringer | Mgmt | For | For | For | |||
| 10 | Elect Tyler Jacks | Mgmt | For | For | For | |||
| 11 | Elect Judith C. Pelham | Mgmt | For | For | For | |||
| 12 | Elect Ronald D. Sugar | Mgmt | For | For | For | |||
| 13 | Elect R. Sanders Williams | Mgmt | For | For | For | |||
| 14 | Ratification of Auditor | Mgmt | For | For | For | |||
| 15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
| 16 | Shareholder Proposal Regarding Counting Abstentions | ShrHoldr | Against | Against | For | |||
| Anacor Pharmaceuticals, Inc. | ||||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||
| ANAC | CUSIP 032420101 | 06/07/2016 | Voted | |||||
| Meeting Type | Country of Trade | |||||||
| Annual | United States | |||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
| 1.1 | Elect Paul L. Berns | Mgmt | For | For | For | |||
| 1.2 | Elect Lucy Shapiro | Mgmt | For | For | For | |||
| 1.3 | Elect Wendell Wierenga | Mgmt | For | Withhold | Against | |||
| 2 | Ratification of Auditor | Mgmt | For | For | For | |||
| 3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
| 4 | Re-approval of the performance goals under the 2010 Equity Incentive Plan | Mgmt | For | Against | Against | |||
| Anthem, Inc. | ||||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||
| ANTM | CUSIP 036752103 | 05/19/2016 | Voted | |||||
| Meeting Type | Country of Trade | |||||||
| Annual | United States | |||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
| 1 | Elect Lewis Hay, III | Mgmt | For | For | For | |||
| 2 | Elect George A. Schaefer, Jr. | Mgmt | For | For | For | |||
| 3 | Elect Joseph R. Swedish | Mgmt | For | For | For | |||
| 4 | Elect Elizabeth E. Tallett | Mgmt | For | For | For | |||
| 5 | Ratification of Auditor | Mgmt | For | For | For | |||
| 6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
| 7 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | |||
| Anthem, Inc. | ||||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||
| ANTM | CUSIP 036752103 | 12/03/2015 | Voted | |||||
| Meeting Type | Country of Trade | |||||||
| Special | United States | |||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
| 1 | Merger/Acquisition | Mgmt | For | For | For | |||
| 2 | Right to Adjourn Meeting | Mgmt | For | For | For | |||
| Applied Genetic Technologies Corp | ||||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||
| AGTC | CUSIP 03820J100 | 11/19/2015 | Voted | |||||
| Meeting Type | Country of Trade | |||||||
| Annual | United States | |||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
| 1.1 | Elect Scott Koenig | Mgmt | For | For | For | |||
| 1.2 | Elect Ivana Magovcevic-Liebisch | Mgmt | For | For | For | |||
| 2 | Ratification of Auditor | Mgmt | For | For | For | |||
| Aspen Pharmacare Holdings Ltd | ||||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||
| APN | CINS S0754A105 | 12/07/2015 | Voted | |||||
| Meeting Type | Country of Trade | |||||||
| Annual | South Africa | |||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
| 1 | Accounts and Reports | Mgmt | For | For | For | |||
| 2 | Social and Ethics Committee Report | Mgmt | For | For | For | |||
| 3 | Re-elect Roy C. Andersen | Mgmt | For | For | For | |||
| 4 | Re-elect Douglas K. Dlamini | Mgmt | For | For | For | |||
| 5 | Re-elect Christopher N. Mortimer | Mgmt | For | For | For | |||
| 6 | Elect David Simon Redfern | Mgmt | For | For | For | |||
| 7 | Appointment of Auditor | Mgmt | For | For | For | |||
| 8 | Elect Audit and Risk Committee Member (Roy Andersen) | Mgmt | For | For | For | |||
| 9 | Elect Audit and Risk Committee Member (John Buchanan) | Mgmt | For | For | For | |||
| 10 | Elect Audit and Risk Committee Member (Maureen Manyama-Matome) | Mgmt | For | For | For | |||
| 11 | Elect Audit and Risk Committee Member (Sindi Zilwa) | Mgmt | For | For | For | |||
| 12 | General Authority to Issue Shares | Mgmt | For | For | For | |||
| 13 | Authority to Issue Shares for Cash | Mgmt | For | For | For | |||
| 14 | Approve Remuneration Policy | Mgmt | For | For | For | |||
| 15 | Authorisation of Legal Formalities | Mgmt | For | For | For | |||
| 16 | Approve NEDs' Fees (Board Chairman) | Mgmt | For | For | For | |||
| 17 | Approve NEDs' Fees (Board Member) | Mgmt | For | For | For | |||
| 18 | Approve NEDs' Fees (Audit and Risk Committee Chairman) | Mgmt | For | For | For | |||
| 19 | Approve NEDs' Fees (Audit and Risk Committee Member) | Mgmt | For | For | For | |||
| 20 | Approve NEDs' Fees (Remuneration and Nomination Committee Chairman) | Mgmt | For | For | For | |||
| 21 | Approve NEDs' Fees (Remuneration and Nomination Committee Member) | Mgmt | For | For | For | |||
| 22 | Approve NEDs' Fees (Social and Ethics Committee Chairman) | Mgmt | For | For | For | |||
| 23 | Approve NEDs' Fees (Social and Ethics Committee Member) | Mgmt | For | For | For | |||
| 24 | Approve Financial Assistance | Mgmt | For | For | For | |||
| 25 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
| Assembly Biosciences, Inc. | ||||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||
| ASMB | CUSIP 045396108 | 06/02/2016 | Voted | |||||
| Meeting Type | Country of Trade | |||||||
| Annual | United States | |||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
| 1.1 | Elect Anthony E. Altig | Mgmt | For | For | For | |||
| 1.2 | Elect Mark Auerbach | Mgmt | For | For | For | |||
| 1.3 | Elect Richard DiMarchi | Mgmt | For | For | For | |||
| 1.4 | Elect Myron Z. Holubiak | Mgmt | For | For | For | |||
| 1.5 | Elect William Ringo | Mgmt | For | Withhold | Against | |||
| 1.6 | Elect Alan J. Lewis | Mgmt | For | For | For | |||
| 1.7 | Elect Derek Small | Mgmt | For | For | For | |||
| 2 | Amendment to the Stock Incentive Plan | Mgmt | For | Against | Against | |||
| 3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
| 4 | Ratification of Auditor | Mgmt | For | For | For | |||
| Astellas Pharma Inc. | ||||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||
| 4503 | CINS J03393105 | 06/20/2016 | Voted | |||||
| Meeting Type | Country of Trade | |||||||
| Annual | Japan | |||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
| 1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
| 2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
| 3 | Elect Yoshihiko Hatanaka | Mgmt | For | For | For | |||
| 4 | Elect Yoshiroh Miyokawa | Mgmt | For | For | For | |||
| 5 | Elect Yutaka Kase | Mgmt | For | For | For | |||
| 6 | Elect Hironobu Yasuda | Mgmt | For | For | For | |||
| 7 | Elect Etsuko Okajima | Mgmt | For | For | For | |||
| 8 | Elect Yoshiharu Aizawa | Mgmt | For | For | For | |||
| 9 | Elect Hiroko Sakai | Mgmt | For | For | For | |||
| 10 | Elect Noriyuki Uematsu | Mgmt | For | For | For | |||
| 11 | Bonus | Mgmt | For | For | For | |||
| AstraZeneca PLC | ||||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||
| AZN | CINS G0593M107 | 04/29/2016 | Voted | |||||
| Meeting Type | Country of Trade | |||||||
| Annual | United Kingdom | |||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
| 1 | Accounts and Reports | Mgmt | For | For | For | |||
| 2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
| 3 | Appointment of Auditor | Mgmt | For | For | For | |||
| 4 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
| 5 | Elect Leif Johansson | Mgmt | For | For | For | |||
| 6 | Elect Pascal Soriot | Mgmt | For | For | For | |||
| 7 | Elect Marc Dunoyer | Mgmt | For | For | For | |||
| 8 | Elect Cornelia Bargmann | Mgmt | For | For | For | |||
| 9 | Elect Genevieve B. Berger | Mgmt | For | For | For | |||
| 10 | Elect Bruce Burlington | Mgmt | For | For | For | |||
| 11 | Elect Ann Cairns | Mgmt | For | For | For | |||
| 12 | Elect Graham Chipchase | Mgmt | For | For | For | |||
| 13 | Elect Jean-Philippe Courtois | Mgmt | For | For | For | |||
| 14 | Elect Rudy H.P. Markham | Mgmt | For | For | For | |||
| 15 | Elect Shriti Vadera | Mgmt | For | For | For | |||
| 16 | Elect Marcus Wallenberg | Mgmt | For | For | For | |||
| 17 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
| 18 | Authorisation of Political Donations | Mgmt | For | For | For | |||
| 19 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
| 20 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
| 21 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
| 22 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
| Aurobindo Pharma Ltd | ||||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||
| ARBP | CINS Y04527142 | 12/22/2015 | Voted | |||||
| Meeting Type | Country of Trade | |||||||
| Other | India | |||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
| 1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
| 2 | Authority to Issue Shares and/or Covertible Securities w/o Preemptive Rights | Mgmt | For | For | For | |||
| Baxter International Inc. | ||||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||
| BAX | CUSIP 071813109 | 05/03/2016 | Voted | |||||
| Meeting Type | Country of Trade | |||||||
| Annual | United States | |||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
| 1 | Elect Thomas F. Chen | Mgmt | For | For | For | |||
| 2 | Elect John D. Forsyth | Mgmt | For | For | For | |||
| 3 | Elect Michael F. Mahoney | Mgmt | For | For | For | |||
| 4 | Elect Carole J. Shapazian | Mgmt | For | For | For | |||
| 5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
| 6 | Ratification of Auditor | Mgmt | For | For | For | |||
| 7 | Repeal of Classified Board | Mgmt | For | For | For | |||
| 8 | Shareholder Proposal Regarding Independent Board Chairman | ShrHoldr | Against | Against | For | |||
| Bayer AG | ||||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||
| BAYN | CINS D0712D163 | 04/29/2016 | Voted | |||||
| Meeting Type | Country of Trade | |||||||
| Annual | Germany | |||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
| 1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
| 2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
| 3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
| 4 | Presentation of Accounts and Reports; Allocation of Profits/Dividends | Mgmt | For | For | For | |||
| 5 | Ratification of Management Board Acts | Mgmt | For | For | For | |||
| 6 | Ratification of Supervisory Board Acts | Mgmt | For | For | For | |||
| 7 | Elect Hanneke Faber | Mgmt | For | Against | Against | |||
| 8 | Elect Wolfgang Plischke | Mgmt | For | For | For | |||
| 9 | Compensation Policy | Mgmt | For | For | For | |||
| 10 | Appointment of Auditor | Mgmt | For | For | For | |||
| 11 | Appointment of Auditor for Interim Statements | Mgmt | For | For | For | |||
| Bellicum Pharmaceuticals | ||||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||
| BLCM | CUSIP 079481107 | 06/15/2016 | Voted | |||||
| Meeting Type | Country of Trade | |||||||
| Annual | United States | |||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
| 1.1 | Elect James F. Brown | Mgmt | For | For | For | |||
| 1.2 | Elect Kevin M. Slawin | Mgmt | For | For | For | |||
| 2 | Ratification of Auditor | Mgmt | For | For | For | |||
| Biogen Inc. | ||||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||
| BIIB | CUSIP 09062X103 | 06/08/2016 | Voted | |||||
| Meeting Type | Country of Trade | |||||||
| Annual | United States | |||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
| 1 | Elect Alexander J. Denner | Mgmt | For | For | For | |||
| 2 | Elect Caroline Dorsa | Mgmt | For | For | For | |||
| 3 | Elect Nancy L. Leaming | Mgmt | For | For | For | |||
| 4 | Elect Richard C. Mulligan | Mgmt | For | For | For | |||
| 5 | Elect Robert W. Pangia | Mgmt | For | For | For | |||
| 6 | Elect Stelios Papadopoulos | Mgmt | For | For | For | |||
| 7 | Elect Brian S. Posner | Mgmt | For | For | For | |||
| 8 | Elect Eric K. Rowinsky | Mgmt | For | For | For | |||
| 9 | Elect George A. Scangos | Mgmt | For | For | For | |||
| 10 | Elect Lynn Schenk | Mgmt | For | For | For | |||
| 11 | Elect Stephen A. Sherwin | Mgmt | For | For | For | |||
| 12 | Ratification of Auditor | Mgmt | For | For | For | |||
| 13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
| Biomarin Pharmaceutical Inc. | ||||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||
| BMRN | CUSIP 09061G101 | 06/06/2016 | Voted | |||||
| Meeting Type | Country of Trade | |||||||
| Annual | United States | |||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
| 1.1 | Elect Jean-Jacques Bienaime | Mgmt | For | For | For | |||
| 1.2 | Elect Michael Grey | Mgmt | For | For | For | |||
| 1.3 | Elect Elaine J. Heron | Mgmt | For | For | For | |||
| 1.4 | Elect V. Bryan Lawlis, Jr. | Mgmt | For | For | For | |||
| 1.5 | Elect Alan J. Lewis | Mgmt | For | For | For | |||
| 1.6 | Elect Richard A. Meier | Mgmt | For | For | For | |||
| 1.7 | Elect David Pyott | Mgmt | For | For | For | |||
| 1.8 | Elect Dennis J. Slamon | Mgmt | For | For | For | |||
| 2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
| 3 | Ratification of Auditor | Mgmt | For | For | For | |||
| 4 | Shareholder Proposal Regarding Sustainability Report | ShrHoldr | Against | Against | For | |||
| Blueprint Medicines Corporation | ||||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||
| BPMC | CUSIP 09627Y109 | 06/21/2016 | Voted | |||||
| Meeting Type | Country of Trade | |||||||
| Annual | United States | |||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
| 1.1 | Elect Jeffrey W. Albers | Mgmt | For | For | For | |||
| 1.2 | Elect Mark Goldberg | Mgmt | For | For | For | |||
| 1.3 | Elect Nicholas Lydon | Mgmt | For | For | For | |||
| 2 | Ratification of Auditor | Mgmt | For | For | For | |||
| Boston Scientific Corporation | ||||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||
| BSX | CUSIP 101137107 | 05/03/2016 | Voted | |||||
| Meeting Type | Country of Trade | |||||||
| Annual | United States | |||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
| 1 | Elect Nelda J. Connors | Mgmt | For | For | For | |||
| 2 | Elect Charles J. Dockendorff | Mgmt | For | For | For | |||
| 3 | Elect Donna A. James | Mgmt | For | For | For | |||
| 4 | Elect Kristina M. Johnson | Mgmt | For | For | For | |||
| 5 | Elect Edward J. Ludwig | Mgmt | For | For | For | |||
| 6 | Elect Stephen P. MacMillan | Mgmt | For | For | For | |||
| 7 | Elect Michael F. Mahoney | Mgmt | For | For | For | |||
| 8 | Elect David J. Roux | Mgmt | For | For | For | |||
| 9 | Elect John E. Sununu | Mgmt | For | For | For | |||
| 10 | Elect Ellen M. Zane | Mgmt | For | For | For | |||
| 11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
| 12 | Amendment to the 2011 Long-Term Incentive Plan | Mgmt | For | For | For | |||
| 13 | Ratification of Auditor | Mgmt | For | For | For | |||
| Bristol-Myers Squibb Company | ||||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||
| BMY | CUSIP 110122108 | 05/03/2016 | Voted | |||||
| Meeting Type | Country of Trade | |||||||
| Annual | United States | |||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
| 1 | Elect Lamberto Andreotti | Mgmt | For | For | For | |||
| 2 | Elect Peter J. Arduini | Mgmt | For | For | For | |||
| 3 | Elect Giovanni Caforio | Mgmt | For | For | For | |||
| 4 | Elect Laurie H. Glimcher | Mgmt | For | For | For | |||
| 5 | Elect Michael Grobstein | Mgmt | For | For | For | |||
| 6 | Elect Alan J. Lacy | Mgmt | For | For | For | |||
| 7 | Elect Thomas J. Lynch | Mgmt | For | For | For | |||
| 8 | Elect Dinesh Paliwal | Mgmt | For | For | For | |||
| 9 | Elect Vicki L. Sato | Mgmt | For | For | For | |||
| 10 | Elect Gerald L. Storch | Mgmt | For | For | For | |||
| 11 | Elect Togo D. West, Jr. | Mgmt | For | For | For | |||
| 12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
| 13 | Ratification of Auditor | Mgmt | For | For | For | |||
| 14 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHoldr | Against | Against | For | |||
| C.R. Bard, Inc. | ||||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||
| BCR | CUSIP 067383109 | 04/20/2016 | Voted | |||||
| Meeting Type | Country of Trade | |||||||
| Annual | United States | |||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
| 1 | Elect David M. Barrett | Mgmt | For | For | For | |||
| 2 | Elect Marc C. Breslawsky | Mgmt | For | For | For | |||
| 3 | Elect Robert M. Davis | Mgmt | For | For | For | |||
| 4 | Elect Herbert L. Henkel | Mgmt | For | For | For | |||
| 5 | Elect John C. Kelly | Mgmt | For | For | For | |||
| 6 | Elect David F. Melcher | Mgmt | For | For | For | |||
| 7 | Elect Gail K. Naughton | Mgmt | For | For | For | |||
| 8 | Elect Timothy M. Ring | Mgmt | For | For | For | |||
| 9 | Elect Tommy G. Thompson | Mgmt | For | Against | Against | |||
| 10 | Elect John H. Weiland | Mgmt | For | For | For | |||
| 11 | Elect Anthony Welters | Mgmt | For | For | For | |||
| 12 | Elect Tony L. White | Mgmt | For | For | For | |||
| 13 | Ratification of Auditor | Mgmt | For | For | For | |||
| 14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
| 15 | Shareholder Proposal Regarding Giving Preference to Share Repurchases | ShrHoldr | Against | Against | For | |||
| Carbylan Therapeutics Inc | ||||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||
| CBYL | CUSIP 141384107 | 06/14/2016 | Voted | |||||
| Meeting Type | Country of Trade | |||||||
| Annual | United States | |||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
| 1.1 | Elect Albert Cha | Mgmt | For | For | For | |||
| 1.2 | Elect Guy P. Nohra | Mgmt | For | For | For | |||
| 1.3 | Elect David J. Saul | Mgmt | For | For | For | |||
| 2 | Ratification of Auditor | Mgmt | For | For | For | |||
| 3 | Reverse Stock Split | Mgmt | For | For | For | |||
| Catabasis Pharmaceuticals, Inc. | ||||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||
| CATB | CUSIP 14875P107 | 06/15/2016 | Voted | |||||
| Meeting Type | Country of Trade | |||||||
| Annual | United States | |||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
| 1.1 | Elect Jill C. Milne | Mgmt | For | For | For | |||
| 1.2 | Elect Michael D. Kishbauch | Mgmt | For | For | For | |||
| 2 | Ratification of Auditor | Mgmt | For | For | For | |||
| Celgene Corporation | ||||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||
| CELG | CUSIP 151020104 | 06/15/2016 | Voted | |||||
| Meeting Type | Country of Trade | |||||||
| Annual | United States | |||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
| 1.1 | Elect Robert J. Hugin | Mgmt | For | For | For | |||
| 1.2 | Elect Mark J. Alles | Mgmt | For | For | For | |||
| 1.3 | Elect Richard W. Barker | Mgmt | For | For | For | |||
| 1.4 | Elect Michael W. Bonney | Mgmt | For | For | For | |||
| 1.5 | Elect Michael D. Casey | Mgmt | For | For | For | |||
| 1.6 | Elect Carrie S. Cox | Mgmt | For | For | For | |||
| 1.7 | Elect Jacqualyn A. Fouse | Mgmt | For | For | For | |||
| 1.8 | Elect Michael A. Friedman | Mgmt | For | For | For | |||
| 1.9 | Elect Julia A. Haller | Mgmt | For | For | For | |||
| 1.10 | Elect Gilla Kaplan | Mgmt | For | For | For | |||
| 1.11 | Elect James J. Loughlin | Mgmt | For | For | For | |||
| 1.12 | Elect Ernest Mario | Mgmt | For | For | For | |||
| 2 | Ratification of Auditor | Mgmt | For | For | For | |||
| 3 | Amendment to the 2008 Stock Incentive Plan | Mgmt | For | Against | Against | |||
| 4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
| 5 | Exclusive Forum Provision | Mgmt | For | For | For | |||
| 6 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHoldr | Against | Against | For | |||
| 7 | Shareholder Proposal Regarding Proxy Access | ShrHoldr | Against | For | Against | |||
| Cellectis SA | ||||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||
| ALCLS | CUSIP 15117K103 | 05/17/2016 | Voted | |||||
| Meeting Type | Country of Trade | |||||||
| Annual | United States | |||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
| 1 | Accounts and Reports; Approval of Non-Tax Deductible Expenses | Mgmt | For | For | For | |||
| 2 | Consolidated Accounts and Reports | Mgmt | For | For | For | |||
| 3 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
| 4 | Related Party Transactions | Mgmt | For | Against | Against | |||
| 5 | Elect Mathieu Simon to the Board of Directors | Mgmt | For | Against | Against | |||
| 6 | Authority to Repurchase Shares | Mgmt | For | Against | Against | |||
| 7 | Authority to Cancel Shares and Reduce Capital | Mgmt | For | For | For | |||
| 8 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | Against | Against | |||
| 9 | Authority to Issue Shares Through Private Placement (Underwriters) | Mgmt | For | Against | Against | |||
| 10 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | Against | Against | |||
| 11 | Authority to Increase Capital in Case of Exchange Offer | Mgmt | For | Against | Against | |||
| 12 | Authority to Issue Shares Through Private Placement (Specified Investors) | Mgmt | For | Against | Against | |||
| 13 | Greenshoe | Mgmt | For | Against | Against | |||
| 14 | Global Ceiling | Mgmt | For | For | For | |||
| 15 | Authority to Increase Capital Through Capitalisations | Mgmt | For | Against | Against | |||
| 16 | Authority to Grant Stock Options | Mgmt | For | Against | Against | |||
| 17 | Authority to Issue Restricted Shares | Mgmt | For | Against | Against | |||
| 18 | Authority to Grant Warrants | Mgmt | For | Against | Against | |||
| 19 | Authority to Grant Warrants | Mgmt | For | Against | Against | |||
| 20 | Authority to Issue Preferred Shares | Mgmt | For | Against | Against | |||
| 21 | Global Ceiling | Mgmt | For | For | For | |||
| 22 | Employee Stock Purchase Plan | Mgmt | For | For | For | |||
| ChemoCentryx, Inc. | ||||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||
| CCXI | CUSIP 16383L106 | 05/26/2016 | Voted | |||||
| Meeting Type | Country of Trade | |||||||
| Annual | United States | |||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
| 1.1 | Elect Geoffrey M. Parker | Mgmt | For | For | For | |||
| 1.2 | Elect James L. Tyree | Mgmt | For | For | For | |||
| 2 | Ratification of Auditor | Mgmt | For | For | For | |||
| Chiasma Inc | ||||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||
| CHMA | CUSIP 16706W102 | 06/09/2016 | Voted | |||||
| Meeting Type | Country of Trade | |||||||
| Annual | United States | |||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
| 1.1 | Elect Mark Leuchtenberger | Mgmt | For | For | For | |||
| 1.2 | Elect David M. Stack | Mgmt | For | For | For | |||
| 1.3 | Elect John A. Scarlett | Mgmt | For | For | For | |||
| 2 | Ratification of Auditor | Mgmt | For | For | For | |||
| China Biologic Products Inc. | ||||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||
| CBPO | CUSIP 16938C106 | 06/20/2016 | Voted | |||||
| Meeting Type | Country of Trade | |||||||
| Annual | United States | |||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
| 1.1 | Elect David (Xiaoying) Gao | Mgmt | For | For | For | |||
| 1.2 | Elect CHOW Joseph | Mgmt | For | For | For | |||
| 1.3 | Elect Min Fang | Mgmt | For | For | For | |||
| 2 | Ratification of Auditor | Mgmt | For | For | For | |||
| 3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
| 4 | Increase of Authorized Common Stock | Mgmt | For | For | For | |||
| Cidara Therapeutics Inc | ||||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||
| CDTX | CUSIP 171757107 | 06/22/2016 | Voted | |||||
| Meeting Type | Country of Trade | |||||||
| Annual | United States | |||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
| 1.1 | Elect Scott Rocklage | Mgmt | For | For | For | |||
| 1.2 | Elect Jeffrey Stein | Mgmt | For | For | For | |||
| 2 | Ratification of Auditor | Mgmt | For | For | For | |||
| CIGNA Corporation | ||||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||
| CI | CUSIP 125509109 | 04/27/2016 | Voted | |||||
| Meeting Type | Country of Trade | |||||||
| Annual | United States | |||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
| 1 | Elect David M. Cordani | Mgmt | For | For | For | |||
| 2 | Elect Isaiah Harris, Jr. | Mgmt | For | For | For | |||
| 3 | Elect Jane E. Henney | Mgmt | For | For | For | |||
| 4 | Elect Donna F. Zarcone | Mgmt | For | For | For | |||
| 5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
| 6 | Ratification of Auditor | Mgmt | For | For | For | |||
| CIGNA Corporation | ||||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||
| CI | CUSIP 125509109 | 12/03/2015 | Voted | |||||
| Meeting Type | Country of Trade | |||||||
| Special | United States | |||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
| 1 | Merger/Acquisition | Mgmt | For | For | For | |||
| 2 | Advisory Vote on Golden Parachutes | Mgmt | For | For | For | |||
| 3 | Right to Adjourn Meeting | Mgmt | For | For | For | |||
| Circassia Pharmaceuticals plc | ||||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||
| CIR | CINS G21477107 | 05/18/2016 | Voted | |||||
| Meeting Type | Country of Trade | |||||||
| Annual | United Kingdom | |||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
| 1 | Accounts and Reports | Mgmt | For | For | For | |||
| 2 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
| 3 | Elect Marvin Samson | Mgmt | For | Against | Against | |||
| 4 | Elect Francesco Granata | Mgmt | For | Against | Against | |||
| 5 | Elect Steven Harris | Mgmt | For | Against | Against | |||
| 6 | Elect Julien Cotta | Mgmt | For | Against | Against | |||
| 7 | Elect Rod Hafner | Mgmt | For | Against | Against | |||
| 8 | Elect Tim Corn | Mgmt | For | Against | Against | |||
| 9 | Elect Russell Cummings | Mgmt | For | Against | Against | |||
| 10 | Elect Jean-Jacques Garaud | Mgmt | For | Against | Against | |||
| 11 | Elect Cathrin Petty | Mgmt | For | Against | Against | |||
| 12 | Elect Charles Swingland | Mgmt | For | Against | Against | |||
| 13 | Elect Lota S. Zoth | Mgmt | For | Against | Against | |||
| 14 | Appointment of Auditor | Mgmt | For | For | For | |||
| 15 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
| 16 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
| 17 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
| 18 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
| Conatus Pharmaceuticals Inc | ||||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||
| CNAT | CUSIP 20600T108 | 06/23/2016 | Voted | |||||
| Meeting Type | Country of Trade | |||||||
| Annual | United States | |||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
| 1.1 | Elect David F. Hale | Mgmt | For | For | For | |||
| 1.2 | Elect Steven J. Mento | Mgmt | For | For | For | |||
| 1.3 | Elect Harold Van Wart | Mgmt | For | For | For | |||
| 2 | Ratification of Auditor | Mgmt | For | For | For | |||
| Concert Pharmaceuticals Inc | ||||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||
| CNCE | CUSIP 206022105 | 06/09/2016 | Voted | |||||
| Meeting Type | Country of Trade | |||||||
| Annual | United States | |||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
| 1.1 | Elect Ronald W. Barrett | Mgmt | For | For | For | |||
| 1.2 | Elect Meghan FitzGerald | Mgmt | For | For | For | |||
| 1.3 | Elect Wendell Wierenga | Mgmt | For | Withhold | Against | |||
| 2 | Ratification of Auditor | Mgmt | For | For | For | |||
| Cooper Companies, Inc. | ||||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||
| COO | CUSIP 216648402 | 03/14/2016 | Voted | |||||
| Meeting Type | Country of Trade | |||||||
| Annual | United States | |||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
| 1 | Elect A. Thomas Bender | Mgmt | For | For | For | |||
| 2 | Elect Michael H. Kalkstein | Mgmt | For | For | For | |||
| 3 | Elect Jody S. Lindell | Mgmt | For | For | For | |||
| 4 | Elect Gary S. Petersmeyer | Mgmt | For | For | For | |||
| 5 | Elect Allan E. Rubenstein | Mgmt | For | For | For | |||
| 6 | Elect Robert S. Weiss | Mgmt | For | For | For | |||
| 7 | Elect Stanley Zinberg | Mgmt | For | For | For | |||
| 8 | Ratification of Auditor | Mgmt | For | For | For | |||
| 9 | Amendment to the 2007 Long-Term Incentive Plan | Mgmt | For | For | For | |||
| 10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
| Corium International Inc | ||||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||
| CORI | CUSIP 21887L107 | 03/08/2016 | Voted | |||||
| Meeting Type | Country of Trade | |||||||
| Annual | United States | |||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
| 1.1 | Elect Eric H. Bjerkholt | Mgmt | For | For | For | |||
| 1.2 | Elect Phyllis Gardner | Mgmt | For | For | For | |||
| 1.3 | Elect David L. Greenwood | Mgmt | For | For | For | |||
| 2 | Ratification of Auditor | Mgmt | For | For | For | |||
| CVS Health Corporation | ||||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||
| CVS | CUSIP 126650100 | 05/19/2016 | Voted | |||||
| Meeting Type | Country of Trade | |||||||
| Annual | United States | |||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
| 1 | Elect Richard M. Bracken | Mgmt | For | For | For | |||
| 2 | Elect C. David Brown II | Mgmt | For | For | For | |||
| 3 | Elect Alecia A. DeCoudreaux | Mgmt | For | For | For | |||
| 4 | Elect Nancy-Ann M. DeParle | Mgmt | For | For | For | |||
| 5 | Elect David W. Dorman | Mgmt | For | For | For | |||
| 6 | Elect Anne M. Finucane | Mgmt | For | For | For | |||
| 7 | Elect Larry J. Merlo | Mgmt | For | For | For | |||
| 8 | Elect Jean-Pierre Millon | Mgmt | For | For | For | |||
| 9 | Elect Richard J. Swift | Mgmt | For | For | For | |||
| 10 | Elect William C. Weldon | Mgmt | For | For | For | |||
| 11 | Elect Tony L. White | Mgmt | For | For | For | |||
| 12 | Ratification of Auditor | Mgmt | For | For | For | |||
| 13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
| 14 | Shareholder Proposal Regarding Incorporating Values in Political Spending | ShrHoldr | Against | Against | For | |||
| 15 | Shareholder Proposal Regarding Report on Ratio Between CEO and Employee Pay | ShrHoldr | Against | Against | For | |||
| CytomX Therapeutics Inc | ||||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||
| CTMX | CUSIP 23284F105 | 06/10/2016 | Voted | |||||
| Meeting Type | Country of Trade | |||||||
| Annual | United States | |||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
| 1 | Elect Sean A. McCarthy | Mgmt | For | For | For | |||
| 2 | Ratification of Auditor | Mgmt | For | For | For | |||
| 3 | Approval of the Annual Incentive Plan | Mgmt | For | For | For | |||
| 4 | Approval of the Performance Measures Included in the 2015 Equity Incentive Plan | Mgmt | For | Against | Against | |||
| Diplomat Pharmacy Inc | ||||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||
| DPLO | CUSIP 25456K101 | 06/06/2016 | Voted | |||||
| Meeting Type | Country of Trade | |||||||
| Annual | United States | |||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
| 1.1 | Elect Benjamin Wolin | Mgmt | For | For | For | |||
| 1.2 | Elect Kenneth O. Klepper | Mgmt | For | For | For | |||
| 2 | Ratification of Auditor | Mgmt | For | For | For | |||
| 3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
| Edwards Lifesciences Corporation | ||||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||
| EW | CUSIP 28176E108 | 05/12/2016 | Voted | |||||
| Meeting Type | Country of Trade | |||||||
| Annual | United States | |||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
| 1 | Elect Michael A. Mussallem | Mgmt | For | For | For | |||
| 2 | Elect John T. Cardis | Mgmt | For | For | For | |||
| 3 | Elect Kieran T. Gallahue | Mgmt | For | For | For | |||
| 4 | Elect William J. Link | Mgmt | For | For | For | |||
| 5 | Elect Steven R. Loranger | Mgmt | For | For | For | |||
| 6 | Elect Martha H. Marsh | Mgmt | For | For | For | |||
| 7 | Elect Wesley W. von Schack | Mgmt | For | For | For | |||
| 8 | Elect Nicholas J. Valeriani | Mgmt | For | For | For | |||
| 9 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
| 10 | Amendment to the Long-Term Stock Incentive Compensation Program | Mgmt | For | For | For | |||
| 11 | Ratification of Auditor | Mgmt | For | For | For | |||
| Eli Lilly and Company | ||||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||
| LLY | CUSIP 532457108 | 05/02/2016 | Voted | |||||
| Meeting Type | Country of Trade | |||||||
| Annual | United States | |||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
| 1 | Elect Ralph Alvarez | Mgmt | For | For | For | |||
| 2 | Elect R. David Hoover | Mgmt | For | For | For | |||
| 3 | Elect Juan R. Luciano | Mgmt | For | For | For | |||
| 4 | Elect Franklyn G. Prendergast | Mgmt | For | For | For | |||
| 5 | Elect Kathi P. Seifert | Mgmt | For | For | For | |||
| 6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
| 7 | Ratification of Auditor | Mgmt | For | For | For | |||
| 8 | Shareholder Proposal Regarding Country Selection Guidelines | ShrHoldr | Against | Against | For | |||
| Endo International plc | ||||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||
| ENDP | CUSIP G30401106 | 06/09/2016 | Voted | |||||
| Meeting Type | Country of Trade | |||||||
| Annual | United States | |||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
| 1 | Elect Roger H. Kimmel | Mgmt | For | For | For | |||
| 2 | Elect Rajiv De Silva | Mgmt | For | For | For | |||
| 3 | Elect Shane M. Cooke | Mgmt | For | For | For | |||
| 4 | Elect Arthur J. Higgins | Mgmt | For | For | For | |||
| 5 | Elect Nancy J. Hutson | Mgmt | For | For | For | |||
| 6 | Elect Michael Hyatt | Mgmt | For | For | For | |||
| 7 | Elect William P. Montague | Mgmt | For | For | For | |||
| 8 | Elect Jill D. Smith | Mgmt | For | For | For | |||
| 9 | Elect William F. Spengler | Mgmt | For | For | For | |||
| 10 | Ratification of Auditor | Mgmt | For | For | For | |||
| 11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
| 12 | Technical Amendments to the Company's Memorandum of Association | Mgmt | For | For | For | |||
| 13 | Amendments to the Company's Articles of Association | Mgmt | For | For | For | |||
| 14 | Amendment to the 2015 Stock Incentive Plan | Mgmt | For | For | For | |||
| 15 | Elect Douglas S. Ingram | Mgmt | For | For | For | |||
| 16 | Elect Todd B. Sisitsky | Mgmt | For | For | For | |||
| Express Scripts Holding Company | ||||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||
| ESRX | CUSIP 30219G108 | 05/04/2016 | Voted | |||||
| Meeting Type | Country of Trade | |||||||
| Annual | United States | |||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
| 1 | Elect Maura C. Breen | Mgmt | For | For | For | |||
| 2 | Elect William J. DeLaney | Mgmt | For | For | For | |||
| 3 | Elect Elder Granger | Mgmt | For | For | For | |||
| 4 | Elect Nicholas J. LaHowchic | Mgmt | For | For | For | |||
| 5 | Elect Thomas P. Mac Mahon | Mgmt | For | For | For | |||
| 6 | Elect Frank Mergenthaler | Mgmt | For | For | For | |||
| 7 | Elect Woodrow A. Myers, Jr. | Mgmt | For | For | For | |||
| 8 | Elect Roderick A. Palmore | Mgmt | For | For | For | |||
| 9 | Elect George Paz | Mgmt | For | For | For | |||
| 10 | Elect William L. Roper | Mgmt | For | For | For | |||
| 11 | Elect Seymour Sternberg | Mgmt | For | For | For | |||
| 12 | Elect Timothy Wentworth | Mgmt | For | For | For | |||
| 13 | Ratification of Auditor | Mgmt | For | For | For | |||
| 14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
| 15 | Approval of the 2016 Long-Term Incentive Plan | Mgmt | For | For | For | |||
| 16 | Shareholder Proposal Regarding Independent Board Chairman | ShrHoldr | Against | Against | For | |||
| 17 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | ShrHoldr | Against | Against | For | |||
| Five Prime Therapeutics Inc | ||||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||
| FPRX | CUSIP 33830X104 | 05/19/2016 | Voted | |||||
| Meeting Type | Country of Trade | |||||||
| Annual | United States | |||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
| 1 | Elect Franklin M. Berger | Mgmt | For | For | For | |||
| 2 | Elect William R. Ringo | Mgmt | For | Abstain | Against | |||
| 3 | Elect Lewis T. Williams | Mgmt | For | For | For | |||
| 4 | Ratification of Auditor | Mgmt | For | For | For | |||
| Flex Pharma Inc | ||||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||
| FLKS | CUSIP 33938A105 | 06/07/2016 | Voted | |||||
| Meeting Type | Country of Trade | |||||||
| Annual | United States | |||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
| 1.1 | Elect Marc D. Kozin | Mgmt | For | For | For | |||
| 1.2 | Elect Roderick MacKinnon | Mgmt | For | For | For | |||
| 1.3 | Elect Michelle V. Stacy | Mgmt | For | For | For | |||
| 2 | Ratification of Auditor | Mgmt | For | For | For | |||
| Fresenius Medical Care AG & Co. KGaA | ||||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||
| FME | CINS D2734Z107 | 05/12/2016 | Voted | |||||
| Meeting Type | Country of Trade | |||||||
| Annual | Germany | |||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
| 1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
| 2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
| 3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
| 4 | Accounts and Reports | Mgmt | For | For | For | |||
| 5 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
| 6 | Ratification of General Partner Acts | Mgmt | For | For | For | |||
| 7 | Ratification of Supervisory Board Acts | Mgmt | For | For | For | |||
| 8 | Appointment of Auditor | Mgmt | For | For | For | |||
| 9 | Compensation Policy | Mgmt | For | For | For | |||
| 10 | Elect Gerd Krick to the Supervisory Board | Mgmt | For | For | For | |||
| 11 | Elect Dieter Schenk to the Supervisory Board | Mgmt | For | For | For | |||
| 12 | Elect Rolf A. Classon to the Supervisory Board and Joint Committee | Mgmt | For | Against | Against | |||
| 13 | Elect William P. Johnston to the Supervisory Board and Joint Committee | Mgmt | For | Against | Against | |||
| 14 | Elect Deborah Doyle McWhinney to the Supervisory Board | Mgmt | For | Against | Against | |||
| 15 | Elect Pascale Witz to the Supervisory Board | Mgmt | For | Against | Against | |||
| 16 | Supervisory Board Members' Fees | Mgmt | For | For | For | |||
| 17 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
| 18 | Amendment to Pooling Agreement | Mgmt | For | For | For | |||
| 19 | Amendment to the Stock Option Plan 2011 | Mgmt | For | For | For | |||
| Gilead Sciences, Inc. | ||||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||
| GILD | CUSIP 375558103 | 05/11/2016 | Voted | |||||
| Meeting Type | Country of Trade | |||||||
| Annual | United States | |||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
| 1 | Elect John F. Cogan | Mgmt | For | For | For | |||
| 2 | Elect Kevin E. Lofton | Mgmt | For | For | For | |||
| 3 | Elect John W. Madigan | Mgmt | For | For | For | |||
| 4 | Elect John C. Martin | Mgmt | For | For | For | |||
| 5 | Elect John F. Milligan | Mgmt | For | For | For | |||
| 6 | Elect Nicholas G. Moore | Mgmt | For | For | For | |||
| 7 | Elect Richard J. Whitley | Mgmt | For | For | For | |||
| 8 | Elect Gayle E. Wilson | Mgmt | For | For | For | |||
| 9 | Elect Per Wold-Olsen | Mgmt | For | For | For | |||
| 10 | Ratification of Auditor | Mgmt | For | For | For | |||
| 11 | Amendment to the Code Section 162(m) Bonus Plan | Mgmt | For | For | For | |||
| 12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
| 13 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHoldr | Against | Against | For | |||
| GlaxoSmithKline plc | ||||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||
| GSK | CINS G3910J112 | 05/05/2016 | Voted | |||||
| Meeting Type | Country of Trade | |||||||
| Annual | United Kingdom | |||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
| 1 | Accounts and Reports | Mgmt | For | For | For | |||
| 2 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
| 3 | Elect Manvinder S. Banga | Mgmt | For | For | For | |||
| 4 | Elect Jesse Goodman | Mgmt | For | For | For | |||
| 5 | Elect Sir Philip Hampton | Mgmt | For | For | For | |||
| 6 | Elect Sir Andrew Witty | Mgmt | For | For | For | |||
| 7 | Elect Sir Roy Anderson | Mgmt | For | For | For | |||
| 8 | Elect Stacey Cartwright | Mgmt | For | For | For | |||
| 9 | Elect Simon Dingemans | Mgmt | For | For | For | |||
| 10 | Elect Lynn L. Elsenhans | Mgmt | For | For | For | |||
| 11 | Elect Judy C. Lewent | Mgmt | For | For | For | |||
| 12 | Elect Urs Rohner | Mgmt | For | For | For | |||
| 13 | Elect Moncef Slaoui | Mgmt | For | For | For | |||
| 14 | Appointment of Auditor | Mgmt | For | For | For | |||
| 15 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
| 16 | Authorisation of Political Donations | Mgmt | For | For | For | |||
| 17 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
| 18 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
| 19 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
| 20 | Exemption From Statement of Senior Auditor's Name | Mgmt | For | For | For | |||
| 21 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
| Glenmark Pharmaceuticals Limited | ||||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||
| GLENMARK | CINS Y2711C144 | 09/22/2015 | Voted | |||||
| Meeting Type | Country of Trade | |||||||
| Annual | India | |||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
| 1 | Accounts and Reports | Mgmt | For | For | For | |||
| 2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
| 3 | Elect Cheryl Pinto | Mgmt | For | Against | Against | |||
| 4 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | Against | Against | |||
| 5 | Authority to Set Cost Auditor's Fees | Mgmt | For | For | For | |||
| Hua Han Biopharmaceutical Holdings Limited | ||||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||
| 0587 | CINS G4638Y100 | 12/18/2015 | Voted | |||||
| Meeting Type | Country of Trade | |||||||
| Annual | Cayman Islands | |||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
| 1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
| 2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
| 3 | Accounts and Reports | Mgmt | For | For | For | |||
| 4 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
| 5 | Elect Peter ZHANG Y. | Mgmt | For | For | For | |||
| 6 | Elect ZHOU Chong Ke | Mgmt | For | For | For | |||
| 7 | Elect LIN Shu Guang | Mgmt | For | For | For | |||
| 8 | Elect ZHOU Xin | Mgmt | For | For | For | |||
| 9 | Elect TSO Sze Wai | Mgmt | For | For | For | |||
| 10 | Elect CHEN Lei | Mgmt | For | For | For | |||
| 11 | Directors' Fees | Mgmt | For | For | For | |||
| 12 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
| 13 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
| 14 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
| 15 | Authority to Issue Repurchased Shares | Mgmt | For | Against | Against | |||
| 16 | Refreshment of Share Option Scheme | Mgmt | For | Against | Against | |||
| 17 | Increase in Authorized Share Capital | Mgmt | For | For | For | |||
| 18 | Change in Company Name | Mgmt | For | For | For | |||
| 19 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
| Immune Design Corp | ||||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||
| IMDZ | CUSIP 45252L103 | 06/15/2016 | Voted | |||||
| Meeting Type | Country of Trade | |||||||
| Annual | United States | |||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
| 1.1 | Elect Franklin Berger | Mgmt | For | For | For | |||
| 1.2 | Elect Lewis Coleman | Mgmt | For | For | For | |||
| 1.3 | Elect Peter Svennilson | Mgmt | For | For | For | |||
| 2 | Ratification of Auditor | Mgmt | For | For | For | |||
| Innocoll AG | ||||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||
| INNL | CUSIP 45780Q103 | 01/30/2016 | Voted | |||||
| Meeting Type | Country of Trade | |||||||
| Special | United States | |||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
| 1 | Reincorporation from Germany to Ireland | Mgmt | For | For | For | |||
| 2 | 2016 Omnibus Incentive Compensation Plan | Mgmt | For | For | For | |||
| Innocoll AG | ||||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||
| INNL | CUSIP 45780Q103 | 08/24/2015 | Voted | |||||
| Meeting Type | Country of Trade | |||||||
| Annual | United States | |||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
| 1 | Ratification of Management Board Acts | Mgmt | For | For | For | |||
| 2 | Ratification of Supervisory Board Acts | Mgmt | For | For | For | |||
| 3 | Appointment of Auditor | Mgmt | For | For | For | |||
| 4 | Elect Shumeet Banerji | Mgmt | For | Against | Against | |||
| 5 | Elect James Culverwell | Mgmt | For | Against | Against | |||
| 6 | Elect David R. Brennan | Mgmt | For | Against | Against | |||
| 7 | Elect Rolf D. Schmidt | Mgmt | For | Against | Against | |||
| 8 | Elect Jonathan Symonds | Mgmt | For | Against | Against | |||
| 9 | Elect Joe Wiley | Mgmt | For | Against | Against | |||
| 10 | Supervisory Board Members' Fees | Mgmt | For | For | For | |||
| 11 | Amendments to Articles | Mgmt | For | Against | Against | |||
| 12 | Increase in Authorized Capital | Mgmt | For | For | For | |||
| 13 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
| Inovio Pharmaceuticals, Inc. | ||||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||
| INO | CUSIP 45773H201 | 05/13/2016 | Voted | |||||
| Meeting Type | Country of Trade | |||||||
| Annual | United States | |||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
| 1.1 | Elect Avtar S. Dhillon | Mgmt | For | For | For | |||
| 1.2 | Elect J. Joseph Kim | Mgmt | For | For | For | |||
| 1.3 | Elect Simon X. Benito | Mgmt | For | For | For | |||
| 1.4 | Elect Morton Collins | Mgmt | For | For | For | |||
| 1.5 | Elect Adel A.F. Mahmoud | Mgmt | For | For | For | |||
| 1.6 | Elect Angel Cabrera | Mgmt | For | For | For | |||
| 1.7 | Elect David B. Weiner | Mgmt | For | For | For | |||
| 1.8 | Elect Nancy J. Wyenski | Mgmt | For | For | For | |||
| 2 | Ratification of Auditor | Mgmt | For | For | For | |||
| 3 | 2016 Omnibus Incentive Plan | Mgmt | For | For | For | |||
| Intuitive Surgical, Inc. | ||||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||
| ISRG | CUSIP 46120E602 | 04/21/2016 | Voted | |||||
| Meeting Type | Country of Trade | |||||||
| Annual | United States | |||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
| 1.1 | Elect Craig H. Barratt | Mgmt | For | For | For | |||
| 1.2 | Elect Michael A. Friedman | Mgmt | For | For | For | |||
| 1.3 | Elect Gary S. Guthart | Mgmt | For | For | For | |||
| 1.4 | Elect Amal M. Johnson | Mgmt | For | For | For | |||
| 1.5 | Elect Keith R. Leonard, Jr. | Mgmt | For | For | For | |||
| 1.6 | Elect Alan J. Levy | Mgmt | For | For | For | |||
| 1.7 | Elect Mark J. Rubash | Mgmt | For | For | For | |||
| 1.8 | Elect Lonnie M. Smith | Mgmt | For | For | For | |||
| 1.9 | Elect George Stalk Jr. | Mgmt | For | For | For | |||
| 2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
| 3 | Ratification of Auditor | Mgmt | For | For | For | |||
| 4 | Amendment to the 2010 Incentive Award Plan | Mgmt | For | Against | Against | |||
| Jazz Pharmaceuticals plc | ||||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||
| JAZZ | CUSIP G50871105 | 07/30/2015 | Voted | |||||
| Meeting Type | Country of Trade | |||||||
| Annual | United States | |||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
| 1 | Elect Peter Gray | Mgmt | For | For | For | |||
| 2 | Elect Kenneth W. O'Keefe | Mgmt | For | For | For | |||
| 3 | Elect Elmar Schnee | Mgmt | For | For | For | |||
| 4 | Elect Catherine A. Sohn | Mgmt | For | For | For | |||
| 5 | Ratification of Auditor | Mgmt | For | For | For | |||
| 6 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
| 7 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
| Johnson & Johnson | ||||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||
| JNJ | CUSIP 478160104 | 04/28/2016 | Voted | |||||
| Meeting Type | Country of Trade | |||||||
| Annual | United States | |||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
| 1 | Elect Mary C. Beckerle | Mgmt | For | For | For | |||
| 2 | Elect D. Scott Davis | Mgmt | For | For | For | |||
| 3 | Elect Ian E.L. Davis | Mgmt | For | For | For | |||
| 4 | Elect Alex Gorsky | Mgmt | For | For | For | |||
| 5 | Elect Susan L. Lindquist | Mgmt | For | For | For | |||
| 6 | Elect Mark B. McClellan | Mgmt | For | For | For | |||
| 7 | Elect Anne M. Mulcahy | Mgmt | For | For | For | |||
| 8 | Elect William D. Perez | Mgmt | For | For | For | |||
| 9 | Elect Charles Prince | Mgmt | For | For | For | |||
| 10 | Elect A. Eugene Washington | Mgmt | For | For | For | |||
| 11 | Elect Ronald A. Williams | Mgmt | For | For | For | |||
| 12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
| 13 | Ratification of Auditor | Mgmt | For | For | For | |||
| 14 | Shareholder Proposal Regarding Giving Preference to Share Repurchases | ShrHoldr | Against | Against | For | |||
| 15 | Shareholder Proposal Regarding Independent Board Chairman | ShrHoldr | Against | Against | For | |||
| 16 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | |||
| 17 | Shareholder Proposal Regarding Take-Back Programs for Unused Medicines | ShrHoldr | Against | Against | For | |||
| Keryx Biopharmaceuticals, Inc. | ||||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||
| KERX | CUSIP 492515101 | 05/25/2016 | Voted | |||||
| Meeting Type | Country of Trade | |||||||
| Annual | United States | |||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
| 1.1 | Elect Kevin J. Cameron | Mgmt | For | For | For | |||
| 1.2 | Elect John P. Butler | Mgmt | For | For | For | |||
| 1.3 | Elect Steven C. Gilman | Mgmt | For | For | For | |||
| 1.4 | Elect Gregory P. Madison | Mgmt | For | For | For | |||
| 1.5 | Elect Daniel P. Regan | Mgmt | For | For | For | |||
| 1.6 | Elect Michael Rogers | Mgmt | For | For | For | |||
| 2 | Ratification of Auditor | Mgmt | For | For | For | |||
| 3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
| 4 | Increase of Authorized Common Stock | Mgmt | For | For | For | |||
| 5 | Amendment to the 2013 Incentive Plan | Mgmt | For | Against | Against | |||
| Kindred Biosciences, Inc. | ||||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||
| KIN | CUSIP 494577109 | 05/23/2016 | Voted | |||||
| Meeting Type | Country of Trade | |||||||
| Annual | United States | |||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
| 1 | Elect Richard Chin | Mgmt | For | Abstain | Against | |||
| 2 | 2016 Equity Incentive Plan | Mgmt | For | Against | Against | |||
| 3 | Ratification of Auditor | Mgmt | For | For | For | |||
| Kite Pharma, Inc. | ||||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||
| KITE | CUSIP 49803L109 | 06/01/2016 | Voted | |||||
| Meeting Type | Country of Trade | |||||||
| Annual | United States | |||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
| 1.1 | Elect Farah H. Champsi | Mgmt | For | For | For | |||
| 1.2 | Elect Roy Doumani | Mgmt | For | For | For | |||
| 1.3 | Elect Ran Nussbaum | Mgmt | For | For | For | |||
| 2 | Ratification of Auditor | Mgmt | For | For | For | |||
| Marinus Pharmaceuticals Inc | ||||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||
| MRNS | CUSIP 56854Q101 | 04/19/2016 | Voted | |||||
| Meeting Type | Country of Trade | |||||||
| Annual | United States | |||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
| 1.1 | Elect Anand Mehra | Mgmt | For | For | For | |||
| 1.2 | Elect Nicole Vitullo | Mgmt | For | For | For | |||
| 2 | Ratification of Auditor | Mgmt | For | For | For | |||
| Medivation, Inc. | ||||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||
| MDVN | CUSIP 58501N101 | 06/22/2016 | Voted | |||||
| Meeting Type | Country of Trade | |||||||
| Annual | United States | |||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
| 1.1 | Elect Kim D. Blickenstaff | Mgmt | For | For | For | |||
| 1.2 | Elect Kathryn E. Falberg | Mgmt | For | For | For | |||
| 1.3 | Elect David T. Hung | Mgmt | For | For | For | |||
| 1.4 | Elect Michael L. King | Mgmt | For | For | For | |||
| 1.5 | Elect C. Patrick Machado | Mgmt | For | For | For | |||
| 1.6 | Elect Dawn Svoronos | Mgmt | For | For | For | |||
| 1.7 | Elect W. Anthony Vernon | Mgmt | For | For | For | |||
| 1.8 | Elect Wendy L. Yarno | Mgmt | For | For | For | |||
| 2 | Ratification of Auditor | Mgmt | For | For | For | |||
| 3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
| 4 | Amendment to the 2004 Equity Incentive Award Plan | Mgmt | For | For | For | |||
| 5 | Shareholder Proposal Regarding Proxy Access | ShrHoldr | Against | For | Against | |||
| Medtronic, plc. | ||||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||
| MDT | CUSIP G5960L103 | 12/11/2015 | Voted | |||||
| Meeting Type | Country of Trade | |||||||
| Annual | United States | |||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
| 1 | Elect Richard H. Anderson | Mgmt | For | For | For | |||
| 2 | Elect Craig Arnold | Mgmt | For | For | For | |||
| 3 | Elect Scott C. Donnelly | Mgmt | For | For | For | |||
| 4 | Elect Randall J. Hogan | Mgmt | For | For | For | |||
| 5 | Elect Omar Ishrak | Mgmt | For | For | For | |||
| 6 | Elect Shirley Ann Jackson | Mgmt | For | For | For | |||
| 7 | Elect Michael O. Leavitt | Mgmt | For | Against | Against | |||
| 8 | Elect James T. Lenehan | Mgmt | For | For | For | |||
| 9 | Elect Elizabeth G. Nabel | Mgmt | For | For | For | |||
| 10 | Elect Denise M. O'Leary | Mgmt | For | For | For | |||
| 11 | Elect Kendall J. Powell | Mgmt | For | For | For | |||
| 12 | Elect Robert C. Pozen | Mgmt | For | For | For | |||
| 13 | Elect Preetha Reddy | Mgmt | For | For | For | |||
| 14 | Ratification of Auditor | Mgmt | For | For | For | |||
| 15 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
| 16 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
| Merck & Co., Inc. | ||||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||
| MRK | CUSIP 58933Y105 | 05/24/2016 | Voted | |||||
| Meeting Type | Country of Trade | |||||||
| Annual | United States | |||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
| 1 | Elect Leslie A. Brun | Mgmt | For | For | For | |||
| 2 | Elect Thomas R. Cech | Mgmt | For | For | For | |||
| 3 | Elect Pamela J. Craig | Mgmt | For | For | For | |||
| 4 | Elect Kenneth C. Frazier | Mgmt | For | For | For | |||
| 5 | Elect Thomas H. Glocer | Mgmt | For | For | For | |||
| 6 | Elect C. Robert Kidder | Mgmt | For | For | For | |||
| 7 | Elect Rochelle B. Lazarus | Mgmt | For | For | For | |||
| 8 | Elect Carlos E. Represas | Mgmt | For | For | For | |||
| 9 | Elect Paul B. Rothman | Mgmt | For | For | For | |||
| 10 | Elect Patricia F. Russo | Mgmt | For | For | For | |||
| 11 | Elect Craig B. Thompson | Mgmt | For | For | For | |||
| 12 | Elect Wendell P. Weeks | Mgmt | For | For | For | |||
| 13 | Elect Peter C. Wendell | Mgmt | For | For | For | |||
| 14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
| 15 | Ratification of Auditor | Mgmt | For | For | For | |||
| 16 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHoldr | Against | Against | For | |||
| 17 | Shareholder Proposal Regarding Independent Board Chairman | ShrHoldr | Against | Against | For | |||
| 18 | Shareholder Proposal Regarding Take-Back Programs for Unused Medicines | ShrHoldr | Against | Against | For | |||
| Merrimack Pharmaceuticals Inc. | ||||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||
| MACK | CUSIP 590328100 | 06/14/2016 | Voted | |||||
| Meeting Type | Country of Trade | |||||||
| Annual | United States | |||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
| 1.1 | Elect Robert J. Mulroy | Mgmt | For | For | For | |||
| 1.2 | Elect Gary L. Crocker | Mgmt | For | For | For | |||
| 1.3 | Elect John M. Dineen | Mgmt | For | For | For | |||
| 1.4 | Elect Vivian S. Lee, M.D., Ph.D. | Mgmt | For | For | For | |||
| 1.5 | Elect John Mendelsohn, M.D. | Mgmt | For | For | For | |||
| 1.6 | Elect Ulrik B. Nielson, Ph.D. | Mgmt | For | For | For | |||
| 1.7 | Elect Michael E. Porter, Ph.D. | Mgmt | For | For | For | |||
| 1.8 | Elect James H. Quigley | Mgmt | For | For | For | |||
| 1.9 | Elect Russel T. Ray | Mgmt | For | For | For | |||
| 2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
| 3 | Ratification of Auditor | Mgmt | For | For | For | |||
| Morphosys AG | ||||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||
| MOR | CINS D55040105 | 06/02/2016 | Voted | |||||
| Meeting Type | Country of Trade | |||||||
| Annual | Germany | |||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
| 1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
| 2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
| 3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
| 4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
| 5 | Allocation of Profits | Mgmt | For | For | For | |||
| 6 | Ratification of Management Board Acts | Mgmt | For | For | For | |||
| 7 | Ratification of Supervisory Board Acts | Mgmt | For | For | For | |||
| 8 | Appointment of Auditor | Mgmt | For | For | For | |||
| 9 | Cancellation of Conditional Capital 2003-II | Mgmt | For | For | For | |||
| 10 | Authority to Issue Convertible Debt Instruments; Increase in Conditional Capital | Mgmt | For | For | For | |||
| 11 | Performance Share Plan 2016; Increase in Conditional Capital | Mgmt | For | For | For | |||
| 12 | Stock Option Plan 2016; Increase in Conditional Capital | Mgmt | For | Against | Against | |||
| Mylan N.V. | ||||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||
| MYL | CUSIP N59465109 | 01/07/2016 | Voted | |||||
| Meeting Type | Country of Trade | |||||||
| Special | United States | |||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
| 1 | Redemption of Preferred Stock | Mgmt | For | For | For | |||
| Mylan N.V. | ||||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||
| MYL | CUSIP N59465109 | 06/24/2016 | Voted | |||||
| Meeting Type | Country of Trade | |||||||
| Annual | United States | |||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
| 1 | Elect Heather Bresch | Mgmt | For | For | For | |||
| 2 | Elect Wendy Cameron | Mgmt | For | For | For | |||
| 3 | Elect Robert J. Cindrich | Mgmt | For | For | For | |||
| 4 | Elect Robert J. Coury | Mgmt | For | For | For | |||
| 5 | Elect JoEllen Lyons Dillon | Mgmt | For | For | For | |||
| 6 | Elect Neil F. Dimick | Mgmt | For | For | For | |||
| 7 | Elect Melina Higgins | Mgmt | For | For | For | |||
| 8 | Elect Douglas J. Leech | Mgmt | For | For | For | |||
| 9 | Elect Rajiv Malik | Mgmt | For | For | For | |||
| 10 | Elect Joseph C. Maroon | Mgmt | For | For | For | |||
| 11 | Elect Mark Parrish | Mgmt | For | For | For | |||
| 12 | Elect Rodney L. Piatt | Mgmt | For | For | For | |||
| 13 | Elect Randall L. Vanderveen | Mgmt | For | For | For | |||
| 14 | Adoption of the Dutch Annual Accounts | Mgmt | For | For | For | |||
| 15 | Ratification of Auditor | Mgmt | For | For | For | |||
| 16 | Appointment of Auditor for the Dutch Annual Accounts | Mgmt | For | For | For | |||
| 17 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
| 18 | Re-Approval of 2003 Long-Term Incentive Plan | Mgmt | For | Against | Against | |||
| 19 | Authorization for Board to Acquire Ordinary and Preferred Shares | Mgmt | For | For | For | |||
| Mylan N.V. | ||||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||
| MYL | CUSIP N59465109 | 08/28/2015 | Voted | |||||
| Meeting Type | Country of Trade | |||||||
| Special | United States | |||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
| 1 | Merger/Acquisition | Mgmt | For | For | For | |||
| Neos Therapeutics Inc | ||||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||
| NEOS | CUSIP 64052L106 | 06/15/2016 | Voted | |||||
| Meeting Type | Country of Trade | |||||||
| Annual | United States | |||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
| 1.1 | Elect Alan Heller | Mgmt | For | For | For | |||
| 1.2 | Elect Bryant Fong | Mgmt | For | For | For | |||
| 2 | Ratification of Auditor | Mgmt | For | For | For | |||
| Neuralstem, Inc. | ||||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||
| CUR | CUSIP 64127R302 | 06/17/2016 | Voted | |||||
| Meeting Type | Country of Trade | |||||||
| Annual | United States | |||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
| 1.1 | Elect William C. Oldaker | Mgmt | For | For | For | |||
| 1.2 | Elect Stanley Westreich | Mgmt | For | For | For | |||
| 2 | Ratification of Auditor | Mgmt | For | For | For | |||
| 3 | Amendment to the 2010 Equity Compensation Plan | Mgmt | For | Against | Against | |||
| Nippon Shinyaku Co Ltd. | ||||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||
| 4516 | CINS J55784102 | 06/29/2016 | Voted | |||||
| Meeting Type | Country of Trade | |||||||
| Annual | Japan | |||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
| 1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
| 2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
| 3 | Elect Shigenobu Maekawa | Mgmt | For | For | For | |||
| 4 | Elect Tsugio Tanaka | Mgmt | For | For | For | |||
| 5 | Elect Yoshiroh Yura | Mgmt | For | For | For | |||
| 6 | Elect Akira Matsuura | Mgmt | For | For | For | |||
| 7 | Elect Hitoshi Saitoh | Mgmt | For | For | For | |||
| 8 | Elect Kenroh Kobayashi | Mgmt | For | For | For | |||
| 9 | Elect Shohzoh Sano | Mgmt | For | For | For | |||
| 10 | Elect Yukio Sugiura | Mgmt | For | For | For | |||
| 11 | Elect Hitoshi Sakata | Mgmt | For | For | For | |||
| 12 | Elect Hideya Mukai | Mgmt | For | Against | Against | |||
| 13 | Elect Tsuyoshi Kondoh | Mgmt | For | For | For | |||
| Novartis AG | ||||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||
| NOVN | CINS H5820Q150 | 02/23/2016 | Take No Action | |||||
| Meeting Type | Country of Trade | |||||||
| Annual | Switzerland | |||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
| 1 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
| 2 | Accounts and Reports | Mgmt | For | TNA | N/A | |||
| 3 | Ratification of Board and Management Acts | Mgmt | For | TNA | N/A | |||
| 4 | Cancellation of Shares and Reduction in Share Capital | Mgmt | For | TNA | N/A | |||
| 5 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | |||
| 6 | Authority to Repurchase Shares | Mgmt | For | TNA | N/A | |||
| 7 | Board Compensation | Mgmt | For | TNA | N/A | |||
| 8 | Executive Compensation | Mgmt | For | TNA | N/A | |||
| 9 | Compensation Report | Mgmt | For | TNA | N/A | |||
| 10 | Elect Jorg Reinhardt as Chairman | Mgmt | For | TNA | N/A | |||
| 11 | Elect Nancy C. Andrews | Mgmt | For | TNA | N/A | |||
| 12 | Elect Dimitri Azar | Mgmt | For | TNA | N/A | |||
| 13 | Elect Srikant Datar | Mgmt | For | TNA | N/A | |||
| 14 | Elect Ann M. Fudge | Mgmt | For | TNA | N/A | |||
| 15 | Elect Pierre Landolt | Mgmt | For | TNA | N/A | |||
| 16 | Elect Andreas von Planta | Mgmt | For | TNA | N/A | |||
| 17 | Elect Charles L. Sawyers | Mgmt | For | TNA | N/A | |||
| 18 | Elect Enrico Vanni | Mgmt | For | TNA | N/A | |||
| 19 | Elect William T. Winters | Mgmt | For | TNA | N/A | |||
| 20 | Elect Ton Buchner | Mgmt | For | TNA | N/A | |||
| 21 | Elect Elizabeth Doherty | Mgmt | For | TNA | N/A | |||
| 22 | Elect Srikant Datar as Compensation Committee Member | Mgmt | For | TNA | N/A | |||
| 23 | Elect Ann Fudge as Compensation Committee Member | Mgmt | For | TNA | N/A | |||
| 24 | Elect Enrico Vanni as Compensation Committee Member | Mgmt | For | TNA | N/A | |||
| 25 | Elect William T. Winters as Compensation Committee Member | Mgmt | For | TNA | N/A | |||
| 26 | Appointment of Auditor | Mgmt | For | TNA | N/A | |||
| 27 | Appointment of Independent Proxy | Mgmt | For | TNA | N/A | |||
| 28 | Additional or Miscellaneous Proposals | ShrHoldr | N/A | TNA | N/A | |||
| OncoGenex Pharmaceuticals, Inc. | ||||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||
| OGXI | CUSIP 68230A106 | 05/26/2016 | Voted | |||||
| Meeting Type | Country of Trade | |||||||
| Annual | United States | |||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
| 1.1 | Elect Scott Cormack | Mgmt | For | For | For | |||
| 1.2 | Elect Neil Clendeninn | Mgmt | For | For | For | |||
| 1.3 | Elect Jack Goldstein | Mgmt | For | For | For | |||
| 1.4 | Elect Martin A. Mattingly | Mgmt | For | For | For | |||
| 1.5 | Elect Stewart Parker | Mgmt | For | For | For | |||
| 1.6 | Elect David Smith | Mgmt | For | For | For | |||
| 2 | Ratification of Auditor | Mgmt | For | For | For | |||
| Pall Corporation | ||||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||
| PLL | CUSIP 696429307 | 07/28/2015 | Voted | |||||
| Meeting Type | Country of Trade | |||||||
| Special | United States | |||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
| 1 | Acquisition | Mgmt | For | For | For | |||
| 2 | Advisory Vote on Golden Parachutes | Mgmt | For | For | For | |||
| 3 | Right to Adjourn Meeting | Mgmt | For | For | For | |||
| Perrigo Company plc | ||||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||
| PRGO | CUSIP G97822103 | 04/26/2016 | Voted | |||||
| Meeting Type | Country of Trade | |||||||
| Annual | United States | |||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
| 1 | Elect Laurie Brlas | Mgmt | For | For | For | |||
| 2 | Elect Gary M. Cohen | Mgmt | For | For | For | |||
| 3 | Elect Marc Coucke | Mgmt | For | For | For | |||
| 4 | Elect Ellen R. Hoffing | Mgmt | For | For | For | |||
| 5 | Elect Michael J. Jandernoa | Mgmt | For | For | For | |||
| 6 | Elect Gary K. Kunkle, Jr. | Mgmt | For | For | For | |||
| 7 | Elect Herman Morris, Jr. | Mgmt | For | For | For | |||
| 8 | Elect Donal O'Connor | Mgmt | For | For | For | |||
| 9 | Elect Joseph C. Papa | Mgmt | For | For | For | |||
| 10 | Elect Shlomo Yanai | Mgmt | For | For | For | |||
| 11 | Ratification of Auditor | Mgmt | For | For | For | |||
| 12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
| 13 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
| 14 | Price Range for Reissuance of Treasury Shares | Mgmt | For | For | For | |||
| Perrigo Company plc | ||||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||
| PRGO | CUSIP G97822103 | 11/04/2015 | Voted | |||||
| Meeting Type | Country of Trade | |||||||
| Annual | United States | |||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
| 1 | Elect Laurie Brlas | Mgmt | For | For | For | |||
| 2 | Elect Gary M. Cohen | Mgmt | For | For | For | |||
| 3 | Elect Marc Coucke | Mgmt | For | For | For | |||
| 4 | Elect Jacqualyn A. Fouse | Mgmt | For | For | For | |||
| 5 | Elect Ellen R. Hoffing | Mgmt | For | For | For | |||
| 6 | Elect Michael J. Jandernoa | Mgmt | For | For | For | |||
| 7 | Elect Gary K. Kunkle, Jr. | Mgmt | For | For | For | |||
| 8 | Elect Herman Morris, Jr. | Mgmt | For | For | For | |||
| 9 | Elect Donal O'Connor | Mgmt | For | For | For | |||
| 10 | Elect Joseph C. Papa | Mgmt | For | For | For | |||
| 11 | Elect Shlomo Yanai | Mgmt | For | For | For | |||
| 12 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
| 13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
| 14 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
| 15 | Price Range for Reissuance of Treasury Stock | Mgmt | For | For | For | |||
| 16 | Approve Amendments to Memorandum of Association | Mgmt | For | For | For | |||
| 17 | Adopt Revised Articles of Association | Mgmt | For | For | For | |||
| Pfizer Inc. | ||||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||
| PFE | CUSIP 717081103 | 04/28/2016 | Voted | |||||
| Meeting Type | Country of Trade | |||||||
| Annual | United States | |||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
| 1 | Elect Dennis A. Ausiello | Mgmt | For | For | For | |||
| 2 | Elect W. Don Cornwell | Mgmt | For | For | For | |||
| 3 | Elect Joseph J. Echevarria | Mgmt | For | For | For | |||
| 4 | Elect Frances D. Fergusson | Mgmt | For | For | For | |||
| 5 | Elect Helen H. Hobbs | Mgmt | For | For | For | |||
| 6 | Elect James M. Kilts | Mgmt | For | For | For | |||
| 7 | Elect Shantanu Narayen | Mgmt | For | For | For | |||
| 8 | Elect Suzanne Nora Johnson | Mgmt | For | For | For | |||
| 9 | Elect Ian C. Read | Mgmt | For | For | For | |||
| 10 | Elect Stephen W. Sanger | Mgmt | For | For | For | |||
| 11 | Elect James C. Smith | Mgmt | For | For | For | |||
| 12 | Ratification of Auditor | Mgmt | For | For | For | |||
| 13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
| 14 | SHAREHOLDER PROPOSAL REGARDING REPORT ON LOBBYING ACTIVITIES | ShrHoldr | Against | Against | For | |||
| 15 | Shareholder Proposal Regarding Majority Vote for Election of Directors | ShrHoldr | Against | Against | For | |||
| 16 | SHAREHOLDER PROPOSAL REGARDING RIGHT TO ACT BY WRITTEN CONSENT | ShrHoldr | Against | Against | For | |||
| 17 | SHAREHOLDER PROPOSAL REGARDING CERTAIN TAXABLE EVENTS | ShrHoldr | Against | Against | For | |||
| Portola Pharmaceuticals, Inc. | ||||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||
| PTLA | CUSIP 737010108 | 06/17/2016 | Voted | |||||
| Meeting Type | Country of Trade | |||||||
| Annual | United States | |||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
| 1.1 | Elect Laura Brege | Mgmt | For | For | For | |||
| 1.2 | Elect Hollings C. Renton | Mgmt | For | For | For | |||
| 1.3 | Elect William Lis | Mgmt | For | For | For | |||
| 2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
| 3 | Ratification of Auditor | Mgmt | For | For | For | |||
| PTC Therapeutics, Inc. | ||||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||
| PTCT | CUSIP 69366J200 | 06/10/2016 | Voted | |||||
| Meeting Type | Country of Trade | |||||||
| Annual | United States | |||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
| 1.1 | Elect Allan Jacobson | Mgmt | For | For | For | |||
| 1.2 | Elect C. Geoffrey McDonough | Mgmt | For | Withhold | Against | |||
| 1.3 | Elect David P. Southwell | Mgmt | For | For | For | |||
| 1.4 | Elect Dawn Svoronos | Mgmt | For | For | For | |||
| 2 | Ratification of Auditor | Mgmt | For | For | For | |||
| 3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
| 4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
| 5 | 2016 Employee Stock Purchase Plan | Mgmt | For | For | For | |||
| 6 | Shareholder Proposal Regarding Proxy Access | ShrHoldr | For | For | For | |||
| Sanofi SA | ||||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||
| SAN | CINS F5548N101 | 05/04/2016 | Voted | |||||
| Meeting Type | Country of Trade | |||||||
| Mix | France | |||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
| 1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
| 2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
| 3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
| 4 | Accounts and Reports; Approval of Non-Tax Deductible Expenses | Mgmt | For | For | For | |||
| 5 | Consolidated Accounts and Reports | Mgmt | For | For | For | |||
| 6 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
| 7 | Elect Laurent Attal to the Board of Directors | Mgmt | For | Against | Against | |||
| 8 | Elect Claudie Haignere to the Board of Directors | Mgmt | For | Against | Against | |||
| 9 | Elect Carole Piwnica to the Board of Directors | Mgmt | For | Against | Against | |||
| 10 | Elect Thomas Sudhof to the Board of Directors | Mgmt | For | For | For | |||
| 11 | Elect Diane Souza to the Board of Directors | Mgmt | For | For | For | |||
| 12 | Remuneration of Serge Weinberg, Chairman | Mgmt | For | For | For | |||
| 13 | Remuneration of Olivier Brandicourt, CEO | Mgmt | For | For | For | |||
| 14 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
| 15 | Authority to Grant Stock Options | Mgmt | For | For | For | |||
| 16 | Authority to Issue Performance Shares | Mgmt | For | For | For | |||
| 17 | Authorisation of Legal Formalities | Mgmt | For | For | For | |||
| Shionogi & Co Ltd | ||||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||
| 4507 | CINS J74229105 | 06/23/2016 | Voted | |||||
| Meeting Type | Country of Trade | |||||||
| Annual | Japan | |||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
| 1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
| 2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
| 3 | Elect Motozoh Shiono | Mgmt | For | For | For | |||
| 4 | Elect Isao Teshirogi | Mgmt | For | For | For | |||
| 5 | Elect Takuko Sawada | Mgmt | For | For | For | |||
| 6 | Elect Akio Nomura | Mgmt | For | For | For | |||
| 7 | Elect Teppei Mogi | Mgmt | For | For | For | |||
| 8 | Elect Keiichi Andoh | Mgmt | For | For | For | |||
| 9 | Elect Shinichi Yokoyama | Mgmt | For | Against | Against | |||
| 10 | Elect Ikuo Katoh | Mgmt | For | Against | Against | |||
| Shire plc | ||||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||
| SHP | CINS G8124V108 | 04/28/2016 | Voted | |||||
| Meeting Type | Country of Trade | |||||||
| Annual | Jersey | |||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
| 1 | Accounts and Reports | Mgmt | For | For | For | |||
| 2 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
| 3 | Elect Dominic Blakemore | Mgmt | For | For | For | |||
| 4 | Elect Olivier Bohuon | Mgmt | For | For | For | |||
| 5 | Elect William M. Burns | Mgmt | For | For | For | |||
| 6 | Elect Steven Gillis | Mgmt | For | For | For | |||
| 7 | Elect David Ginsburg | Mgmt | For | For | For | |||
| 8 | Elect Susan Kilsby | Mgmt | For | For | For | |||
| 9 | Elect Sara Mathew | Mgmt | For | For | For | |||
| 10 | Elect Anne Minto | Mgmt | For | For | For | |||
| 11 | Elect Flemming Ornskov | Mgmt | For | For | For | |||
| 12 | Elect Jeffrey Poulton | Mgmt | For | For | For | |||
| 13 | Appointment of Auditor | Mgmt | For | For | For | |||
| 14 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
| 15 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
| 16 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
| 17 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
| 18 | Increase in Authorised Capital | Mgmt | For | For | For | |||
| 19 | Amendments to Articles | Mgmt | For | For | For | |||
| 20 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
| Shire plc | ||||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||
| SHP | CINS G8124V108 | 05/27/2016 | Voted | |||||
| Meeting Type | Country of Trade | |||||||
| Ordinary | Jersey | |||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
| 1 | Merger | Mgmt | For | For | For | |||
| 2 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
| 3 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
| 4 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
| 5 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
| Sihuan Pharmaceutical Holdings Group Ltd. | ||||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||
| 0460 | CINS G8162K113 | 06/28/2016 | Voted | |||||
| Meeting Type | Country of Trade | |||||||
| Annual | Bermuda | |||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
| 1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
| 2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
| 3 | Accounts and Reports | Mgmt | For | For | For | |||
| 4 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
| 5 | Elect Homer Sun | Mgmt | For | For | For | |||
| 6 | Elect TSANG Wah Kwong | Mgmt | For | Against | Against | |||
| 7 | Elect ZHU Xun | Mgmt | For | For | For | |||
| 8 | Directors' Fees | Mgmt | For | For | For | |||
| 9 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
| 10 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
| 11 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
| 12 | Authority to Issue Repurchased Shares | Mgmt | For | Against | Against | |||
| Sihuan Pharmaceutical Holdings Group Ltd. | ||||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||
| 0460 | CINS G8162K113 | 12/11/2015 | Voted | |||||
| Meeting Type | Country of Trade | |||||||
| Annual | Bermuda | |||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
| 1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
| 2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
| 3 | Accounts and Reports | Mgmt | For | For | For | |||
| 4 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
| 5 | Elect GUO Weicheng | Mgmt | For | For | For | |||
| 6 | Elect MENG Xianhui | Mgmt | For | For | For | |||
| 7 | Elect Patrick SUN | Mgmt | For | Against | Against | |||
| 8 | Directors' Fees | Mgmt | For | For | For | |||
| 9 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
| 10 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
| 11 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
| 12 | Authority to Issue Repurchased Shares | Mgmt | For | Against | Against | |||
| Sinopharm Group Co. Ltd. | ||||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||
| 1099 | CINS Y8008N107 | 01/29/2016 | Voted | |||||
| Meeting Type | Country of Trade | |||||||
| Special | China | |||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
| 1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
| 2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
| 3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
| 4 | Amendments to Rules of Procedures for Board | Mgmt | For | For | For | |||
| 5 | Elect LIAN Wanyong as Director | Mgmt | For | Against | Against | |||
| 6 | Elect LI Xiaojuan as Supervisor | Mgmt | For | Against | Against | |||
| 7 | Amendments to Articles | Mgmt | For | For | For | |||
| 8 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
| Sinopharm Group Co. Ltd. | ||||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||
| 1099 | CINS Y8008N107 | 03/08/2016 | Voted | |||||
| Meeting Type | Country of Trade | |||||||
| Special | China | |||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
| 1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
| 2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
| 3 | Elect ZHUO Fumin | Mgmt | For | Against | Against | |||
| Sinopharm Group Co. Ltd. | ||||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||
| 1099 | CINS Y8008N107 | 06/16/2016 | Voted | |||||
| Meeting Type | Country of Trade | |||||||
| Annual | China | |||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
| 1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
| 2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
| 3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
| 4 | Directors' Report | Mgmt | For | For | For | |||
| 5 | Supervisors' Report | Mgmt | For | For | For | |||
| 6 | Accounts and Reports | Mgmt | For | For | For | |||
| 7 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
| 8 | Directors' Fees | Mgmt | For | For | For | |||
| 9 | Supervisors' Fees | Mgmt | For | For | For | |||
| 10 | Authority to Give Guarantees | Mgmt | For | Against | Against | |||
| 11 | Elect WU Yijian | Mgmt | For | For | For | |||
| 12 | Authority to Issue Debt Financing Instruments | Mgmt | For | For | For | |||
| 13 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
| 14 | Appointment of Domestic Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
| 15 | Appointment of International Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
| Sinopharm Group Co. Ltd. | ||||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||
| 1099 | CINS Y8008N107 | 08/20/2015 | Voted | |||||
| Meeting Type | Country of Trade | |||||||
| Special | China | |||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
| 1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
| 2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
| 3 | Authority to Issue Corporate Bonds | Mgmt | For | For | For | |||
| Sorrento Therapeutics Inc | ||||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||
| SRNE | CUSIP 83587F202 | 06/30/2016 | Voted | |||||
| Meeting Type | Country of Trade | |||||||
| Annual | United States | |||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
| 1.1 | Elect Henry Ji | Mgmt | For | Withhold | Against | |||
| 1.2 | Elect William S. Marth | Mgmt | For | Withhold | Against | |||
| 1.3 | Elect Kim D. Janda | Mgmt | For | Withhold | Against | |||
| 1.4 | Elect Douglas Ebersole | Mgmt | For | Withhold | Against | |||
| 1.5 | Elect Jaisim Shah | Mgmt | For | Withhold | Against | |||
| 1.6 | Elect David H. Deming | Mgmt | For | Withhold | Against | |||
| 2 | Ratification of Auditor | Mgmt | For | For | For | |||
| 3 | Amendment to the 2009 Stock Incentive Plan | Mgmt | For | For | For | |||
| Synutra International, Inc. | ||||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||
| SYUT | CUSIP 87164C102 | 02/26/2016 | Voted | |||||
| Meeting Type | Country of Trade | |||||||
| Annual | United States | |||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
| 1.1 | Elect Jinrong Chen | Mgmt | For | For | For | |||
| 2 | Ratification of Auditor | Mgmt | For | For | For | |||
| Tesaro Inc. | ||||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||
| TSRO | CUSIP 881569107 | 05/11/2016 | Voted | |||||
| Meeting Type | Country of Trade | |||||||
| Annual | United States | |||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
| 1.1 | Elect Leon O. Moulder, Jr. | Mgmt | For | For | For | |||
| 1.2 | Elect Mary Lynne Hedley | Mgmt | For | For | For | |||
| 1.3 | Elect David Mott | Mgmt | For | For | For | |||
| 1.4 | Elect Lawrence M. Alleva | Mgmt | For | For | For | |||
| 1.5 | Elect James O. Armitage | Mgmt | For | For | For | |||
| 1.6 | Elect Earl M. Collier, Jr. | Mgmt | For | For | For | |||
| 1.7 | Elect Gary A. Nicholson | Mgmt | For | For | For | |||
| 1.8 | Elect Arnold L. Oronsky | Mgmt | For | For | For | |||
| 1.9 | Elect Kavita Patel | Mgmt | For | For | For | |||
| 1.10 | Elect Beth Seidenberg | Mgmt | For | For | For | |||
| 2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
| 3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
| 4 | Ratification of Auditor | Mgmt | For | For | For | |||
| 5 | 2015 Director Stock Incentive Plan | Mgmt | For | Against | Against | |||
| Tetraphase Pharmaceuticals, Inc. | ||||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||
| TTPH | CUSIP 88165N105 | 06/08/2016 | Voted | |||||
| Meeting Type | Country of Trade | |||||||
| Annual | United States | |||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
| 1.1 | Elect Garen Bohlin | Mgmt | For | For | For | |||
| 1.2 | Elect John Freund | Mgmt | For | For | For | |||
| 2 | Ratification of Auditor | Mgmt | For | For | For | |||
| 3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
| 4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
| Teva Pharmaceutical Industries Ltd. | ||||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||
| TEVA | CUSIP 881624209 | 04/18/2016 | Voted | |||||
| Meeting Type | Country of Trade | |||||||
| Annual | United States | |||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
| 1 | Elect Yitzhak Peterburg | Mgmt | For | Against | Against | |||
| 2 | Elect Arie S. Belldegrun | Mgmt | For | Against | Against | |||
| 3 | Elect Amir Elstein | Mgmt | For | Against | Against | |||
| 4 | Amendment of Compensation Policy | Mgmt | For | Against | Against | |||
| 5 | Declaration of Material Interest | Mgmt | N/A | Against | N/A | |||
| 6 | Salary Increase of CEO | Mgmt | For | For | For | |||
| 7 | Amendment of CEO's Bonus Scheme | Mgmt | For | For | For | |||
| 8 | Amendment of CEO's Annual Equity Grants | Mgmt | For | For | For | |||
| 9 | Amendment of 2015 Long-Term Equity-Based Incentive Plan | Mgmt | For | For | For | |||
| 10 | Appointment of Auditor | Mgmt | For | For | For | |||
| Teva Pharmaceutical Industries Ltd. | ||||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||
| TEVA | CUSIP 881624209 | 09/03/2015 | Voted | |||||
| Meeting Type | Country of Trade | |||||||
| Annual | United States | |||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
| 1 | Elect Roger Abravanel | Mgmt | For | For | For | |||
| 2 | Elect Rosemary A. Crane | Mgmt | For | For | For | |||
| 3 | Elect Gerald M. Lieberman | Mgmt | For | For | For | |||
| 4 | Elect Galia Maor | Mgmt | For | For | For | |||
| 5 | Elect Gabrielle Greene-Sulzberger | Mgmt | For | For | For | |||
| 6 | Amendment to Compensation Policy | Mgmt | For | Against | Against | |||
| 7 | Declaration of Material Interest | Mgmt | N/A | Against | N/A | |||
| 8 | Remuneration of Directors | Mgmt | For | For | For | |||
| 9 | Remuneration of Chairman | Mgmt | For | For | For | |||
| 10 | Salary Increase of CEO | Mgmt | For | For | For | |||
| 11 | Special Bonus of CEO | Mgmt | For | For | For | |||
| 12 | 2015 Long-Term Equity-Based Incentive Plan | Mgmt | For | For | For | |||
| 13 | Appointment of Auditor | Mgmt | For | For | For | |||
| Teva Pharmaceutical Industries Ltd. | ||||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||
| TEVA | CUSIP 881624209 | 11/05/2015 | Voted | |||||
| Meeting Type | Country of Trade | |||||||
| Special | United States | |||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
| 1 | Creation of Preferred Shares | Mgmt | For | For | For | |||
| The Medicines Company | ||||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||
| MDCO | CUSIP 584688105 | 05/26/2016 | Voted | |||||
| Meeting Type | Country of Trade | |||||||
| Annual | United States | |||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
| 1 | Elect William W. Crouse | Mgmt | For | For | For | |||
| 2 | Elect John C. Kelly | Mgmt | For | For | For | |||
| 3 | Elect Hiroaki Shigeta | Mgmt | For | For | For | |||
| 4 | Repeal of Classified Board | Mgmt | For | For | For | |||
| 5 | Amendment to the 2013 Stock Incentive Plan | Mgmt | For | Against | Against | |||
| 6 | Amendment to the 2010 Employee Stock Purchase Plan | Mgmt | For | For | For | |||
| 7 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
| 8 | Ratification of Auditor | Mgmt | For | For | For | |||
| Thermo Fisher Scientific Inc. | ||||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||
| TMO | CUSIP 883556102 | 05/18/2016 | Voted | |||||
| Meeting Type | Country of Trade | |||||||
| Annual | United States | |||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
| 1 | Elect Marc N. Casper | Mgmt | For | For | For | |||
| 2 | Elect Nelson J. Chai | Mgmt | For | For | For | |||
| 3 | Elect C. Martin Harris | Mgmt | For | For | For | |||
| 4 | Elect Tyler Jacks | Mgmt | For | For | For | |||
| 5 | Elect Judy C. Lewent | Mgmt | For | For | For | |||
| 6 | Elect Thomas J. Lynch | Mgmt | For | For | For | |||
| 7 | Elect Jim P. Manzi | Mgmt | For | For | For | |||
| 8 | Elect William G. Parrett | Mgmt | For | For | For | |||
| 9 | Elect Scott M. Sperling | Mgmt | For | For | For | |||
| 10 | Elect Elaine S. Ullian | Mgmt | For | For | For | |||
| 11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
| 12 | Ratification of Auditor | Mgmt | For | For | For | |||
| Tokai Pharmaceuticals Inc | ||||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||
| TKAI | CUSIP 88907J107 | 06/15/2016 | Voted | |||||
| Meeting Type | Country of Trade | |||||||
| Annual | United States | |||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
| 1.1 | Elect Timothy J. Barberich | Mgmt | For | For | For | |||
| 1.2 | Elect David A. Kessler | Mgmt | For | For | For | |||
| 2 | Ratification of Auditor | Mgmt | For | For | For | |||
| Trevena, Inc. | ||||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||
| TRVN | CUSIP 89532E109 | 05/18/2016 | Voted | |||||
| Meeting Type | Country of Trade | |||||||
| Annual | United States | |||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
| 1.1 | Elect Michael R. Dougherty | Mgmt | For | For | For | |||
| 1.2 | Elect Leon O. Moulder, Jr. | Mgmt | For | For | For | |||
| 2 | Ratification of Auditor | Mgmt | For | For | For | |||
| Trillium Therapeutics Inc. | ||||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||
| TR | CUSIP 89620X506 | 05/27/2016 | Voted | |||||
| Meeting Type | Country of Trade | |||||||
| Special | United States | |||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
| 1.1 | Elect Luke M. Beshar | Mgmt | For | For | For | |||
| 1.2 | Elect Henry Friesen | Mgmt | For | For | For | |||
| 1.3 | Elect Robert L. Kirkman | Mgmt | For | For | For | |||
| 1.4 | Elect Michael Moore | Mgmt | For | For | For | |||
| 1.5 | Elect Thomas Reynolds | Mgmt | For | For | For | |||
| 1.6 | Elect Niclas Stiernholm | Mgmt | For | For | For | |||
| 1.7 | Elect Calvin Stiller | Mgmt | For | For | For | |||
| 2 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
| 3 | Approval of 2016 Stock Option Plan | Mgmt | For | Against | Against | |||
| 4 | Adoption of Advance Notice Requirement | Mgmt | For | For | For | |||
| Ultragenyx Pharmaceutical Inc | ||||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||
| RARE | CUSIP 90400D108 | 06/09/2016 | Voted | |||||
| Meeting Type | Country of Trade | |||||||
| Annual | United States | |||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
| 1 | Elect William Aliski | Mgmt | For | For | For | |||
| 2 | Elect Lars Ekman | Mgmt | For | For | For | |||
| 3 | Elect Matthew K. Fust | Mgmt | For | For | For | |||
| 4 | Ratification of Auditor | Mgmt | For | For | For | |||
| 5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
| 6 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
| Unilife Corporation | ||||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||
| UNIS | CUSIP 90478E103 | 02/08/2016 | Voted | |||||
| Meeting Type | Country of Trade | |||||||
| Special | United States | |||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
| 1 | Issuance of Common Stock Upon Conversion of Series A Preferred Stock | Mgmt | For | For | For | |||
| Unilife Corporation | ||||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||
| UNIS | CUSIP 90478E103 | 05/09/2016 | Voted | |||||
| Meeting Type | Country of Trade | |||||||
| Special | United States | |||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
| 1 | Reverse Stock Split | Mgmt | For | For | For | |||
| Unilife Corporation | ||||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||
| UNIS | CUSIP 90478E103 | 11/16/2015 | Voted | |||||
| Meeting Type | Country of Trade | |||||||
| Annual | United States | |||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
| 1 | Elect Alan Shortall | Mgmt | For | For | For | |||
| 2 | Elect Jeff Carter | Mgmt | For | For | For | |||
| 3 | Elect William Galle | Mgmt | For | For | For | |||
| 4 | Elect John Lund | Mgmt | For | For | For | |||
| 5 | Elect Mary Katherine Wold | Mgmt | For | For | For | |||
| 6 | Elect Harry A. Hamill | Mgmt | For | For | For | |||
| 7 | Ratification of Auditor | Mgmt | For | For | For | |||
| 8 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
| 9 | Issuance of Common Stock (LPT) | Mgmt | For | For | For | |||
| 10 | Issuance of Common Stock (Cantor) | Mgmt | For | For | For | |||
| 11 | Approval of Stock Grant (Director Hamill) | Mgmt | For | For | For | |||
| 12 | Directors' Fees | Mgmt | For | For | For | |||
| 13 | Increase of Authorized Common Stock | Mgmt | For | For | For | |||
| Uniqure NV | ||||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||
| QURE | CUSIP N90064101 | 06/15/2016 | Voted | |||||
| Meeting Type | Country of Trade | |||||||
| Annual | United States | |||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
| 1 | Accounts and Reports; Allocation of Losses | Mgmt | For | For | For | |||
| 2 | Ratification of Management Acts | Mgmt | For | For | For | |||
| 3 | Ratification of Supervisory Board Acts | Mgmt | For | For | For | |||
| 4 | Appointment of Auditor | Mgmt | For | For | For | |||
| 5 | Amendments to Articles (Change in Corporate Structure) | Mgmt | For | For | For | |||
| 6 | Elect Dan Soland | Mgmt | For | Against | Against | |||
| 7 | Elect Matthew Kapusta | Mgmt | For | Against | Against | |||
| 8 | Elect Sander van Deventer | Mgmt | For | Against | Against | |||
| 9 | Elect Paula Soteropoulos | Mgmt | For | Against | Against | |||
| 10 | Elect David Schaffer | Mgmt | For | Against | Against | |||
| 11 | Elect William H. Lewis | Mgmt | For | Against | Against | |||
| 12 | Elect Philip Astley-Sparke | Mgmt | For | Against | Against | |||
| 13 | Elect J. Kaye | Mgmt | For | Against | Against | |||
| 14 | Amendments to Remuneration Policy | Mgmt | For | For | For | |||
| 15 | Option Grant to M. C. Kapusta, CFO | Mgmt | For | For | For | |||
| 16 | Option Grant to D. B. Soland, CEO | Mgmt | For | For | For | |||
| 17 | Option Grant to P. Astley-Sparke, Non-Executive Director | Mgmt | For | For | For | |||
| 18 | Authority to Issue Shares w/ or w/o Preemptive Rights | Mgmt | For | Against | Against | |||
| 19 | Amendment to Restated 2014 Share Incentive Plan | Mgmt | For | Against | Against | |||
| 20 | Authority to Issue Shares under 2014 Share Incentive Plan | Mgmt | For | Against | Against | |||
| 21 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
| UnitedHealth Group Incorporated | ||||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||
| UNH | CUSIP 91324P102 | 06/06/2016 | Voted | |||||
| Meeting Type | Country of Trade | |||||||
| Annual | United States | |||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
| 1 | Elect William C. Ballard, Jr. | Mgmt | For | For | For | |||
| 2 | Elect Edson Bueno | Mgmt | For | For | For | |||
| 3 | Elect Richard T. Burke | Mgmt | For | For | For | |||
| 4 | Elect Robert J. Darretta | Mgmt | For | For | For | |||
| 5 | Elect Stephen J. Hemsley | Mgmt | For | For | For | |||
| 6 | Elect Michele J. Hooper | Mgmt | For | For | For | |||
| 7 | Elect Rodger A. Lawson | Mgmt | For | For | For | |||
| 8 | Elect Glenn M. Renwick | Mgmt | For | For | For | |||
| 9 | Elect Kenneth I. Shine | Mgmt | For | For | For | |||
| 10 | Elect Gail R. Wilensky | Mgmt | For | For | For | |||
| 11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
| 12 | Ratification of Auditor | Mgmt | For | For | For | |||
| Verastem, Inc. | ||||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||
| VSTM | CUSIP 92337C104 | 05/11/2016 | Voted | |||||
| Meeting Type | Country of Trade | |||||||
| Annual | United States | |||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
| 1.1 | Elect Paul A. Friedman | Mgmt | For | For | For | |||
| 1.2 | Elect Michael Kauffman, M.D. | Mgmt | For | For | For | |||
| 1.3 | Elect S. Louise Phanstiel | Mgmt | For | For | For | |||
| 2 | Ratification of Auditor | Mgmt | For | For | For | |||
| Vertex Pharmaceuticals Incorporated | ||||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||
| VRTX | CUSIP 92532F100 | 06/15/2016 | Voted | |||||
| Meeting Type | Country of Trade | |||||||
| Annual | United States | |||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
| 1.1 | Elect Joshua Boger | Mgmt | For | For | For | |||
| 1.2 | Elect Terrence C. Kearney | Mgmt | For | For | For | |||
| 1.3 | Elect Yuchun Lee | Mgmt | For | For | For | |||
| 1.4 | Elect Elaine S. Ullian | Mgmt | For | For | For | |||
| 2 | Ratification of Auditor | Mgmt | For | For | For | |||
| 3 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
| 4 | Shareholder Proposal Regarding Declassification of the Board | ShrHoldr | Against | For | Against | |||
| 5 | Shareholder Proposal Regarding Compensation in the Event of a Change in Control | ShrHoldr | Against | Against | For | |||
| 6 | Shareholder Proposal Regarding Retention of Shares Until Retirement | ShrHoldr | Against | Against | For | |||
| 7 | Shareholder Proposal Regarding Linking Executive Pay to Sustainability | ShrHoldr | Against | Against | For | |||
| Vitae Pharmaceuticals Inc. | ||||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||
| VTAE | CUSIP 92847N103 | 05/26/2016 | Voted | |||||
| Meeting Type | Country of Trade | |||||||
| Annual | United States | |||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
| 1.1 | Elect Donald J. Hayden, Jr. | Mgmt | For | For | For | |||
| 1.2 | Elect Robert V. Gunderson, Jr. | Mgmt | For | Withhold | Against | |||
| 1.3 | Elect Gino Santini | Mgmt | For | For | For | |||
| 2 | Ratification of Auditor | Mgmt | For | For | For | |||
| Zoetis Inc. | ||||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||
| ZTS | CUSIP 98978V103 | 05/12/2016 | Voted | |||||
| Meeting Type | Country of Trade | |||||||
| Annual | United States | |||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
| 1 | Elect Juan Ramon Alaix | Mgmt | For | For | For | |||
| 2 | Elect Paul M. Bisaro | Mgmt | For | For | For | |||
| 3 | Elect Frank A. D'Amelio | Mgmt | For | For | For | |||
| 4 | Elect Michael B. McCallister | Mgmt | For | For | For | |||
| 5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
| 6 | Ratification of Auditor | Mgmt | For | For | For | |||
| Zosano Pharma Corp. | ||||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||
| ZSAN | CUSIP 98979H103 | 11/13/2015 | Voted | |||||
| Meeting Type | Country of Trade | |||||||
| Annual | United States | |||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
| 1.1 | Elect Peter Daddona | Mgmt | For | Withhold | Against | |||
| 1.2 | Elect Vikram Lamba | Mgmt | For | Withhold | Against | |||
| 2 | Option Exchange Program | Mgmt | For | Against | Against | |||
| 3 | Ratification of Auditor | Mgmt | For | For | For | |||
| Any ballot marked 'Abstain' is considered to have been voted. Ballots marked 'Abstain' are considered to have been voted against management's recommendation if management's recommendation is 'For' or 'Against,' and for management's recommendation if management's recommendation is 'Abstain.' Where management has recommended that shareholders 'Abstain' from voting on a ballot item, a ballot marked 'For' or 'Against' is considered to have been voted against management's recommendation to 'Abstain.' | ||
| Where management has made no recommendation on a ballot item, 'N/A' is used to indicate that there is no management recommendation that a shareholder may vote 'For' or 'Against.' | ||
| SIGNATURES | ||
| Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized. | ||
| Registrant: | Putnam Global Health Care Fund | |
| By: | Jonathan S. Horwitz* | |
| Name: | Jonathan S. Horwitz | |
| Title: | Executive Vice President, Principal Executive Officer and Compliance Liaison | |
| Date: | August 15, 2016 | |
| *By: | /s/ Nancy E. Florek | |
| Name: | Nancy E. Florek | |
| Date: | August 15, 2016 | |
| Pursuant to power of attorney filed herewith | ||
POWER OF ATTORNEY
I, the undersigned Executive Vice President, Principal Executive Officer and Compliance Liason of each of the funds listed on Schedule A hereto, constitute and appoint Nancy E. Florek my true and lawful attorney, with full power to her to sign for me, and in my name and in the capacities indicated below, the Annual Report of Proxy Voting Record on Form N-PX under the Investment Company Act of 1940, as amended of each of the funds listed on Schedule A hereto and any and all amendments to said Annual Report of Proxy Voting Record and to file the same with all exhibits thereto, and other documents in connection therewith, with the Securities and Exchange Commission, granting unto my said attorney full power and authority to do and perform each and every act and thing requisite or necessary to be done in the premises, as fully to all intents and purposes as she might or could do in person, and I ratify and confirm all that said attorney may lawfully do or cause to be done by virtue thereof.
WITNESS my hand and common seal on the date set forth below.
| Signature | Title | Date | |||||
| /s/ Jonathan S. Horwitz |
Executive Vice President, Principal Executive Officer and Compliance Liaison |
July 29, 2016 | |||||
| Jonathan S. Horwitz | |||||||
Schedule A
|
Putnam American Government Income Fund Putnam Arizona Tax Exempt Income Fund Putnam Asset Allocation Funds Putnam California Tax Exempt Income Fund Putnam Convertible Securities Fund Putnam Diversified Income Trust Putnam Equity Income Fund Putnam Europe Equity Fund Putnam Funds Trust George Putnam Balanced Fund Putnam Global Equity Fund Putnam Global Health Care Fund Putnam Global Income Trust Putnam Global Natural Resources Fund Putnam Global Utilities Fund The Putnam Fund for Growth and Income Putnam High Income Securities Fund Putnam High Yield Advantage Fund Putnam High Yield Trust Putnam Income Fund Putnam Investment Grade Municipal Trust Putnam International Equity Fund Putnam Investment Funds Putnam Investors Fund
|
Putnam Limited Duration Government Income Fund Putnam Managed Municipal Income Trust Putnam Massachusetts Tax Exempt Income Fund Putnam Master Intermediate Income Trust Putnam Michigan Tax Exempt Income Fund Putnam Minnesota Tax Exempt Income Fund Putnam Money Market Fund Putnam Mortgage Recovery Fund Putnam Multi-Cap Growth Fund Putnam Municipal Opportunities Trust Putnam New Jersey Tax Exempt Income Fund Putnam New York Tax Exempt Income Fund Putnam Ohio Tax Exempt Income Fund Putnam Pennsylvania Tax Exempt Income Fund Putnam Premier Income Trust Putnam RetirementReady® Funds Putnam Tax Exempt Income Fund Putnam Tax Exempt Money Market Fund Putnam Tax-Free Income Trust Putnam U.S. Government Income Trust Putnam Vista Fund Putnam Variable Trust Putnam Voyager Fund
|