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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM N-PX ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT INVESTMENT COMPANY | |||||||||
Investment Company Act File Number : | 811-3386 | ||||||||
Name of Registrant: | Putnam Global Health Care Fund | ||||||||
Address of Principal Executive Offices: | One Post Office Square | ||||||||
Boston, Massachusetts 02109 | |||||||||
Name and address of agent of service: | James P. Pappas, Vice President | ||||||||
Putnam Global Health Care Fund | |||||||||
One Post Office Square | |||||||||
Boston, Massachusetts 02109 | |||||||||
CC: | Bryan Chegwidden, Esq. | ||||||||
Ropes & Gray LLP | |||||||||
1211 Avenue of the Americas | |||||||||
New York, New York 10036 | |||||||||
Registrant's telephone number including area code: | (617) 292-1000 | ||||||||
Date of fiscal year end: | 8/31/14 | ||||||||
Date of reporting period: | 07/01/2014 - 06/30/2015 |
Registrant : | Putnam Global Health Care Fund | |||||||
Fund Name : | Putnam Global Health Care Fund | |||||||
Date of fiscal year end: | 08/31/2014 | |||||||
AbbVie Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ABBV | CUSIP 00287Y109 | 05/08/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Roxanne S. Austin | Mgmt | For | For | For | |||
1.2 | Elect Richard A. Gonzalez | Mgmt | For | For | For | |||
1.3 | Elect Glenn F. Tilton | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Achaogen Inc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AKAO | CUSIP 004449104 | 06/10/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect John W. Smither | Mgmt | For | For | For | |||
1.2 | Elect Alan B. Colowick | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
Actavis plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ACT | CUSIP G0083B108 | 03/10/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Merger/Acquisition | Mgmt | For | For | For | |||
2 | Right to Adjourn Meeting | Mgmt | For | For | For | |||
Actavis plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ACT | CUSIP G0083B108 | 06/05/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Paul M. Bisaro | Mgmt | For | For | For | |||
2 | Elect Nesli Basgoz | Mgmt | For | For | For | |||
3 | Elect James H. Bloem | Mgmt | For | For | For | |||
4 | Elect Christopher W. Bodine | Mgmt | For | For | For | |||
5 | Elect Christopher J. Coughlin | Mgmt | For | For | For | |||
6 | Elect Michael R. Gallagher | Mgmt | For | For | For | |||
7 | Elect Catherine M. Klema | Mgmt | For | For | For | |||
8 | Elect Peter J. McDonnell | Mgmt | For | For | For | |||
9 | Elect Patrick J. O'Sullivan | Mgmt | For | For | For | |||
10 | Elect Brenton L. Saunders | Mgmt | For | For | For | |||
11 | Elect Ronald R. Taylor | Mgmt | For | For | For | |||
12 | Elect Fred G. Weiss | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Name Change to Allergan plc | Mgmt | For | For | For | |||
16 | Approval of the Amended 2013 Incentive Award Plan | Mgmt | For | Against | Against | |||
17 | Shareholder Proposal Regarding Sustainability Report | ShrHldr | Against | Against | For | |||
18 | Shareholder Proposal Regarding Retention of Shares Until Retirement | ShrHldr | Against | Against | For | |||
Aerie Pharmaceuticals, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AERI | CUSIP 00771V108 | 04/10/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Murray A. Goldberg | Mgmt | For | For | For | |||
1.2 | Elect Geoffrey Duyk | Mgmt | For | For | For | |||
2 | Amendment to the Equity Compensation Plan | Mgmt | For | Against | Against | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
Aetna Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AET | CUSIP 00817Y108 | 05/15/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Fernando Aguirre | Mgmt | For | For | For | |||
2 | Elect Mark T. Bertolini | Mgmt | For | For | For | |||
3 | Elect Frank M. Clark, Jr. | Mgmt | For | For | For | |||
4 | Elect Betsy Z. Cohen | Mgmt | For | For | For | |||
5 | Elect Molly J. Coye | Mgmt | For | For | For | |||
6 | Elect Roger N. Farah | Mgmt | For | For | For | |||
7 | Elect Barbara H. Franklin | Mgmt | For | For | For | |||
8 | Elect Jeffrey E. Garten | Mgmt | For | For | For | |||
9 | Elect Ellen M. Hancock | Mgmt | For | For | For | |||
10 | Elect Richard J. Harrington | Mgmt | For | For | For | |||
11 | Elect Edward J. Ludwig | Mgmt | For | For | For | |||
12 | Elect Joseph P. Newhouse | Mgmt | For | For | For | |||
13 | Elect Olympia J. Snowe | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
16 | Shareholder Proposal Regarding Report on Indirect Political Spending | ShrHldr | Against | Against | For | |||
17 | Shareholder Proposal Regarding Retention of Shares Until Retirement | ShrHldr | Against | Against | For | |||
Agilent Technologies, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
A | CUSIP 00846U101 | 03/18/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Robert J. Herbold | Mgmt | For | For | For | |||
2 | Elect KOH Boon Hwee | Mgmt | For | For | For | |||
3 | Elect Michael R. McMullen | Mgmt | For | For | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
5 | Re-approval and Amendment of the Employee Performance-Based Compensation Plan | Mgmt | For | For | For | |||
6 | Board Declassification | Mgmt | For | For | For | |||
7 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
Allergan, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AGN | CUSIP 018490102 | 03/10/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Merger/Acquisition | Mgmt | For | For | For | |||
2 | Right to Adjourn Meeting | Mgmt | For | For | For | |||
3 | Advisory Vote on Golden Parachutes | Mgmt | For | For | For | |||
AMAG Pharmaceuticals, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AMAG | CUSIP 00163U106 | 05/21/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect William K. Heiden | Mgmt | For | For | For | |||
1.2 | Elect Barbara Deptula | Mgmt | For | For | For | |||
1.3 | Elect John A. Fallon | Mgmt | For | For | For | |||
1.4 | Elect Robert J. Perez | Mgmt | For | For | For | |||
1.5 | Elect Lesley Russell | Mgmt | For | For | For | |||
1.6 | Elect Gino Santini | Mgmt | For | For | For | |||
1.7 | Elect Davey S. Scoon | Mgmt | For | For | For | |||
1.8 | Elect James R. Sulat | Mgmt | For | For | For | |||
2 | Increase of Authorized Common Stock | Mgmt | For | For | For | |||
3 | Amendment to the Equity Incentive Plan | Mgmt | For | Against | Against | |||
4 | Adoption of Employee Stock Purchase Plan | Mgmt | For | For | For | |||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
6 | Amendment to Shareholder Rights Plan | Mgmt | For | For | For | |||
7 | Ratification of Auditor | Mgmt | For | For | For | |||
AmerisourceBergen Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ABC | CUSIP 03073E105 | 03/05/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Ornella Barra | Mgmt | For | For | For | |||
2 | Elect Steven H. Collis | Mgmt | For | For | For | |||
3 | Elect Douglas R. Conant | Mgmt | For | For | For | |||
4 | Elect Richard W. Gochnauer | Mgmt | For | For | For | |||
5 | Elect Richard C. Gozon | Mgmt | For | For | For | |||
6 | Elect Lon R. Greenberg | Mgmt | For | For | For | |||
7 | Elect Jane E. Henney | Mgmt | For | For | For | |||
8 | Elect Kathleen W. Hyle | Mgmt | For | For | For | |||
9 | Elect Michael J. Long | Mgmt | For | For | For | |||
10 | Elect Henry W. McGee | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHldr | Against | Against | For | |||
AMGEN Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AMGN | CUSIP 031162100 | 05/14/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect David Baltimore | Mgmt | For | For | For | |||
2 | Elect Frank J. Biondi, Jr. | Mgmt | For | For | For | |||
3 | Elect Robert A. Bradway | Mgmt | For | For | For | |||
4 | Elect Francois de Carbonnel | Mgmt | For | For | For | |||
5 | Elect Vance D. Coffman | Mgmt | For | For | For | |||
6 | Elect Robert A. Eckert | Mgmt | For | For | For | |||
7 | Elect Greg C. Garland | Mgmt | For | For | For | |||
8 | Elect Rebecca M. Henderson | Mgmt | For | For | For | |||
9 | Elect Frank C. Herringer | Mgmt | For | For | For | |||
10 | Elect Tyler Jacks | Mgmt | For | For | For | |||
11 | Elect Judith C. Pelham | Mgmt | For | For | For | |||
12 | Elect Ronald D. Sugar | Mgmt | For | For | For | |||
13 | Elect R. Sanders Williams | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
16 | Shareholder Proposal Regarding Counting Abstentions | ShrHldr | Against | Against | For | |||
Amicus Therapeutics, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
FOLD | CUSIP 03152W109 | 06/10/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Sol J. Barer | Mgmt | For | Withhold | Against | |||
1.2 | Elect Donald J. Hayden, Jr. | Mgmt | For | For | For | |||
2 | Increase of Authorized Common Stock | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Anacor Pharmaceuticals, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ANAC | CUSIP 032420101 | 06/09/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Mark Leschly | Mgmt | For | For | For | |||
1.2 | Elect William J. Rieflin | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Antares Pharma, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ATRS | CUSIP 036642106 | 05/28/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Anton G. Gueth | Mgmt | For | For | For | |||
1.2 | Elect Eamonn P. Hobbs | Mgmt | For | For | For | |||
1.3 | Elect Robert P. Roche, Jr. | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
Anthem Inc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
WLP | CUSIP 94973V107 | 11/05/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Company Name Change | Mgmt | For | For | For | |||
Anthem, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ANTM | CUSIP 036752103 | 05/13/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Julie A. Hill | Mgmt | For | For | For | |||
2 | Elect Ramiro G. Peru | Mgmt | For | For | For | |||
3 | Elect John H. Short | Mgmt | For | For | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
6 | Shareholder Proposal Regarding Declassification of the Board | ShrHldr | N/A | For | N/A | |||
7 | Shareholder Proposal Regarding Proxy Access | ShrHldr | Against | For | Against | |||
Applied Genetic Technologies | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AGTC | CUSIP 03820J100 | 11/19/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect David R. Guyer, MD | Mgmt | For | For | For | |||
1.2 | Elect Arnold L. Oronsky | Mgmt | For | Withhold | Against | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
Aquinox Pharmaceuticals Inc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AQXP | CUSIP 03842B101 | 05/11/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect David J. Main | Mgmt | For | For | For | |||
2 | Elect Sean Nolan | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
Ascendis Pharma A/S | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ASND | CUSIP 04351P101 | 04/23/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Appoint Chairman of the Meeting | Mgmt | For | For | For | |||
2 | Accounts and Reports | Mgmt | For | For | For | |||
3 | Approval to Carry Forward Loss | Mgmt | For | For | For | |||
4 | Elect Michael Wolff Jensen | Mgmt | For | For | For | |||
5 | Elect James I. Healy | Mgmt | For | For | For | |||
6 | Elect Jan Moller Mikkelsen | Mgmt | For | For | For | |||
7 | Elect Martin Olin | Mgmt | For | For | For | |||
8 | Elect Rafaele Tordjman | Mgmt | For | For | For | |||
9 | Elect Albert Cha | Mgmt | For | For | For | |||
10 | Elect Edwin de Graaf | Mgmt | For | For | For | |||
11 | Elect Michael Mayer | Mgmt | For | For | For | |||
12 | Elect Jonathan T. Silverstein | Mgmt | For | For | For | |||
13 | Appointment of Auditor | Mgmt | For | For | For | |||
14 | Amendments to Articles - Registered Address | Mgmt | For | For | For | |||
15 | Amendments to Articles - Date of Registration | Mgmt | For | For | For | |||
16 | Authorize Chairman to Register Resolutions | Mgmt | For | For | For | |||
Aspen Pharmacare Holdings Ltd | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
APN | CINS S0754A105 | 12/08/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | South Africa | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Re-elect Mogammed R. Bagus | Mgmt | For | Against | Against | |||
3 | Re-elect John F. Buchanan | Mgmt | For | Against | Against | |||
4 | Re-elect Judy Dlamini | Mgmt | For | Against | Against | |||
5 | Re-elect Abbas Hussain | Mgmt | For | Against | Against | |||
6 | Elect Maureen Manyama-Matome | Mgmt | For | Against | Against | |||
7 | Appointment of Auditor | Mgmt | For | For | For | |||
8 | Elect Audit and Risk Committee Member (Roy Andersen) | Mgmt | For | For | For | |||
9 | Elect Audit and Risk Committee Member (John Buchanan) | Mgmt | For | For | For | |||
10 | Elect Audit and Risk Committee Member (Maureen Manyama-Matome) | Mgmt | For | For | For | |||
11 | Elect Audit and Risk Committee Member (Sindi Zilwa) | Mgmt | For | Against | Against | |||
12 | General Authority to Issue Shares | Mgmt | For | For | For | |||
13 | Authority to Issue Shares for Cash | Mgmt | For | For | For | |||
14 | Approve Remuneration Policy | Mgmt | For | For | For | |||
15 | Authorisation of Legal Formalities | Mgmt | For | For | For | |||
16 | Approve NEDs' Fees (Board Chairman) | Mgmt | For | For | For | |||
17 | Approve NEDs' Fees (Board Member) | Mgmt | For | For | For | |||
18 | Approve NEDs' Fees (Audit and Risk Committee Chairman) | Mgmt | For | For | For | |||
19 | Approve NEDs' Fees (Audit and Risk Committee Member) | Mgmt | For | For | For | |||
20 | Approve NEDs' Fees (Remuneration and Nomination Committee Chairman) | Mgmt | For | For | For | |||
21 | Approve NEDs' Fees (Remuneration and Nomination Committee Member) | Mgmt | For | For | For | |||
22 | Approve NEDs' Fees (Social and Ethics Committee Chairman) | Mgmt | For | For | For | |||
23 | Approve NEDs' Fees (Social and Ethics Committee Member) | Mgmt | For | For | For | |||
24 | Approve Financial Assistance | Mgmt | For | For | For | |||
25 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
26 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Assembly Biosciences, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ASMB | CUSIP 045396108 | 05/28/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Anthony E. Altig | Mgmt | For | For | For | |||
1.2 | Elect Mark Auerbach | Mgmt | For | For | For | |||
1.3 | Elect Richard D. DiMarchi | Mgmt | For | For | For | |||
1.4 | Elect Myron Z. Holubiak | Mgmt | For | For | For | |||
1.5 | Elect William R. Ringo | Mgmt | For | For | For | |||
1.6 | Elect Derek Small | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Astellas Pharma Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
4503 | CINS J03393105 | 06/17/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Elect Masafumi Nogimori | Mgmt | For | For | For | |||
4 | Elect Yoshihiko Hatanaka | Mgmt | For | For | For | |||
5 | Elect Yoshiroh Miyokawa | Mgmt | For | For | For | |||
6 | Elect Yutaka Kase | Mgmt | For | For | For | |||
7 | Elect Hironobu Yasuda | Mgmt | For | For | For | |||
8 | Elect Etsuko Okajima @ Etsuko Mino | Mgmt | For | For | For | |||
9 | Elect Yoshiharu Aizawa | Mgmt | For | For | For | |||
10 | Elect Hitoshi Kanamori as Statutory Auditor | Mgmt | For | For | For | |||
11 | Bonus | Mgmt | For | For | For | |||
12 | Performance-linked Equity Compensation Plan | Mgmt | For | Against | Against | |||
Astrazeneca plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AZN | CINS G0593M107 | 04/24/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Appointment of Auditor | Mgmt | For | For | For | |||
4 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
5 | Elect Leif Johansson | Mgmt | For | For | For | |||
6 | Elect Pascal Soriot | Mgmt | For | For | For | |||
7 | Elect Marc Dunoyer | Mgmt | For | For | For | |||
8 | Elect Cornelia Bargmann | Mgmt | For | For | For | |||
9 | Elect Genevieve B. Berger | Mgmt | For | For | For | |||
10 | Elect Bruce Burlington | Mgmt | For | For | For | |||
11 | Elect Ann Cairns | Mgmt | For | For | For | |||
12 | Elect Graham Chipchase | Mgmt | For | For | For | |||
13 | Elect Jean-Philippe Courtois | Mgmt | For | For | For | |||
14 | Elect Rudy H.P. Markham | Mgmt | For | For | For | |||
15 | Elect Shriti Vadera | Mgmt | For | For | For | |||
16 | Elect Marcus Wallenberg | Mgmt | For | For | For | |||
17 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
18 | Authorisation of Political Donations | Mgmt | For | For | For | |||
19 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
20 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
21 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
22 | Authority to set General Meeting Notice Period at 14 days | Mgmt | For | Against | Against | |||
23 | Amendments to Articles | Mgmt | For | For | For | |||
24 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Auxilium Pharmaceuticals, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AUXL | CUSIP 05334D107 | 01/27/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Merger/Acquisition | Mgmt | For | For | For | |||
2 | Advisory Vote on Golden Parachutes | Mgmt | For | For | For | |||
3 | Right to Adjourn Meeting | Mgmt | For | For | For | |||
Baxter International Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BAX | CUSIP 071813109 | 05/05/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Uma Chowdhry | Mgmt | For | For | For | |||
2 | Elect James R. Gavin III | Mgmt | For | For | For | |||
3 | Elect Peter S. Hellman | Mgmt | For | For | For | |||
4 | Elect Kees J. Storm | Mgmt | For | For | For | |||
5 | Ratification of Auditor | Mgmt | For | For | For | |||
6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
7 | 2015 Incentive Plan | Mgmt | For | For | For | |||
8 | Shareholder Proposal Regarding Compensation in the Event of a Change in Control | ShrHldr | Against | Against | For | |||
9 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | For | Against | |||
Bayer AG | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BAY | CINS D0712D163 | 05/27/2015 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Annual | Germany | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
4 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
5 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
6 | Presentation of Accounts and Reports; Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | |||
7 | Ratification of Management Board Acts | Mgmt | For | TNA | N/A | |||
8 | Ratification of Supervisory Board Acts | Mgmt | For | TNA | N/A | |||
9 | Elect Otmar Wiestler to the Supervisory Board | Mgmt | For | TNA | N/A | |||
10 | Amendments to Articles Regarding Company's Object | Mgmt | For | TNA | N/A | |||
11 | Appointment of Auditor | Mgmt | For | TNA | N/A | |||
Bellicum Pharmaceuticals | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BLCM | CUSIP 079481107 | 06/17/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Frank B. McGuyer | Mgmt | For | For | For | |||
1.2 | Elect Jon P. Stonehouse | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
BioCryst Pharmaceuticals, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BCRX | CUSIP 09058V103 | 05/20/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Nancy J. Hutson | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
Biogen Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BIIB | CUSIP 09062X103 | 06/10/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Alexander J. Denner | Mgmt | For | For | For | |||
2 | Elect Caroline Dorsa | Mgmt | For | For | For | |||
3 | Elect Nancy L. Leaming | Mgmt | For | For | For | |||
4 | Elect Richard C. Mulligan | Mgmt | For | For | For | |||
5 | Elect Robert W. Pangia | Mgmt | For | For | For | |||
6 | Elect Stelios Papadopoulos | Mgmt | For | For | For | |||
7 | Elect Brian S. Posner | Mgmt | For | For | For | |||
8 | Elect Eric K. Rowinsky | Mgmt | For | For | For | |||
9 | Elect George A. Scangos | Mgmt | For | For | For | |||
10 | Elect Lynn Schenk | Mgmt | For | For | For | |||
11 | Elect Stephen A. Sherwin | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Approval of the 2015 Employee Stock Purchase Plan | Mgmt | For | For | For | |||
15 | Approval of an Amendment to the 2006 Non-Employee Directors Equity Plan | Mgmt | For | For | For | |||
Biomarin Pharmaceutical Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BMRN | CUSIP 09061G101 | 06/09/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Jean-Jacques Bienaime | Mgmt | For | For | For | |||
1.2 | Elect Michael Grey | Mgmt | For | For | For | |||
1.3 | Elect Elaine J. Heron | Mgmt | For | For | For | |||
1.4 | Elect Pierre Lapalme | Mgmt | For | For | For | |||
1.5 | Elect V. Bryan Lawlis, Jr. | Mgmt | For | For | For | |||
1.6 | Elect Richard A. Meier | Mgmt | For | For | For | |||
1.7 | Elect Alan J. Lewis | Mgmt | For | For | For | |||
1.8 | Elect William D. Young | Mgmt | For | For | For | |||
1.9 | Elect Kenneth M. Bate | Mgmt | For | For | For | |||
1.10 | Elect Dennis J. Slamon | Mgmt | For | For | For | |||
2 | Amendment to the 2006 Share Incentive Plan | Mgmt | For | Against | Against | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
5 | Shareholder Proposal Regarding Sustainability Report | ShrHldr | Against | Against | For | |||
Bristol-Myers Squibb Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BMY | CUSIP 110122108 | 05/05/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Lamberto Andreotti | Mgmt | For | For | For | |||
2 | Elect Giovanni Caforio | Mgmt | For | For | For | |||
3 | Elect Lewis B. Campbell | Mgmt | For | For | For | |||
4 | Elect Laurie H. Glimcher | Mgmt | For | For | For | |||
5 | Elect Michael Grobstein | Mgmt | For | For | For | |||
6 | Elect Alan J. Lacy | Mgmt | For | For | For | |||
7 | Elect Thomas J. Lynch | Mgmt | For | For | For | |||
8 | Elect Dinesh Paliwal | Mgmt | For | For | For | |||
9 | Elect Vicki L. Sato | Mgmt | For | For | For | |||
10 | Elect Gerald L. Storch | Mgmt | For | For | For | |||
11 | Elect Togo D. West, Jr. | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Adoption of Exclusive Forum Provision | Mgmt | For | For | For | |||
15 | Elimination of Supermajority Provisions | Mgmt | For | For | For | |||
16 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHldr | Against | Against | For | |||
CareFusion Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CFN | CUSIP 14170T101 | 01/21/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Merger | Mgmt | For | For | For | |||
2 | Advisory Vote on Golden Parachutes | Mgmt | For | For | For | |||
3 | Right to Adjourn Meeting | Mgmt | For | For | For | |||
CareFusion Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CFN | CUSIP 14170T101 | 11/05/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Jacqueline B. Kosecoff | Mgmt | For | For | For | |||
2 | Elect Michael D. O'Halleran | Mgmt | For | For | For | |||
3 | Elect Supratim Bose | Mgmt | For | For | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Catamaran Corp. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CTRX | CUSIP 148887102 | 05/12/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Mark A. Thierer | Mgmt | For | For | For | |||
2 | Elect Peter J. Bensen | Mgmt | For | For | For | |||
3 | Elect Steven Cosler | Mgmt | For | For | For | |||
4 | Elect William J. Davis | Mgmt | For | For | For | |||
5 | Elect Steven B. Epstein | Mgmt | For | For | For | |||
6 | Elect Betsy D. Holden | Mgmt | For | For | For | |||
7 | Elect Karen L. Katen | Mgmt | For | For | For | |||
8 | Elect Harry M. Kraemer | Mgmt | For | For | For | |||
9 | Elect Anthony Masso | Mgmt | For | For | For | |||
10 | Adoption of Advanced Notice Provision | Mgmt | For | Against | Against | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
Celgene Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CELG | CUSIP 151020104 | 06/17/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Robert J. Hugin | Mgmt | For | For | For | |||
1.2 | Elect Richard W. Barker | Mgmt | For | For | For | |||
1.3 | Elect Michael W. Bonney | Mgmt | For | For | For | |||
1.4 | Elect Michael D. Casey | Mgmt | For | For | For | |||
1.5 | Elect Carrie S. Cox | Mgmt | For | For | For | |||
1.6 | Elect Michael A. Friedman | Mgmt | For | For | For | |||
1.7 | Elect Gilla Kaplan | Mgmt | For | For | For | |||
1.8 | Elect James J. Loughlin | Mgmt | For | For | For | |||
1.9 | Elect Ernest Mario | Mgmt | For | Withhold | Against | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Amendment to the 2008 Stock Incentive Plan | Mgmt | For | Against | Against | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
5 | Shareholder Proposal Regarding Drug Pricing Report | ShrHldr | Against | Against | For | |||
Cellectis SA | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ALCLS | CUSIP 15117K103 | 05/18/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports; Approval of Non-Tax Deductible Expenses | Mgmt | For | For | For | |||
2 | Consolidated Accounts and Reports | Mgmt | For | For | For | |||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
4 | Related Party Transactions | Mgmt | For | Against | Against | |||
5 | Elect Andre Choulika | Mgmt | For | Against | Against | |||
6 | Elect David J.D. Sourdive | Mgmt | For | Against | Against | |||
7 | Elect Alain Godard | Mgmt | For | Against | Against | |||
8 | Elect Jean-Marie Messier | Mgmt | For | Against | Against | |||
9 | Authority to Grant Stock Options | Mgmt | For | Against | Against | |||
10 | Amendments to Articles Regarding Record Date | Mgmt | For | For | For | |||
Cempra, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CEMP | CUSIP 15130J109 | 05/21/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Michael R. Dougherty | Mgmt | For | For | For | |||
1.2 | Elect Prabhavathi Fernandes | Mgmt | For | For | For | |||
1.3 | Elect David Gill | Mgmt | For | For | For | |||
2 | Amendment to the 2011 Equity Incentive Plan | Mgmt | For | Against | Against | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
ChemoCentryx, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CCXI | CUSIP 16383L106 | 05/21/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Thomas J. Schall | Mgmt | For | For | For | |||
1.2 | Elect Joseph M. Feczko | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
Chimerix Inc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CMRX | CUSIP 16934W106 | 06/22/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect James M. Daly | Mgmt | For | For | For | |||
1.2 | Elect Martha J. Demski | Mgmt | For | For | For | |||
1.3 | Elect John M. Leonard | Mgmt | For | For | For | |||
1.4 | Elect James Niedel, M.D., Ph.D. | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
China Pioneer Pharma Holdings | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
1345 | CINS G2162L106 | 05/08/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Cayman Islands | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Accounts and Reports | Mgmt | For | For | For | |||
4 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
5 | Elect LI Xinzhou | Mgmt | For | For | For | |||
6 | Elect WU Mijia | Mgmt | For | For | For | |||
7 | Elect WANG Yinping | Mgmt | For | For | For | |||
8 | Directors' Fees | Mgmt | For | For | For | |||
9 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
10 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
11 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
12 | Authority to Issue Repurchased Shares | Mgmt | For | Against | Against | |||
CIGNA Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CI | CUSIP 125509109 | 04/22/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect John M. Partridge | Mgmt | For | For | For | |||
2 | Elect James E. Rogers | Mgmt | For | For | For | |||
3 | Elect Eric C. Wiseman | Mgmt | For | For | For | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
5 | Ratification of Auditor | Mgmt | For | For | For | |||
Circassia Pharmaceuticals plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CIR | CINS G21477107 | 05/20/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
3 | Remuneration Report (Binding) | Mgmt | For | For | For | |||
4 | Elect Lota S. Zoth | Mgmt | For | Against | Against | |||
5 | Elect Francesco Granata | Mgmt | For | Against | Against | |||
6 | Elect Steven Harris | Mgmt | For | Against | Against | |||
7 | Elect Julien Cotta | Mgmt | For | Against | Against | |||
8 | Elect Rod Hafner | Mgmt | For | Against | Against | |||
9 | Elect Tim Corn | Mgmt | For | Against | Against | |||
10 | Elect Russell Cummings | Mgmt | For | Against | Against | |||
11 | Elect Paul R. Edick | Mgmt | For | Against | Against | |||
12 | Elect Jean-Jacques Garaud | Mgmt | For | Against | Against | |||
13 | Elect Cathrin Petty | Mgmt | For | Against | Against | |||
14 | Elect Charles Swingland | Mgmt | For | Against | Against | |||
15 | Appointment of Auditor | Mgmt | For | For | For | |||
16 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
17 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
18 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
19 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
Circassia Pharmaceuticals plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CIR | CINS G21477107 | 06/10/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Ordinary | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Acquisition | Mgmt | For | For | For | |||
2 | Placing and Open Offer | Mgmt | For | For | For | |||
Conatus Pharmaceuticals Inc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CNAT | CUSIP 20600T108 | 06/11/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Daniel L. Kisner | Mgmt | For | For | For | |||
1.2 | Elect Louis Lacasse | Mgmt | For | For | For | |||
1.3 | Elect James Scopa | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
Concert Pharmaceuticals Inc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CNCE | CUSIP 206022105 | 06/11/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Peter Barton Hutt | Mgmt | For | For | For | |||
1.2 | Elect Wilfred E. Jaeger | Mgmt | For | For | For | |||
1.3 | Elect Roger D. Tung | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
Cooper Companies, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
COO | CUSIP 216648402 | 03/16/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect A.Thomas Bender | Mgmt | For | For | For | |||
2 | Elect Michael H. Kalkstein | Mgmt | For | For | For | |||
3 | Elect Jody S. Lindell | Mgmt | For | For | For | |||
4 | Elect Gary S. Petersmeyer | Mgmt | For | For | For | |||
5 | Elect Steven Rosenberg | Mgmt | For | For | For | |||
6 | Elect Allan E. Rubenstein | Mgmt | For | For | For | |||
7 | Elect Robert S. Weiss | Mgmt | For | For | For | |||
8 | Elect Stanley Zinberg | Mgmt | For | For | For | |||
9 | Ratification of Auditor | Mgmt | For | For | For | |||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Corium International, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CORI | CUSIP 21887L107 | 03/12/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Bhaskar Chaudhuri | Mgmt | For | Withhold | Against | |||
1.2 | Elect Ronald Eastman | Mgmt | For | Withhold | Against | |||
1.3 | Elect Paul Goddard | Mgmt | For | Withhold | Against | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Re-Approval of Material Terms under the 2014 Equity Incentive Plan | Mgmt | For | Against | Against | |||
CVS Health Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CVS | CUSIP 126650100 | 05/07/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Richard M. Bracken | Mgmt | For | For | For | |||
2 | Elect C. David Brown II | Mgmt | For | For | For | |||
3 | Elect Alecia A. DeCoudreaux | Mgmt | For | For | For | |||
4 | Elect Nancy-Ann M. Deparle | Mgmt | For | For | For | |||
5 | Elect David W. Dorman | Mgmt | For | For | For | |||
6 | Elect Anne M. Finucane | Mgmt | For | For | For | |||
7 | Elect Larry J. Merlo | Mgmt | For | For | For | |||
8 | Elect Jean-Pierre Millon | Mgmt | For | For | For | |||
9 | Elect Richard J. Swift | Mgmt | For | For | For | |||
10 | Elect William C. Weldon | Mgmt | For | For | For | |||
11 | Elect Tony L. White | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Approval of the Performance Criteria in the 2010 Incentive Compensation Plan | Mgmt | For | For | For | |||
15 | Shareholder Proposal Regarding Incorporation of Values in Political Spending | ShrHldr | Against | Against | For | |||
Diplomat Pharmacy, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DPLO | CUSIP 25456K101 | 06/05/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Philip R. Hagerman | Mgmt | For | Withhold | Against | |||
1.2 | Elect David Dreyer | Mgmt | For | Withhold | Against | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
Elekta AB | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
EKTA | CINS W2479G107 | 08/28/2014 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Annual | Sweden | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
4 | Non-Voting Agenda Item | N/A | N/A | TNA | N/A | |||
5 | Non-Voting Agenda Item | N/A | N/A | TNA | N/A | |||
6 | Non-Voting Agenda Item | N/A | N/A | TNA | N/A | |||
7 | Non-Voting Agenda Item | N/A | N/A | TNA | N/A | |||
8 | Non-Voting Agenda Item | N/A | N/A | TNA | N/A | |||
9 | Non-Voting Agenda Item | N/A | N/A | TNA | N/A | |||
10 | Non-Voting Agenda Item | N/A | N/A | TNA | N/A | |||
11 | Non-Voting Agenda Item | N/A | N/A | TNA | N/A | |||
12 | Accounts and Reports | Mgmt | For | TNA | N/A | |||
13 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | |||
14 | Ratification of Board Acts | Mgmt | For | TNA | N/A | |||
15 | Non-Voting Agenda Item | N/A | N/A | TNA | N/A | |||
16 | Board Size | Mgmt | For | TNA | N/A | |||
17 | Directors' and Auditors' Fees | Mgmt | For | TNA | N/A | |||
18 | Election of Directors | Mgmt | For | TNA | N/A | |||
19 | Appointment of Auditor | Mgmt | For | TNA | N/A | |||
20 | Compensation Guidelines | Mgmt | For | TNA | N/A | |||
21 | Performance Share Plan 2014 | Mgmt | For | TNA | N/A | |||
22 | Authority to Repurchase Shares | Mgmt | For | TNA | N/A | |||
23 | Issuance of Treasury Shares | Mgmt | For | TNA | N/A | |||
24 | Issuance of Treasury Shares Pursuant to Performance Share Plan 2014 | Mgmt | For | TNA | N/A | |||
25 | Issuance of Treasury Shares Pursuant to Performance Share Plan 2011, 2012 and 2013 | Mgmt | For | TNA | N/A | |||
26 | Nomination Committee | Mgmt | For | TNA | N/A | |||
27 | Non-Voting Agenda Item | N/A | N/A | TNA | N/A | |||
28 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
Eli Lilly and Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
LLY | CUSIP 532457108 | 05/04/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Katherine Baicker | Mgmt | For | For | For | |||
2 | Elect J. Erik Fyrwald | Mgmt | For | For | For | |||
3 | Elect Ellen R. Marram | Mgmt | For | For | For | |||
4 | Elect Jackson P. Tai | Mgmt | For | For | For | |||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
6 | Ratification of Auditor | Mgmt | For | For | For | |||
Endo International plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ENDP | CUSIP G30401106 | 06/09/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Roger H. Kimmel | Mgmt | For | For | For | |||
2 | Elect Rajiv De Silva | Mgmt | For | For | For | |||
3 | Elect Shane M. Cooke | Mgmt | For | For | For | |||
4 | Elect Arthur J. Higgins | Mgmt | For | For | For | |||
5 | Elect Nancy J. Hutson | Mgmt | For | For | For | |||
6 | Elect Michael Hyatt | Mgmt | For | For | For | |||
7 | Elect William P. Montague | Mgmt | For | For | For | |||
8 | Elect Jill D. Smith | Mgmt | For | For | For | |||
9 | Elect William F. Spengler | Mgmt | For | For | For | |||
10 | Ratification of Auditor | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
12 | Approval of the 2015 Stock Incentive Plan | Mgmt | For | For | For | |||
Express Scripts Holding Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ESRX | CUSIP 30219G108 | 05/06/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Gary G. Benanav | Mgmt | For | For | For | |||
2 | Elect Maura C. Breen | Mgmt | For | For | For | |||
3 | Elect William J. DeLaney | Mgmt | For | For | For | |||
4 | Elect Elder Granger | Mgmt | For | For | For | |||
5 | Elect Nicholas J. LaHowchic | Mgmt | For | For | For | |||
6 | Elect Thomas P. Mac Mahon | Mgmt | For | For | For | |||
7 | Elect Frank Mergenthaler | Mgmt | For | For | For | |||
8 | Elect Woodrow A. Myers, Jr. | Mgmt | For | For | For | |||
9 | Elect Roderick A. Palmore | Mgmt | For | For | For | |||
10 | Elect George Paz | Mgmt | For | For | For | |||
11 | Elect William L. Roper | Mgmt | For | For | For | |||
12 | Elect Seymour Sternberg | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | ShrHldr | Against | Against | For | |||
16 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | For | Against | |||
Five Prime Therapeutics Inc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
FPRX | CUSIP 33830X104 | 06/12/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Fred E. Cohen | Mgmt | For | Abstain | Against | |||
2 | Elect Peder K. Jensen | Mgmt | For | For | For | |||
3 | Elect Aron M Knickerbocker | Mgmt | For | For | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
Fresenius Medical Care AG & Co. KGaA | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
FME | CINS D2734Z107 | 05/19/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Germany | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Accounts and Reports | Mgmt | For | For | For | |||
5 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
6 | Ratification of General Partner Acts | Mgmt | For | For | For | |||
7 | Ratification of Supervisory Board Acts | Mgmt | For | For | For | |||
8 | Appointment of Auditor | Mgmt | For | For | For | |||
9 | Amendments to Articles Regarding Company's Objects | Mgmt | For | For | For | |||
10 | Increase in Authorized Capital | Mgmt | For | For | For | |||
11 | Amendments to Articles Regarding Supervisory Board Members Elections | Mgmt | For | For | For | |||
Gilead Sciences, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GILD | CUSIP 375558103 | 05/06/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect John F. Cogan | Mgmt | For | For | For | |||
2 | Elect Etienne F. Davignon | Mgmt | For | For | For | |||
3 | Elect Carla A. Hills | Mgmt | For | For | For | |||
4 | Elect Kevin E. Lofton | Mgmt | For | For | For | |||
5 | Elect John W. Madigan | Mgmt | For | For | For | |||
6 | Elect John C. Martin | Mgmt | For | For | For | |||
7 | Elect Nicholas G. Moore | Mgmt | For | For | For | |||
8 | Elect Richard J. Whitley | Mgmt | For | For | For | |||
9 | Elect Gayle E. Wilson | Mgmt | For | For | For | |||
10 | Elect Per Wold-Olsen | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Amendment to the Employee Stock Purchase Plans | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHldr | Against | Against | For | |||
15 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | For | Against | |||
16 | Shareholder Proposal Regarding Sustainability Report | ShrHldr | Against | Against | For | |||
17 | Shareholder Proposal Regarding Drug Pricing Report | ShrHldr | Against | Against | For | |||
Glaxosmithkline plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GSK | CINS G3910J112 | 05/07/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
3 | Elect Sir Philip Hampton | Mgmt | For | For | For | |||
4 | Elect Urs Rohner | Mgmt | For | For | For | |||
5 | Elect Sir Andrew Witty | Mgmt | For | For | For | |||
6 | Elect Sir Roy Anderson | Mgmt | For | For | For | |||
7 | Elect Stephanie A. Burns | Mgmt | For | For | For | |||
8 | Elect Stacey Cartwright | Mgmt | For | For | For | |||
9 | Elect Simon Dingemans | Mgmt | For | For | For | |||
10 | Elect Lynn L. Elsenhans | Mgmt | For | For | For | |||
11 | Elect Judy C. Lewent | Mgmt | For | For | For | |||
12 | Elect Sir Deryck C. Maughan | Mgmt | For | For | For | |||
13 | Elect Daniel Podolsky | Mgmt | For | For | For | |||
14 | Elect Moncef Slaoui | Mgmt | For | For | For | |||
15 | Elect Hans Wijers | Mgmt | For | For | For | |||
16 | Appointment of Auditor | Mgmt | For | For | For | |||
17 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
18 | Authorisation of Political Donations | Mgmt | For | For | For | |||
19 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
20 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
21 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
22 | Exemption From Statement of Senior Auditor's Name | Mgmt | For | For | For | |||
23 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
24 | GlaxoSmithKline Share Value Plan | Mgmt | For | For | For | |||
Glaxosmithkline plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GSK | CINS G3910J112 | 12/18/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Ordinary | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Acquisition, Joint Venture and Disposal | Mgmt | For | For | For | |||
Glenmark Pharmaceuticals Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GLENMARK | CINS Y2711C144 | 05/13/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | India | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
Glenmark Pharmaceuticals Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GLENMARK | CINS Y2711C144 | 07/25/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | India | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Accounts and Reports | Mgmt | For | For | For | |||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
4 | Elect Blanche E. Saldanha | Mgmt | For | For | For | |||
5 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | Against | Against | |||
6 | Elect Sridhar Gorthi | Mgmt | For | Against | Against | |||
7 | Elect Julio F. Ribeiro | Mgmt | For | For | For | |||
8 | Elect Natvarlal B. Desai | Mgmt | For | For | For | |||
9 | Elect Devendra R. Mehta | Mgmt | For | For | For | |||
10 | Elect Hocine Sidi Said | Mgmt | For | Against | Against | |||
11 | Elect Bernard Munos | Mgmt | For | For | For | |||
12 | Elect Brian W. Tempest | Mgmt | For | For | For | |||
13 | Authority to Set Cost Auditor's Fees | Mgmt | For | For | For | |||
14 | Amendment to Borrowing Powers | Mgmt | For | For | For | |||
Glenmark Pharmaceuticals Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GLENMARK | CINS Y2711C144 | 11/19/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Court | India | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Reorganization | Mgmt | For | For | For | |||
2 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
Glenmark Pharmaceuticals Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GLENMARK | CINS Y2711C144 | 11/21/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Other | India | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Reorganization | Mgmt | For | For | For | |||
3 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
6 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
Glenmark Pharmaceuticals Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GLENMARK | CINS Y2711C144 | 12/28/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Other | India | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Authority to Issue Shares and/or Convertible Securities w/o Preemptive Rights | Mgmt | For | For | For | |||
3 | Amendment to Foreign Investor Restrictions | Mgmt | For | For | For | |||
HCA Holdings, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HCA | CUSIP 40412C101 | 04/30/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect R. Milton Johnson | Mgmt | For | For | For | |||
1.2 | Elect Robert J. Dennis | Mgmt | For | For | For | |||
1.3 | Elect Nancy-Ann DeParle | Mgmt | For | For | For | |||
1.4 | Elect Thomas F. Frist III | Mgmt | For | For | For | |||
1.5 | Elect William R. Frist | Mgmt | For | For | For | |||
1.6 | Elect Ann H. Lamont | Mgmt | For | For | For | |||
1.7 | Elect Jay O. Light | Mgmt | For | For | For | |||
1.8 | Elect Geoffrey G. Meyers | Mgmt | For | For | For | |||
1.9 | Elect Michael W. Michelson | Mgmt | For | For | For | |||
1.10 | Elect Wayne J. Riley | Mgmt | For | For | For | |||
1.11 | Elect John W. Rowe | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Hua Han Biopharmaceutical Holdings Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
0587 | CINS G4638Y100 | 12/29/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Cayman Islands | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Accounts and Reports | Mgmt | For | For | For | |||
4 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
5 | Elect LONG Xian Feng | Mgmt | For | For | For | |||
6 | Elect WEE Ee Lim | Mgmt | For | For | For | |||
7 | Elect TARN Sien Hao | Mgmt | For | For | For | |||
8 | Directors' Fees | Mgmt | For | For | For | |||
9 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
10 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
11 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
12 | Authority to Issue Repurchased Share | Mgmt | For | Against | Against | |||
13 | Bonus Share Issuance | Mgmt | For | For | For | |||
14 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Innocoll AG | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
INNL | CUSIP 45780Q103 | 12/04/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Stock Option Plan; Increase in Conditional Capital | Mgmt | For | Against | Against | |||
2 | Increase in Authorized Capital | Mgmt | For | For | For | |||
3 | Elect Joe Wiley | Mgmt | For | Against | Against | |||
4 | Authority to Issue Shares w/o Preemptive Rights through Private Placement | Mgmt | For | For | For | |||
Inovio Pharmaceuticals, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
INO | CUSIP 45773H201 | 05/08/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Avtar S. Dhillon | Mgmt | For | For | For | |||
1.2 | Elect J. Joseph Kim | Mgmt | For | For | For | |||
1.3 | Elect Simon X. Benito | Mgmt | For | For | For | |||
1.4 | Elect Morton Collins | Mgmt | For | For | For | |||
1.5 | Elect Adel A.F. Mahmoud | Mgmt | For | For | For | |||
1.6 | Elect Angel Cabrera | Mgmt | For | For | For | |||
1.7 | Elect Nancy J. Wyenski | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Amendment to the 2007 Omnibus Incentive Plan (Share Pool) | Mgmt | For | For | For | |||
4 | Amendment to the 2007 Omnibus Incentive Plan (Individual Limit) | Mgmt | For | For | For | |||
Insmed Incorporated | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
INSM | CUSIP 457669307 | 05/21/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect David R. Brennan | Mgmt | For | For | For | |||
1.2 | Elect Melvin Sharoky | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Approval of 2015 Incentive Plan | Mgmt | For | Against | Against | |||
Intrexon Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
XON | CUSIP 46122T102 | 06/11/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Randal J. Kirk | Mgmt | For | For | For | |||
2 | Elect Cesar L. Alvarez | Mgmt | For | Against | Against | |||
3 | Elect Steven Frank | Mgmt | For | For | For | |||
4 | Elect Larry D. Horner | Mgmt | For | For | For | |||
5 | Elect Jeffrey B. Kindler | Mgmt | For | For | For | |||
6 | Elect Dean J. Mitchell | Mgmt | For | For | For | |||
7 | Elect Robert B. Shapiro | Mgmt | For | For | For | |||
8 | Elect James S. Turley | Mgmt | For | For | For | |||
9 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
10 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Amendment to the 2013 Omnibus Incentive Plan | Mgmt | For | For | For | |||
13 | Annual executive Incentive Plan | Mgmt | For | For | For | |||
Jazz Pharmaceuticals, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
JAZZ | CUSIP G50871105 | 07/31/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Bruce C. Cozadd | Mgmt | For | For | For | |||
2 | Elect Heather Ann McSharry | Mgmt | For | For | For | |||
3 | Elect Rick E. Winningham | Mgmt | For | For | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
5 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Johnson & Johnson | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
JNJ | CUSIP 478160104 | 04/23/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Mary Sue Coleman | Mgmt | For | For | For | |||
2 | Elect D. Scott Davis | Mgmt | For | For | For | |||
3 | Elect Ian E.L. Davis | Mgmt | For | For | For | |||
4 | Elect Alex Gorsky | Mgmt | For | For | For | |||
5 | Elect Susan L. Lindquist | Mgmt | For | For | For | |||
6 | Elect Mark B. McClellan | Mgmt | For | For | For | |||
7 | Elect Anne M. Mulcahy | Mgmt | For | For | For | |||
8 | Elect William D. Perez | Mgmt | For | For | For | |||
9 | Elect Charles Prince | Mgmt | For | For | For | |||
10 | Elect A. Eugene Washington | Mgmt | For | For | For | |||
11 | Elect Ronald A. Williams | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Shareholder Proposal Regarding Overextended Directors | ShrHldr | Against | Against | For | |||
15 | Shareholder Proposal Regarding Incorporation of Values in Political Spending | ShrHldr | Against | Against | For | |||
16 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | For | Against | |||
Keryx Biopharmaceuticals, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
KERX | CUSIP 492515101 | 06/16/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Kevin J. Cameron | Mgmt | For | For | For | |||
1.2 | Elect Joseph Feczko | Mgmt | For | For | For | |||
1.3 | Elect Wyche Fowler, Jr. | Mgmt | For | For | For | |||
1.4 | Elect Jack Kaye | Mgmt | For | For | For | |||
1.5 | Elect Gregory P. Madison | Mgmt | For | For | For | |||
1.6 | Elect Daniel P. Regan | Mgmt | For | For | For | |||
1.7 | Elect Michael P. Tarnok | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Kindred Biosciences, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
KIN | CUSIP 494577109 | 06/01/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Raymond Townsend | Mgmt | For | Abstain | Against | |||
2 | Elect Ervin Veszpremi | Mgmt | For | Abstain | Against | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
Kindred Biosciences, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
KIN | CUSIP 494577109 | 12/01/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Ernest Mario | Mgmt | For | Abstain | Against | |||
2 | 2014 Employee Stock Purchase Plan | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
Kite Pharma Inc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
KITE | CUSIP 49803L109 | 06/08/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Arie Belldegrun | Mgmt | For | For | For | |||
1.2 | Elect David Bonderman | Mgmt | For | For | For | |||
1.3 | Elect Jonathan M. Peacock | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
LifePoint Health, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
LPNT | CUSIP 53219L109 | 06/02/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Marguerite W. Kondracke | Mgmt | For | For | For | |||
1.2 | Elect John E. Maupin, Jr. | Mgmt | For | For | For | |||
1.3 | Elect Marilyn B. Tavenner | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
4 | Amendment to the 2013 Long-Term Incentive Plan | Mgmt | For | Against | Against | |||
Macrocure Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MCUR | CUSIP M67872107 | 03/11/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Compensation Terms of CEO | Mgmt | For | For | For | |||
2 | Amendment to the 2013 Share Incentive Plan | Mgmt | For | Against | Against | |||
Macrocure Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MCUR | CUSIP M67872107 | 11/05/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Katherine Wolf | Mgmt | For | Against | Against | |||
2 | Elect Yuval Yanai | Mgmt | For | Against | Against | |||
3 | Approval of External Director Compensation | Mgmt | For | For | For | |||
Macrocure Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MCUR | CUSIP M67872107 | 12/30/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Compensation Policy | Mgmt | For | Against | Against | |||
Marinus Pharmaceuticals Inc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MRNS | CUSIP 56854Q101 | 04/21/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Christopher M. Cashman | Mgmt | For | For | For | |||
1.2 | Elect Stephen Bloch | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
Medivation, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MDVN | CUSIP 58501N101 | 06/16/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Kim D. Blickenstaff | Mgmt | For | For | For | |||
1.2 | Elect Kathryn E. Falberg | Mgmt | For | For | For | |||
1.3 | Elect David T. Hung | Mgmt | For | For | For | |||
1.4 | Elect Patrick Machado | Mgmt | For | For | For | |||
1.5 | Elect Dawn Svoronos | Mgmt | For | For | For | |||
1.6 | Elect W. Anthony Vernon | Mgmt | For | For | For | |||
1.7 | Elect Wendy L. Yarno | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Amendment to the 2004 Equity Incentive Award Plan | Mgmt | For | For | For | |||
5 | Increase of Authorized Common Stock | Mgmt | For | For | For | |||
Medtronic Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MDT | CUSIP 585055106 | 01/06/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Acquisition | Mgmt | For | For | For | |||
2 | Reduction in Share Premium Account | Mgmt | For | For | For | |||
3 | Advisory Vote on Golden Parachutes | Mgmt | For | For | For | |||
4 | Right to Adjourn Meeting | Mgmt | For | For | For | |||
Medtronic, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MDT | CUSIP 585055106 | 08/21/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Richard H. Anderson | Mgmt | For | For | For | |||
1.2 | Elect Scott C. Donnelly | Mgmt | For | For | For | |||
1.3 | Elect Omar Ishrak | Mgmt | For | For | For | |||
1.4 | Elect Shirley A. Jackson | Mgmt | For | For | For | |||
1.5 | Elect Michael O. Leavitt | Mgmt | For | For | For | |||
1.6 | Elect James T. Lenehan | Mgmt | For | For | For | |||
1.7 | Elect Denise M. O'Leary | Mgmt | For | For | For | |||
1.8 | Elect Kendall J. Powell | Mgmt | For | For | For | |||
1.9 | Elect Robert C. Pozen | Mgmt | For | For | For | |||
1.10 | Elect Preetha Reddy | Mgmt | For | Withhold | Against | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | 2014 Employee Stock Purchase Plan | Mgmt | For | For | For | |||
5 | Adoption of Majority Vote Standard for Uncontested Director Elections | Mgmt | For | For | For | |||
6 | Elimination of Supermajority Requirement for Changes to Board Size | Mgmt | For | For | For | |||
7 | Elimination of Supermajority Requirement for Director Removal | Mgmt | For | For | For | |||
8 | Elimination of Supermajority Requirement for Amendments to Article Regarding Director Elections and Removals | Mgmt | For | For | For | |||
Merck & Co., Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MRK | CUSIP 58933Y105 | 05/26/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Leslie A. Brun | Mgmt | For | For | For | |||
2 | Elect Thomas R. Cech | Mgmt | For | For | For | |||
3 | Elect Kenneth C. Frazier | Mgmt | For | For | For | |||
4 | Elect Thomas H. Glocer | Mgmt | For | For | For | |||
5 | Elect William B. Harrison, Jr. | Mgmt | For | For | For | |||
6 | Elect C. Robert Kidder | Mgmt | For | For | For | |||
7 | Elect Rochelle B. Lazarus | Mgmt | For | For | For | |||
8 | Elect Carlos E. Represas | Mgmt | For | For | For | |||
9 | Elect Patricia F. Russo | Mgmt | For | For | For | |||
10 | Elect Craig B. Thompson | Mgmt | For | For | For | |||
11 | Elect Wendell P. Weeks | Mgmt | For | For | For | |||
12 | Elect Peter C. Wendell | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Amendment to the 2010 Incentive Plan | Mgmt | For | For | For | |||
16 | Amendment to the Executive Incentive Plan | Mgmt | For | For | For | |||
17 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHldr | Against | Against | For | |||
18 | Shareholder Proposal Regarding Compensation in the Event of a Change in Control | ShrHldr | Against | Against | For | |||
Merrimack Pharmaceuticals, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MACK | CUSIP 590328100 | 05/12/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Robert J. Mulroy | Mgmt | For | For | For | |||
1.2 | Elect Gary L. Crocker | Mgmt | For | For | For | |||
1.3 | Elect Gordon J. Fehr | Mgmt | For | For | For | |||
1.4 | Elect Vivian S. Lee, M.D., Ph.D. | Mgmt | For | For | For | |||
1.5 | Elect John Mendelsohn, M.D. | Mgmt | For | For | For | |||
1.6 | Elect Ulrik B. Nielson, Ph.D. | Mgmt | For | For | For | |||
1.7 | Elect Michael E. Porter, Ph.D. | Mgmt | For | For | For | |||
1.8 | Elect James H. Quigley | Mgmt | For | For | For | |||
1.9 | Elect Russel T. Ray | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
Morphosys AG | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MOR | CINS D55040105 | 05/08/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Germany | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
5 | Allocation of Profits | Mgmt | For | For | For | |||
6 | Ratification of Management Board Acts | Mgmt | For | For | For | |||
7 | Ratification of Supervisory Board Acts | Mgmt | For | For | For | |||
8 | Appointment of Auditor | Mgmt | For | For | For | |||
9 | Increase Authorized Capital | Mgmt | For | For | For | |||
10 | Elect Gerald Moller | Mgmt | For | For | For | |||
11 | Elect Karin Eastham | Mgmt | For | Against | Against | |||
12 | Elect Marc Cluzel | Mgmt | For | Against | Against | |||
13 | Elect Frank Morich | Mgmt | For | Against | Against | |||
14 | Elect Klaus Kuhn | Mgmt | For | Against | Against | |||
15 | Elect Wendy S. Johnson | Mgmt | For | Against | Against | |||
16 | Supervisory Board Fees | Mgmt | For | For | For | |||
17 | Amend Article 2 (Object of the Company) | Mgmt | For | For | For | |||
18 | Amend Article 19 (AGM Chairman) | Mgmt | For | For | For | |||
19 | Amend Articles 8, 16 and 17 | Mgmt | For | For | For | |||
Mylan Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MYL | CUSIP 628530107 | 01/29/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Acquisition | Mgmt | For | For | For | |||
2 | Advisory Vote on Golden Parachutes | Mgmt | For | For | For | |||
3 | Right to Adjourn Meeting | Mgmt | For | For | For | |||
Neuralstem, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CUR | CUSIP 64127R302 | 06/19/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Scott Ogilvie | Mgmt | For | For | For | |||
1.2 | Elect Sanford D. Smith | Mgmt | For | For | For | |||
1.3 | Elect Catherine Angell Sohn | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
Novartis AG | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NOVN | CINS H5820Q150 | 02/27/2015 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Annual | Switzerland | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
2 | Accounts and Reports | Mgmt | For | TNA | N/A | |||
3 | Ratification of Board and Management Acts | Mgmt | For | TNA | N/A | |||
4 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | |||
5 | Cancellation of Shares and Reduction in Share Capital | Mgmt | For | TNA | N/A | |||
6 | Amendments to Articles Relating to VeguV | Mgmt | For | TNA | N/A | |||
7 | Board Compensation | Mgmt | For | TNA | N/A | |||
8 | Executive Compensation | Mgmt | For | TNA | N/A | |||
9 | Compensation Report | Mgmt | For | TNA | N/A | |||
10 | Elect Jorg Reinhardt as Chairman | Mgmt | For | TNA | N/A | |||
11 | Elect Dimitri Azar | Mgmt | For | TNA | N/A | |||
12 | Elect Verena A. Briner | Mgmt | For | TNA | N/A | |||
13 | Elect Srikant Datar | Mgmt | For | TNA | N/A | |||
14 | Elect Ann M. Fudge | Mgmt | For | TNA | N/A | |||
15 | Elect Pierre Landolt | Mgmt | For | TNA | N/A | |||
16 | Elect Andreas von Planta | Mgmt | For | TNA | N/A | |||
17 | Elect Charles L. Sawyers | Mgmt | For | TNA | N/A | |||
18 | Elect Enrico Vanni | Mgmt | For | TNA | N/A | |||
19 | Elect William T. Winters | Mgmt | For | TNA | N/A | |||
20 | Elect Nancy C. Andrews | Mgmt | For | TNA | N/A | |||
21 | Elect Srikant Datar as Compensation Committee Member | Mgmt | For | TNA | N/A | |||
22 | Elect Ann Fudge as Compensation Committee Member | Mgmt | For | TNA | N/A | |||
23 | Elect Enrico Vanni as Compensation Committee Member | Mgmt | For | TNA | N/A | |||
24 | Elect William T. Winters as Compensation Committee Member | Mgmt | For | TNA | N/A | |||
25 | Appointment of Auditor | Mgmt | For | TNA | N/A | |||
26 | Appointment of Independent Proxy | Mgmt | For | TNA | N/A | |||
27 | Additional or Miscellaneous Proposals | ShrHldr | N/A | TNA | N/A | |||
OncoGenex Pharmaceuticals, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
OGXI | CUSIP 68230A106 | 05/21/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Scott Cormack | Mgmt | For | For | For | |||
1.2 | Elect Neil Clendeninn | Mgmt | For | For | For | |||
1.3 | Elect Jack Goldstein | Mgmt | For | For | For | |||
1.4 | Elect Martin A. Mattingly | Mgmt | For | For | For | |||
1.5 | Elect Stewart Parker | Mgmt | For | For | For | |||
1.6 | Elect David Smith | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Amendment to the 2010 Performance Incentive Plan | Mgmt | For | Against | Against | |||
4 | Increase of Authorized Common Stock | Mgmt | For | For | For | |||
OraSure Technologies, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
OSUR | CUSIP 68554V108 | 05/11/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Michael Celano | Mgmt | For | For | For | |||
1.2 | Elect Douglas A. Michels | Mgmt | For | For | For | |||
1.3 | Elect Charles W. Patrick | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
Pall Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PLL | CUSIP 696429307 | 12/10/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Amy E. Alving | Mgmt | For | For | For | |||
2 | Elect Robert B. Coutts | Mgmt | For | For | For | |||
3 | Elect Mark E. Goldstein | Mgmt | For | For | For | |||
4 | Elect Cheryl W. Grise | Mgmt | For | For | For | |||
5 | Elect Ronald L. Hoffman | Mgmt | For | For | For | |||
6 | Elect Lawrence D. Kingsley | Mgmt | For | For | For | |||
7 | Elect Dennis N. Longstreet | Mgmt | For | For | For | |||
8 | Elect Craig Owens | Mgmt | For | For | For | |||
9 | Elect Katharine L. Plourde | Mgmt | For | For | For | |||
10 | Elect Edward Travaglianti | Mgmt | For | For | For | |||
11 | Elect Bret W. Wise | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Amendment to the 2012 Stock Compensation Plan | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Pfizer Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PFE | CUSIP 717081103 | 04/23/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Dennis A. Ausiello | Mgmt | For | For | For | |||
2 | Elect W. Don Cornwell | Mgmt | For | For | For | |||
3 | Elect Frances D. Fergusson | Mgmt | For | For | For | |||
4 | Elect Helen H. Hobbs | Mgmt | For | For | For | |||
5 | Elect James M. Kilts | Mgmt | For | For | For | |||
6 | Elect Shantanu Narayen | Mgmt | For | For | For | |||
7 | Elect Suzanne Nora Johnson | Mgmt | For | For | For | |||
8 | Elect Ian C. Read | Mgmt | For | For | For | |||
9 | Elect Stephen W. Sanger | Mgmt | For | For | For | |||
10 | Elect James C. Smith | Mgmt | For | For | For | |||
11 | Elect Marc Tessier-Lavigne | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Shareholder Proposal Regarding Lobbying Review | ShrHldr | Against | Against | For | |||
Portola Pharmaceuticals, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PTLA | CUSIP 737010108 | 06/16/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Charles J. Homcy | Mgmt | For | For | For | |||
1.2 | Elect Dennis Fenton | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
PTC Therapeutics, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PTCT | CUSIP 69366J200 | 06/10/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Adam Koppel | Mgmt | For | For | For | |||
1.2 | Elect Michael Schmertzler | Mgmt | For | For | For | |||
1.3 | Elect Glenn D. Steele, Jr. | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
Puma Biotechnology, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PBYI | CUSIP 74587V107 | 06/09/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Alan H. Auerbach | Mgmt | For | Withhold | Against | |||
1.2 | Elect Thomas R. Malley | Mgmt | For | Withhold | Against | |||
1.3 | Elect Jay M. Moyes | Mgmt | For | Withhold | Against | |||
1.4 | Elect Troy E. Wilson | Mgmt | For | Withhold | Against | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
4 | Amendment to the 2011 Incentive Award Plan | Mgmt | For | Against | Against | |||
Quintiles Transnational Holdings Inc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
Q | CUSIP 74876Y101 | 05/07/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Fred E. Cohen | Mgmt | For | Withhold | Against | |||
1.2 | Elect John P. Connaughton | Mgmt | For | Withhold | Against | |||
1.3 | Elect John M. Leonard | Mgmt | For | Withhold | Against | |||
1.4 | Elect Leonard D. Schaeffer | Mgmt | For | Withhold | Against | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
Receptos Inc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
RCPT | CUSIP 756207106 | 05/28/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Richard A. Heyman | Mgmt | For | For | For | |||
1.2 | Elect William H. Rastetter | Mgmt | For | Withhold | Against | |||
1.3 | Elect Mary Szela | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Employee Stock Purchase Plan | Mgmt | For | Against | Against | |||
Retrophin Inc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
RTRX | CUSIP 761299106 | 02/03/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Ratify Previously Granted Equity Awards | Mgmt | For | For | For | |||
Retrophin Inc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
RTRX | CUSIP 761299106 | 06/08/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Stephen Aselage | Mgmt | For | For | For | |||
1.2 | Elect Tim Coughlin | Mgmt | For | For | For | |||
1.3 | Elect Cornelius E. Golding | Mgmt | For | For | For | |||
1.4 | Elect John Kozarich | Mgmt | For | For | For | |||
1.5 | Elect Gary Lyons | Mgmt | For | Withhold | Against | |||
1.6 | Elect Jeffrey Meckler | Mgmt | For | For | For | |||
2 | Approval of the 2015 Equity Incentive Plan | Mgmt | For | Against | Against | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Amendment to the Company's Certificate Regarding Director Indemnification | Mgmt | For | Against | Against | |||
5 | Bundled Amendments to the Company's Bylaws | Mgmt | For | For | For | |||
6 | Issuance of Common Stock | Mgmt | For | For | For | |||
7 | Ratification of Auditor | Mgmt | For | For | For | |||
Sanofi | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SAN | CINS F5548N101 | 05/04/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Mix | France | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Accounts and Reports; Approval of Non Tax-Deductible Expenses | Mgmt | For | For | For | |||
5 | Consolidated Accounts and Reports | Mgmt | For | For | For | |||
6 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
7 | Related Party Transactions | Mgmt | For | For | For | |||
8 | Elect Serge Weinberg | Mgmt | For | For | For | |||
9 | Elect Suet-Fern Lee | Mgmt | For | For | For | |||
10 | Ratification of the Co-Option of Bonnie Bassler | Mgmt | For | For | For | |||
11 | Elect Bonnie Bassler | Mgmt | For | For | For | |||
12 | Elect Olivier Brandicourt | Mgmt | For | For | For | |||
13 | Remuneration of Serge Weinberg, Chairman and Interim CEO | Mgmt | For | For | For | |||
14 | Remuneration of Christopher Viehbacher, Former CEO | Mgmt | For | For | For | |||
15 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
16 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
17 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
18 | Authority to Issue Shares Through Private Placement | Mgmt | For | For | For | |||
19 | Authority to Issue Debt Instruments | Mgmt | For | For | For | |||
20 | Greenshoe | Mgmt | For | For | For | |||
21 | Authority to Increase Capital Through Contributions in Kind | Mgmt | For | For | For | |||
22 | Authority to Increase Capital Through Capitalizations | Mgmt | For | For | For | |||
23 | Authority to Cancel Shares and Reduce Capital | Mgmt | For | For | For | |||
24 | Employee Stock Purchase Plan | Mgmt | For | For | For | |||
25 | Authority to Issue Performance Shares | Mgmt | For | For | For | |||
26 | Amendment to Articles Regarding Share Ownership Disclosure | Mgmt | For | Against | Against | |||
27 | Amendment to Articles Regarding Record Date | Mgmt | For | For | For | |||
28 | Authorization of Legal Formalities | Mgmt | For | For | For | |||
Shionogi & Co Ltd | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
4507 | CINS J74229105 | 06/24/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Amendments to Articles | Mgmt | For | For | For | |||
4 | Elect Motozoh Shiono | Mgmt | For | For | For | |||
5 | Elect Isao Teshirogi | Mgmt | For | For | For | |||
6 | Elect Akio Nomura | Mgmt | For | For | For | |||
7 | Elect Teppei Mogi | Mgmt | For | For | For | |||
8 | Elect Katsuhiko Machida | Mgmt | For | For | For | |||
9 | Elect Takuko Sawada | Mgmt | For | For | For | |||
10 | Elect Kenji Fukuda | Mgmt | For | For | For | |||
11 | Elect Akira Okamoto | Mgmt | For | Against | Against | |||
Shire plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SHP | CINS G8124V108 | 04/28/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Jersey | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
3 | Remuneration Policy (Binding) | Mgmt | For | For | For | |||
4 | Elect Dominic Blakemore | Mgmt | For | For | For | |||
5 | Elect William M. Burns | Mgmt | For | For | For | |||
6 | Elect Steven Gillis | Mgmt | For | For | For | |||
7 | Elect David Ginsburg | Mgmt | For | For | For | |||
8 | Elect David Kappler | Mgmt | For | For | For | |||
9 | Elect Susan Kilsby | Mgmt | For | For | For | |||
10 | Elect Anne Minto | Mgmt | For | For | For | |||
11 | Elect Flemming Ornskov | Mgmt | For | For | For | |||
12 | Appointment of Auditor | Mgmt | For | For | For | |||
13 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
14 | Long Term Incentive Plan 2015 | Mgmt | For | For | For | |||
15 | Employee Stock Purchase Plan | Mgmt | For | For | For | |||
16 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
17 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
18 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
19 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
20 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Sientra Inc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SIEN | CUSIP 82621J105 | 06/26/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Jeffrey M. Nugent | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
Sinopharm Group Co. Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
1099 | CINS Y8008N107 | 06/18/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | China | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Directors' Report | Mgmt | For | For | For | |||
4 | Supervisors' Report | Mgmt | For | For | For | |||
5 | Accounts and Reports | Mgmt | For | For | For | |||
6 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
7 | Appointment of Domestic Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
8 | Appointment of International Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
9 | Directors' Fees | Mgmt | For | For | For | |||
10 | Supervisors' Fees | Mgmt | For | For | For | |||
11 | Authority to Give Guarantees | Mgmt | For | Against | Against | |||
12 | Amendments to Rules of Procedures for Supervisory Committee Meetings | Mgmt | For | For | For | |||
13 | Elect TAO Wuping as Supervisor | Mgmt | For | Against | Against | |||
14 | Amendments to Articles | Mgmt | For | For | For | |||
15 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
Sinopharm Group Co. Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
1099 | CINS Y8008N107 | 09/16/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | China | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Elect WEI Yulin | Mgmt | For | Against | Against | |||
4 | Elect LI Zhiming | Mgmt | For | Against | Against | |||
5 | Elect CHEN Qiyu | Mgmt | For | Against | Against | |||
6 | Elect SHE Lulin | Mgmt | For | Against | Against | |||
7 | Elect WANG Qunbin | Mgmt | For | Against | Against | |||
8 | Elect LI Yuhua | Mgmt | For | Against | Against | |||
9 | Elect ZHOU Bin | Mgmt | For | Against | Against | |||
10 | Elect DENG Jindong | Mgmt | For | Against | Against | |||
11 | Elect LI Dongjiu | Mgmt | For | Against | Against | |||
12 | Elect LIU Hailiang | Mgmt | For | Against | Against | |||
13 | Elect LI Ling | Mgmt | For | Against | Against | |||
14 | Elect Hailson YU Tze Shan | Mgmt | For | Against | Against | |||
15 | Elect LYU Changjiang | Mgmt | For | Against | Against | |||
16 | Elect TAN Wee Seng | Mgmt | For | Against | Against | |||
17 | Elect LIU Zhengdong | Mgmt | For | Against | Against | |||
18 | Elect YAO Fang as Supervisor | Mgmt | For | Against | Against | |||
19 | Elect LIAN Wanyong as Supervisor | Mgmt | For | Against | Against | |||
20 | Amendments to Procedural Rules of General Meeting | Mgmt | For | For | For | |||
21 | Amendments to Procedural Rules of Board | Mgmt | For | For | For | |||
22 | Amendments to Procedural Rules of Supervisory Committee | Mgmt | For | For | For | |||
Sinopharm Group Co. Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
1099 | CINS Y8008N107 | 12/29/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | China | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Master Procurement Agreement | Mgmt | For | For | For | |||
Stryker Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SYK | CUSIP 863667101 | 04/29/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Howard E. Cox, Jr. | Mgmt | For | For | For | |||
2 | Elect Srikant Datar | Mgmt | For | For | For | |||
3 | Elect Roch Doliveux | Mgmt | For | For | For | |||
4 | Elect Louis L. Francesconi | Mgmt | For | For | For | |||
5 | Elect Allan C. Golston | Mgmt | For | For | For | |||
6 | Elect Kevin A. Lobo | Mgmt | For | For | For | |||
7 | Elect William U. Parfet | Mgmt | For | For | For | |||
8 | Elect Andrew K Silvernail | Mgmt | For | For | For | |||
9 | Elect Ronda E. Stryker | Mgmt | For | For | For | |||
10 | Ratification of Auditor | Mgmt | For | Against | Against | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Synutra International, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SYUT | CUSIP 87164C102 | 03/12/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Liang Zhang | Mgmt | For | Withhold | Against | |||
1.2 | Elect Donghao Yang | Mgmt | For | Withhold | Against | |||
1.3 | Elect Joseph Chow | Mgmt | For | Withhold | Against | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
Tesaro Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TSRO | CUSIP 881569107 | 05/14/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Leon O. Moulder, Jr. | Mgmt | For | For | For | |||
1.2 | Elect Mary Lynne Hedley | Mgmt | For | For | For | |||
1.3 | Elect David M. Mott | Mgmt | For | For | For | |||
1.4 | Elect Lawrence M. Alleva | Mgmt | For | For | For | |||
1.5 | Elect James O. Armitage | Mgmt | For | For | For | |||
1.6 | Elect Earl M. Collier, Jr. | Mgmt | For | For | For | |||
1.7 | Elect Gary A. Nicholson | Mgmt | For | For | For | |||
1.8 | Elect Arnold L. Oronsky | Mgmt | For | For | For | |||
1.9 | Elect Beth C. Seidenberg | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Amendment to the 2012 Omnibus Incentive Plan | Mgmt | For | Against | Against | |||
4 | Approval of the Non-Employee Director Stock Incentive Plan | Mgmt | For | For | For | |||
Tetraphase Pharmaceuticals, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TTPH | CUSIP 88165N105 | 06/10/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Jeffrey Chodakewitz | Mgmt | For | For | For | |||
1.2 | Elect Gerri Henwood | Mgmt | For | For | For | |||
1.3 | Elect Guy Macdonald | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
Teva Pharmaceutical Industries Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TEVA | CUSIP 881624209 | 07/30/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Dan Propper | Mgmt | For | For | For | |||
2 | Elect Ory Slonim | Mgmt | For | For | For | |||
3 | Elect Joseph Nitzani | Mgmt | For | For | For | |||
4 | Elect Jean-Michel Halfon | Mgmt | For | For | For | |||
5 | Bonus Incentives of President and CEO | Mgmt | For | For | For | |||
6 | Equity Grants of President and CEO | Mgmt | For | For | For | |||
7 | Liability Insurance of Directors & Officers | Mgmt | For | For | For | |||
8 | Appointment of Auditor | Mgmt | For | For | For | |||
The Medicines Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MDCO | CUSIP 584688105 | 05/28/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Armin M. Kessler | Mgmt | For | Withhold | Against | |||
1.2 | Elect Robert G. Savage | Mgmt | For | Withhold | Against | |||
1.3 | Elect Glenn P. Sblendorio | Mgmt | For | Withhold | Against | |||
1.4 | Elect Melvin K. Spigelman | Mgmt | For | Withhold | Against | |||
2 | Increase of Authorized Common Stock | Mgmt | For | For | For | |||
3 | Amendment to the 2013 Stock Incentive Plan | Mgmt | For | Against | Against | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
5 | Ratification of Auditor | Mgmt | For | For | For | |||
Thermo Fisher Scientific Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TMO | CUSIP 883556102 | 05/20/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Marc N. Casper | Mgmt | For | For | For | |||
2 | Elect Nelson J. Chai | Mgmt | For | For | For | |||
3 | Elect C. Martin Harris | Mgmt | For | For | For | |||
4 | Elect Tyler Jacks | Mgmt | For | For | For | |||
5 | Elect Judy C. Lewent | Mgmt | For | For | For | |||
6 | Elect Thomas J. Lynch | Mgmt | For | For | For | |||
7 | Elect Jim P. Manzi | Mgmt | For | For | For | |||
8 | Elect William G. Parrett | Mgmt | For | For | For | |||
9 | Elect Lars R. Sorenson | Mgmt | For | For | For | |||
10 | Elect Scott M. Sperling | Mgmt | For | For | For | |||
11 | Elect Elaine S. Ullian | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
Tokai Pharmaceuticals Inc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TKAI | CUSIP 88907J107 | 06/17/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Cheryl L. Cohen | Mgmt | For | For | For | |||
1.2 | Elect Jodie P. Morrison | Mgmt | For | For | For | |||
1.3 | Elect Joseph A. Yanchik, III | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
Trevena, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TRVN | CUSIP 89532E109 | 05/20/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Maxine Gowen | Mgmt | For | For | For | |||
1.2 | Elect Julie H. McHugh | Mgmt | For | For | For | |||
1.3 | Elect Jake R. Nunn | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
Trillium Therapeutics Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TR | CUSIP 89620X506 | 05/27/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Luke M. Beshar | Mgmt | For | For | For | |||
1.2 | Elect Henry Friesen | Mgmt | For | For | For | |||
1.3 | Elect Robert L. Kirkman | Mgmt | For | For | For | |||
1.4 | Elect Michael Moore | Mgmt | For | For | For | |||
1.5 | Elect Thomas Reynolds | Mgmt | For | For | For | |||
1.6 | Elect Niclas Stiernholm | Mgmt | For | For | For | |||
1.7 | Elect Calvin Stiller | Mgmt | For | For | For | |||
2 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
UCB SA | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
UCB | CINS B93562120 | 04/30/2015 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Mix | Belgium | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
3 | Non-Voting Agenda Item | N/A | N/A | TNA | N/A | |||
4 | Non-Voting Agenda Item | N/A | N/A | TNA | N/A | |||
5 | Non-Voting Agenda Item | N/A | N/A | TNA | N/A | |||
6 | Accounts and Reports; Allocation of Dividends | Mgmt | For | TNA | N/A | |||
7 | Remuneration Report | Mgmt | For | TNA | N/A | |||
8 | Ratification of Board Acts | Mgmt | For | TNA | N/A | |||
9 | Ratification of Auditor Acts | Mgmt | For | TNA | N/A | |||
10 | Elect Gerhard N. Mayr | Mgmt | For | TNA | N/A | |||
11 | Elect Evelyn du Monceau de Bergendal | Mgmt | For | TNA | N/A | |||
12 | Elect Norman J. Ornstein | Mgmt | For | TNA | N/A | |||
13 | Ratify Independence of Norman J. Ornstein | Mgmt | For | TNA | N/A | |||
14 | Elect Cyril Janssen | Mgmt | For | TNA | N/A | |||
15 | Elect Alice Dautry | Mgmt | For | TNA | N/A | |||
16 | Ratify Independence of Alice Dautry | Mgmt | For | TNA | N/A | |||
17 | Appointment of Auditor | Mgmt | For | TNA | N/A | |||
18 | Authority to Issue Restricted Shares | Mgmt | For | TNA | N/A | |||
19 | Change of Control Clause (EMTN Program) | Mgmt | For | TNA | N/A | |||
Ultragenyx Pharmaceutical Inc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
RARE | CUSIP 90400D108 | 06/18/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Michael Narachi | Mgmt | For | For | For | |||
2 | Elect Clay B. Siegall | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
Ultragenyx Pharmaceutical Inc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
RARE | CUSIP 90400D108 | 07/10/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Emil D. Kakkis | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Reapproval of Section 162(m) provisions of the 2014 Incentive Plan | Mgmt | For | For | For | |||
4 | Reapproval of Section 162(m) Provisions of the Corporate Bonus Plan | Mgmt | For | For | For | |||
Unilife Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
UNIS | CUSIP 90478E103 | 06/17/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Ratification of Issuance and Sale of Common Stock | Mgmt | For | For | For | |||
Unilife Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
UNIS | CUSIP 90478E103 | 11/13/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Slavko James Joseph Bosnjak | Mgmt | For | For | For | |||
1.2 | Elect Jeff Carter | Mgmt | For | For | For | |||
1.3 | Elect William Galle | Mgmt | For | For | For | |||
1.4 | Elect John Lund | Mgmt | For | For | For | |||
1.5 | Elect Mary Katherine Wold | Mgmt | For | For | For | |||
1.6 | Elect Alan Shortall | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
4 | Ratify Placement of Securities (Cantor) | Mgmt | For | For | For | |||
5 | Amendment to 2009 Stock Incentive Plan | Mgmt | For | Against | Against | |||
6 | Equity Grant (CEO Alan D. Shortall) | Mgmt | For | For | For | |||
Uniqure NV | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
QURE | CUSIP N90064101 | 06/10/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Ratification of Management Board Acts | Mgmt | For | For | For | |||
3 | Ratification of Supervisory Board Acts | Mgmt | For | For | For | |||
4 | Appointment of Auditor | Mgmt | For | For | For | |||
5 | Elect Matthew Kapusta to the Management Board | Mgmt | For | For | For | |||
6 | Elect Philip Astley-Sparke to the Supervisory Board | Mgmt | For | Against | Against | |||
7 | Supervisory Board Fees | Mgmt | For | Against | Against | |||
8 | Authority to Issue Shares w/ or w/o Preemptive Rights | Mgmt | For | For | For | |||
9 | Collaboration Agreement (Bristol-Myers Squibb) | Mgmt | For | For | For | |||
10 | Amendments to 2014 Share Incentive Plan | Mgmt | For | For | For | |||
11 | Authority to Issue Shares under 2014 Share Incentive Plan | Mgmt | For | For | For | |||
12 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
UnitedHealth Group Incorporated | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
UNH | CUSIP 91324P102 | 06/01/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect William C. Ballard, Jr. | Mgmt | For | For | For | |||
2 | Elect Edson Bueno | Mgmt | For | For | For | |||
3 | Elect Richard T. Burke | Mgmt | For | For | For | |||
4 | Elect Robert J. Darretta | Mgmt | For | For | For | |||
5 | Elect Stephen J. Hemsley | Mgmt | For | For | For | |||
6 | Elect Michele J. Hooper | Mgmt | For | For | For | |||
7 | Elect Rodger A. Lawson | Mgmt | For | For | For | |||
8 | Elect Glenn M. Renwick | Mgmt | For | For | For | |||
9 | Elect Kenneth I. Shine | Mgmt | For | For | For | |||
10 | Elect Gail R. Wilensky | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
12 | Amendment to the 2011 Stock Incentive Plan | Mgmt | For | For | For | |||
13 | Reincorporation from Minnesota to Delaware | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | Against | For | |||
Universal Health Services, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
UHS | CUSIP 913903100 | 05/20/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Amended 2005 Stock Incentive Plan | Mgmt | For | Against | Against | |||
2 | Amended 2010 Employee Restricted Stock Purchase Plan | Mgmt | For | Against | Against | |||
3 | Approval of the Material Terms of Performance Goals Under 2010 Executive Incentive Plan | Mgmt | For | For | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
5 | Shareholder Proposal Regarding Recapitalization | ShrHldr | Against | Against | For | |||
Verastem, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
VSTM | CUSIP 92337C104 | 05/08/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Robert Forrester | Mgmt | For | For | For | |||
1.2 | Elect Henri A. Termeer | Mgmt | For | For | For | |||
1.3 | Elect Christoph Westphal | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
Vertex Pharmaceuticals Incorporated | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
VRTX | CUSIP 92532F100 | 06/04/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Jeffrey M. Leiden | Mgmt | For | For | For | |||
1.2 | Elect Bruce I. Sachs | Mgmt | For | For | For | |||
1.3 | Elect Sangeeta N. Bhatia | Mgmt | For | For | For | |||
2 | Increase of Authorized Common Stock | Mgmt | For | For | For | |||
3 | Amendment to the 2013 Stock and Option Plan | Mgmt | For | Against | Against | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
5 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
6 | Shareholder Proposal Regarding Proxy Access | ShrHldr | Against | Against | For | |||
7 | Shareholder Proposal Regarding Drug Pricing Report | ShrHldr | Against | Against | For | |||
Vitae Pharmaceuticals, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
VTAE | CUSIP 92847N103 | 05/28/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Bryan P. Roberts | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
Zimmer Holdings, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ZMH | CUSIP 98956P102 | 05/05/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Christopher B. Begley | Mgmt | For | For | For | |||
2 | Elect Betsy J. Bernard | Mgmt | For | For | For | |||
3 | Elect Paul M. Bisaro | Mgmt | For | For | For | |||
4 | Elect Gail K. Boudreaux | Mgmt | For | For | For | |||
5 | Elect David C. Dvorak | Mgmt | For | For | For | |||
6 | Elect Michael J. Farrell | Mgmt | For | For | For | |||
7 | Elect Larry C. Glasscock | Mgmt | For | For | For | |||
8 | Elect Robert A. Hagemann | Mgmt | For | For | For | |||
9 | Elect Arthur J. Higgins | Mgmt | For | For | For | |||
10 | Elect Cecil B. Pickett | Mgmt | For | For | For | |||
11 | Amendment to the Stock Plan for Non-Employee Directors | Mgmt | For | For | For | |||
12 | Amendment to the Deferred Compensation Plan for Non-Employee Directors | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
Zoetis Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ZTS | CUSIP 98978V103 | 05/01/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Sanjay Khosla | Mgmt | For | For | For | |||
2 | Elect Willie M. Reed | Mgmt | For | For | For | |||
3 | Elect William C. Steere, Jr. | Mgmt | For | For | For | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
5 | Ratification of Auditor | Mgmt | For | For | For | |||
ZS Pharma Inc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ZSPH | CUSIP 98979G105 | 06/18/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Martin Babler | Mgmt | For | For | For | |||
1.2 | Elect Kim Popovits | Mgmt | For | For | For | |||
2 | 2015 Employee Stock Purchase Plan | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
Any ballot marked 'Abstain' is considered to have been voted. Ballots marked 'Abstain' are considered to have been voted against management's recommendation if management's recommendation is 'For' or 'Against,' and for management’s recommendation if management’s recommendation is 'Abstain.' Where management has recommended that shareholders 'Abstain' from voting on a ballot item, a ballot marked 'For' or 'Against' is considered to have been voted against management's recommendation to 'Abstain.' | ||
Where management has made no recommendation on a ballot item, 'N/A' is used to indicate that there is no management recommendation that a shareholder may vote 'For' or 'Against.' | ||
SIGNATURES | ||
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized. | ||
Registrant: | Putnam Global Health Care Fund | |
By: | Jonathan S. Horwitz* | |
Name: | Jonathan S. Horwitz | |
Title: | Executive Vice President, Principal Executive Officer and Compliance Liaison | |
Date: | August 14, 2015 | |
*By: | /s/ Nancy E. Florek | |
Name: | Nancy E. Florek | |
Date: | August 14, 2015 | |
Pursuant to power of attorney filed herewith | ||
POWER OF ATTORNEY
I, the undersigned Executive Vice President, Principal Executive Officer and Compliance Liason of each of the funds listed on Schedule A hereto, constitute and appoint Nancy E. Florek my true and lawful attorney, with full power to her to sign for me, and in my name and in the capacities indicated below, the Annual Report of Proxy Voting Record on Form N-PX under the Investment Company Act of 1940, as amended of each of the funds listed on Schedule A hereto and any and all amendments to said Annual Report of Proxy Voting Record and to file the same with all exhibits thereto, and other documents in connection therewith, with the Securities and Exchange Commission, granting unto my said attorney full power and authority to do and perform each and every act and thing requisite or necessary to be done in the premises, as fully to all intents and purposes as she might or could do in person, and I ratify and confirm all that said attorney may lawfully do or cause to be done by virtue thereof.
WITNESS my hand and common seal on the date set forth below.
Signature | Title | Date | |||||
/s/ Jonathan S. Horwitz |
Executive Vice President, Principal Executive Officer and Compliance Liaison |
August 6, 2015 | |||||
Jonathan S. Horwitz | |||||||
Schedule A
Putnam American Government Income Fund Putnam Arizona Tax Exempt Income Fund Putnam Asset Allocation Funds Putnam California Tax Exempt Income Fund Putnam Convertible Securities Fund Putnam Diversified Income Trust Putnam Equity Income Fund Putnam Europe Equity Fund Putnam Funds Trust George Putnam Balanced Fund Putnam Global Equity Fund Putnam Global Health Care Fund Putnam Global Income Trust Putnam Global Natural Resources Fund Putnam Global Utilities Fund The Putnam Fund for Growth and Income Putnam High Income Securities Fund Putnam High Yield Advantage Fund Putnam High Yield Trust Putnam Income Fund Putnam Investment Grade Municipal Trust Putnam International Equity Fund Putnam Investment Funds Putnam Investors Fund
|
Putnam Limited Duration Government Income Fund Putnam Managed Municipal Income Trust Putnam Massachusetts Tax Exempt Income Fund Putnam Master Intermediate Income Trust Putnam Michigan Tax Exempt Income Fund Putnam Minnesota Tax Exempt Income Fund Putnam Money Market Fund Putnam Mortgage Recovery Fund Putnam Multi-Cap Growth Fund Putnam Municipal Opportunities Trust Putnam New Jersey Tax Exempt Income Fund Putnam New York Tax Exempt Income Fund Putnam Ohio Tax Exempt Income Fund Putnam Pennsylvania Tax Exempt Income Fund Putnam Premier Income Trust Putnam RetirementReady® Funds Putnam Tax Exempt Income Fund Putnam Tax Exempt Money Market Fund Putnam Tax-Free Income Trust Putnam U.S. Government Income Trust Putnam Vista Fund Putnam Variable Trust Putnam Voyager Fund
|