0001225208-23-000565.txt : 20230110 0001225208-23-000565.hdr.sgml : 20230110 20230110191353 ACCESSION NUMBER: 0001225208-23-000565 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230106 FILED AS OF DATE: 20230110 DATE AS OF CHANGE: 20230110 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: O'Connor Brad G CENTRAL INDEX KEY: 0001520206 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-08551 FILM NUMBER: 23522287 MAIL ADDRESS: STREET 1: 90 MATAWAN ROAD, FIFTH FLOOR CITY: MATAWAN STATE: NJ ZIP: 07747 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: HOVNANIAN ENTERPRISES INC CENTRAL INDEX KEY: 0000357294 STANDARD INDUSTRIAL CLASSIFICATION: OPERATIVE BUILDERS [1531] IRS NUMBER: 221851059 STATE OF INCORPORATION: DE FISCAL YEAR END: 1031 BUSINESS ADDRESS: STREET 1: 90 MATAWAN ROAD, 5TH FLOOR CITY: MATAWAN STATE: NJ ZIP: 07747 BUSINESS PHONE: 7327477800 MAIL ADDRESS: STREET 1: 90 MATAWAN ROAD, 5TH FLOOR CITY: MATAWAN STATE: NJ ZIP: 07747 4 1 doc4.xml X0306 4 2023-01-06 0000357294 HOVNANIAN ENTERPRISES INC HOV 0001520206 O'Connor Brad G C/O HOVNANIAN ENTERPRISES, INC. 90 MATAWAN ROAD MATAWAN NJ 07747 1 SVP, CAO and Treasurer Class A Common Stock 2023-01-06 4 M 0 6063.0000 0.0000 A 19074.0000 D Class A Common Stock 2023-01-06 4 F 0 1288.0000 44.7800 D 17786.0000 D Class A Common Stock 2023-01-06 4 D 0 6063.0000 44.7800 D 11723.0000 D Phantom Shares 2023-01-06 4 M 0 6063.0000 0.0000 D Class A Common Stock 6063.0000 6062.0000 D Represents the settlement of Phantom Shares in an amount of cash equal to the value of a share of Class A Common Stock, par value $.01 per share, non-cumulative ("Class A Common Stock") at the time of payout, as calculated pursuant to the applicable award agreement. Phantom Shares represent the right to payment in the future solely of an amount of cash based on the future stock price of the Class A Common Stock. Following vesting, each Phantom Share will be paid in an amount of cash equal to the value of a share of Class A Common Stock at the time of payout, as calculated pursuant to the applicable award agreement. The remaining Phantom Shares vest on October 31, 2023 and settle in cash in the following January. Elizabeth D. Tice Attorney-in-Fact 2023-01-10