0001225208-21-005126.txt : 20210311
0001225208-21-005126.hdr.sgml : 20210311
20210311173445
ACCESSION NUMBER: 0001225208-21-005126
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20210309
FILED AS OF DATE: 20210311
DATE AS OF CHANGE: 20210311
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: HOVNANIAN ARA K
CENTRAL INDEX KEY: 0000938549
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-32447
FILM NUMBER: 21734421
MAIL ADDRESS:
STREET 1: 90 MATAWAN ROAD, FIFTH FLOOR
CITY: MATAWAN
STATE: NJ
ZIP: 07747
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: HOVNANIAN ENTERPRISES INC
CENTRAL INDEX KEY: 0000357294
STANDARD INDUSTRIAL CLASSIFICATION: OPERATIVE BUILDERS [1531]
IRS NUMBER: 221851059
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1031
BUSINESS ADDRESS:
STREET 1: 90 MATAWAN ROAD, 5TH FLOOR
CITY: MATAWAN
STATE: NJ
ZIP: 07747
BUSINESS PHONE: 7327477800
MAIL ADDRESS:
STREET 1: 90 MATAWAN ROAD, 5TH FLOOR
CITY: MATAWAN
STATE: NJ
ZIP: 07747
4
1
doc4.xml
X0306
4
2021-03-09
0000357294
HOVNANIAN ENTERPRISES INC
HOV
0000938549
HOVNANIAN ARA K
90 MATAWAN ROAD, FIFTH FLOOR
MATAWAN
NJ
07747
1
1
1
Chairman of Bd., Pres. & CEO
Class A Common Stock
2021-03-09
4
S
0
2809.0000
89.6900
D
64980.2720
I
Held as trustee of trusts for Sossie K. Najarian's family
Class A Common Stock
2021-03-09
4
S
0
7191.0000
88.7200
D
57789.2720
I
Held as trustee of trusts for Sossie K. Najarian's family
Class A Common Stock
122318.0000
D
Class A Common Stock
7766.7920
I
Held as trustee of trust for Reporting Person's family
Class A Common Stock
67729.2720
I
Held as trustee of trusts for Esther K. Barry's family
Class A Common Stock
45789.2720
I
Held as trustee of trusts for Lucy K. Kalian's family
Class A Common Stock
67719.2720
I
Held as trustee of trusts for Nadia K. Rodriguez's family
Class A Common Stock
720.0000
I
Held by Ara K. Hovnanian Family 1994 long-term trusts
Class A Common Stock
3563.9600
I
Held by trusts for Esther K. Barry's family
Class A Common Stock
4132.7600
I
Held by trusts for Lucy K. Kalian's family
Class A Common Stock
720.0000
I
Held by trusts for Nadia K. Rodriguez's family
Class A Common Stock
720.0000
I
Held by trusts for Sossie K. Najarian's family
Class A Common Stock
668.0000
I
Held by wife
Class B Common Stock
2021-03-10
4
M
0
13500.0000
48.2500
A
Class A Common Stock
13500.0000
97704.0000
D
Class B Common Stock
2021-03-10
4
F
0
8132.0000
101.7300
D
Class A Common Stock
8132.0000
89572.0000
D
Option to purchase Class B Common Stock
48.2500
2021-03-10
4
M
0
13500.0000
0.0000
D
2021-06-09
Class A Common Stock
13500.0000
0.0000
D
Class B Common Stock
Class A Common Stock
5328.4000
5328.4000
I
Held as trustee for daughter Serena
Class B Common Stock
Class A Common Stock
5328.4000
5328.4000
I
Held as trustee for son Alexander
Class B Common Stock
Class A Common Stock
160.0000
160.0000
I
Held as trustee of the Alexander Hovnanian Trust
Class B Common Stock
Class A Common Stock
160.0000
160.0000
I
Held as trustee of the Alton Hovnanian Trust
Class B Common Stock
Class A Common Stock
163220.1600
163220.1600
I
Held as trustee of trust for Reporting Person's family
Class B Common Stock
Class A Common Stock
31067.1600
31067.1600
I
Held as trustee of trusts for Esther K. Barry's family
Class B Common Stock
Class A Common Stock
31067.1600
31067.1600
I
Held as trustee of trusts for Lucy K. Kalian's family
Class B Common Stock
Class A Common Stock
31067.1600
31067.1600
I
Held as trustee of trusts for Nadia K. Rodriguez's family
Class B Common Stock
Class A Common Stock
31067.1600
31067.1600
I
Held as trustee of trusts for Sossie K. Najarian's family
Class B Common Stock
Class A Common Stock
56786.4536
56786.4536
I
Held by Ara K. Hovnanian Family 1994 long-term trusts
Class B Common Stock
Class A Common Stock
5125.2800
5125.2800
I
Held by Reporting Person through partnership interests in the Limited Partnership.
Class B Common Stock
Class A Common Stock
38736.6940
38736.6940
I
Held by trusts for Esther K. Barry's family
Class B Common Stock
Class A Common Stock
42034.9200
42034.9200
I
Held by trusts for Kevork S. Hovnanian's family
Class B Common Stock
Class A Common Stock
38777.8564
38777.8564
I
Held by trusts for Lucy K. Kalian's family
Class B Common Stock
Class A Common Stock
22849.1972
22849.1972
I
Held by trusts for Nadia K. Rodriguez's family
Class B Common Stock
Class A Common Stock
33256.3364
33256.3364
I
Held by trusts for Sossie K. Najarian's family
Class B Common Stock
Class A Common Stock
812.0000
812.0000
I
Held by wife
Represents the weighted average sales price for price increments ranging from $89.50 to $90.25. The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price for all transactions reported on this Form 4.
The Reporting Person disclaims beneficial ownership of these securities except to the extent of his potential pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of the beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose
Held by trusts for the benefit of the family of Sossie K. Najarian, of which the reporting person is a trustee and has a potential remainder interest, including shares held through a limited liability interest in the Hovnanian Family 2012 LLC (the "2012 LLC")
Represents the weighted average sales price for price increments ranging from $88.45 to $89.20. The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price for all transactions reported on this Form 4.
Held by Ara K. Hovnanian 2012 Trust, of which the reporting person is trustee, through a limited liability company interest in the 2012 LLC
Held by trusts for the benefit of the family of Esther K. Barry, of which the reporting person is a trustee and has a potential remainder interest, including shares held through a limited liability interest in the 2012 LLC
Held by trusts for the benefit of the family of Lucy K. Kalian, of which the reporting person is a trustee and has a potential remainder interest, including shares held through a limited liability interest in the 2012 LLC
Held by trusts for the benefit of the family of Nadia K. Rodriguez, of which the reporting person is a trustee and has a potential remainder interest, including shares held through a limited liability interest in the 2012 LLC
Held by The Ara K. Hovnanian Family 1994 Long-Term Trust, of which the reporting person is trustee
Held by The Esther K. Barry Family 1994 Long-Term Trust, of which the reporting person is a trustee and has a potential remainder interest
Held by The Lucy K. Kalian Family 1994 Long-Term Trust, of which the reporting person is a trustee and has a potential remainder interest
Held by The Nadia K. Rodriguez Family 1994 Long-Term Trust, of which the reporting person is a trustee and has a potential remainder interest
Held by The Sossie K. Najarian Family 1994 Long-Term Trust, of which the reporting person is a trustee and has a potential remainder interest
The Class B Common Stock, par value $.01 per share, non-cumulative ("Class B Common Stock"), is immediately convertible into an equal number of shares of Class A Common Stock, par value $.01 per share, non-cumulative ("Class A Common Stock")
Adjusted for the Issuer's 1-for-25 reverse stock split with respect to the Class A Common Stock and Class B Common Stock that occurred on March 29, 2019
No expiration date
The option is fully vested
N/A
Held by Ara K. Hovnanian 2012 Trust, of which the reporting person is trustee, including shares held through a limited liability company interest in the 2012 LLC
Held by Ara K. Hovnanian Family 1994 long-term trusts, of which the reporting person is trustee, including shares held through a partnership interest in the Kevork S. Hovnanian Family Limited Partnership (the "Limited Partnership")
Held by Esther K. Barry Family 1994 long-term trusts, of which the reporting person is a trustee and has a potential remainder interest, through a partnership interest in the Limited Partnership
Held by trusts for the benefit of the family of Kevork S. Hovnanian, of which the reporting person is a trustee and has a potential remainder interest
Held by Lucy K. Kalian Family 1994 long-term trusts, of which the reporting person is a trustee and has a potential remainder interest, through a partnership interest in the Limited Partnership
Held by Nadia K. Rodriguez Family 1994 long-term trusts, of which the reporting person is a trustee and has a potential remainder interest, through a partnership interest in the Limited Partnership
Held by Sossie K. Najarian Family 1994 long-term trusts, of which the reporting person is a trustee and has a potential remainder interest, through a partnership interest in the Limited Partnership
Nancy A. Marrazzo Attorney-in-Fact
2021-03-11