0001225208-20-000195.txt : 20200103 0001225208-20-000195.hdr.sgml : 20200103 20200103151124 ACCESSION NUMBER: 0001225208-20-000195 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200101 FILED AS OF DATE: 20200103 DATE AS OF CHANGE: 20200103 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: PAGANO VINCENT JR CENTRAL INDEX KEY: 0001563558 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-08551 FILM NUMBER: 20504841 MAIL ADDRESS: STREET 1: 1060 FIFTH AVENUE CITY: NEW YORK STATE: NY ZIP: 10128 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: HOVNANIAN ENTERPRISES INC CENTRAL INDEX KEY: 0000357294 STANDARD INDUSTRIAL CLASSIFICATION: OPERATIVE BUILDERS [1531] IRS NUMBER: 221851059 STATE OF INCORPORATION: DE FISCAL YEAR END: 1031 BUSINESS ADDRESS: STREET 1: 110 WEST FRONT STREET STREET 2: PO BOX 500 CITY: RED BANK STATE: NJ ZIP: 07701 BUSINESS PHONE: 7327477800 MAIL ADDRESS: STREET 1: 110 WEST FRONT STREET PO BOX 500 STREET 2: 110 WEST FRONT STREET PO BOX 500 CITY: RED BANK STATE: NJ ZIP: 07701 4 1 doc4.xml X0306 4 2020-01-01 0000357294 HOVNANIAN ENTERPRISES INC HOV 0001563558 PAGANO VINCENT JR 90 MATAWAN ROAD, FIFTH FLOOR MATAWAN NJ 07747 1 Class A Common Stock 2020-01-01 4 M 0 881.5120 0 A 27710.5120 D Class A Common Stock 2020-01-02 4 D 0 125.5120 22.5300 D 27585.0000 D Phantom Stock Units Payout 2020 2020-01-01 4 M 0 881.5120 0.0000 D Class A Common Stock 881.5120 0.0000 D These phantom stock units converted into Class A Common Stock, par value $.01 per share, non-cumulative ("Class A Common Stock"), on a one-for-one basis. Adjusted for the Issuer's 1-for-25 reverse stock split with respect to the Class A Common Stock that occurred on March 29, 2019. Payout to be made on January 1, 2020, or upon the occurrence of certain other events set forth under the terms of Deferred Compensation Plan. The portion of the phantom stock account attributable to share deferrals was paid out in shares. The portion of the phantom stock account attributable to cash deferrals was paid out in cash. Nancy A. Marrazzo Attorney-in-Fact 2020-01-03