0001225208-19-015968.txt : 20191218
0001225208-19-015968.hdr.sgml : 20191218
20191218171547
ACCESSION NUMBER: 0001225208-19-015968
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20191216
FILED AS OF DATE: 20191218
DATE AS OF CHANGE: 20191218
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Smith Lucian T.
CENTRAL INDEX KEY: 0001689250
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-08551
FILM NUMBER: 191293255
MAIL ADDRESS:
STREET 1: 110 WEST FRONT STREET
CITY: RED BANK
STATE: NJ
ZIP: 07701
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: HOVNANIAN ENTERPRISES INC
CENTRAL INDEX KEY: 0000357294
STANDARD INDUSTRIAL CLASSIFICATION: OPERATIVE BUILDERS [1531]
IRS NUMBER: 221851059
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1031
BUSINESS ADDRESS:
STREET 1: 110 WEST FRONT STREET
STREET 2: PO BOX 500
CITY: RED BANK
STATE: NJ
ZIP: 07701
BUSINESS PHONE: 7327477800
MAIL ADDRESS:
STREET 1: 110 WEST FRONT STREET PO BOX 500
STREET 2: 110 WEST FRONT STREET PO BOX 500
CITY: RED BANK
STATE: NJ
ZIP: 07701
4
1
doc4.xml
X0306
4
2019-12-16
0000357294
HOVNANIAN ENTERPRISES INC
HOV
0001689250
Smith Lucian T.
90 MATAWAN ROAD, FIFTH FLOOR
MATAWAN
NJ
07747
1
Chief Operating Officer
Market Share Units (Performance)
2019-12-16
4
A
0
800.0000
0.0000
A
2022-06-09
Class A Common Stock
800.0000
800.0000
D
Converts to Class A Common Stock, par value $.01 per share, non-cumulative ("Class A Common Stock"), on a one-for-one basis
The date of the transaction represents the date on which the financial performance criteria of previously granted Market Share Units were determined to have been satisfied
The Market Share Units vest, if at all and to the extent of specified market performance of the Class A Common Stock over each relevant vesting period, in four equal installments on the following vesting dates: January 1, 2020, June 9, 2020, June 9, 2021 and June 9, 2022
The number of shares of Class A Common Stock that would be received upon vesting of the Market Share Units, if any, may vary from 50% to 175% of the number shown depending on the market performance of the Class A Common Stock over each relevant vesting period
Nancy A. Marrazzo Attorney-in-Fact
2019-12-18