0001225208-16-024376.txt : 20160119
0001225208-16-024376.hdr.sgml : 20160118
20160119163404
ACCESSION NUMBER: 0001225208-16-024376
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20160115
FILED AS OF DATE: 20160119
DATE AS OF CHANGE: 20160119
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: HOVNANIAN ENTERPRISES INC
CENTRAL INDEX KEY: 0000357294
STANDARD INDUSTRIAL CLASSIFICATION: OPERATIVE BUILDERS [1531]
IRS NUMBER: 221851059
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1031
BUSINESS ADDRESS:
STREET 1: 110 WEST FRONT STREET
STREET 2: PO BOX 500
CITY: RED BANK
STATE: NJ
ZIP: 07701
BUSINESS PHONE: 7327477800
MAIL ADDRESS:
STREET 1: 110 WEST FRONT STREET PO BOX 500
STREET 2: 110 WEST FRONT STREET PO BOX 500
CITY: RED BANK
STATE: NJ
ZIP: 07701
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: HOVNANIAN ARA K
CENTRAL INDEX KEY: 0000938549
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-08551
FILM NUMBER: 161348681
MAIL ADDRESS:
STREET 1: 10 HIGHWAY 35
STREET 2: PO BOX 500
CITY: RED BANK
STATE: NJ
ZIP: 07701
4
1
doc4.xml
X0306
4
2016-01-15
0000357294
HOVNANIAN ENTERPRISES INC
HOV
0000938549
HOVNANIAN ARA K
110 WEST FRONT STREET
RED BANK
NJ
07701
1
1
1
Chairman of Bd., Pres. & CEO
Class B Common Stock
2016-01-15
4
F
0
91790.0000
1.4600
D
Class A Common Stock
91790.0000
1394975.0000
D
Class B Common Stock
Class A Common Stock
133210.0000
133210.0000
I
Held as trustee for daughter Serena
Class B Common Stock
Class A Common Stock
133210.0000
133210.0000
I
Held as trustee for son Alexander
Class B Common Stock
Class A Common Stock
2204378.0000
2204378.0000
I
Held as trustee of the 2012 Marital Trust
Class B Common Stock
Class A Common Stock
4000.0000
4000.0000
I
Held as trustee of the Alexander Hovnanian Trust
Class B Common Stock
Class A Common Stock
4000.0000
4000.0000
I
Held as trustee of the Alton Hovnanian Trust
Class B Common Stock
Class A Common Stock
776679.0000
776679.0000
I
Held as trustee of trust for Reporting Person's family
Class B Common Stock
Class A Common Stock
776679.0000
776679.0000
I
Held as trustee of trusts for Esther K. Barry's family
Class B Common Stock
Class A Common Stock
776679.0000
776679.0000
I
Held as trustee of trusts for Lucy K. Kalian's family
Class B Common Stock
Class A Common Stock
776679.0000
776679.0000
I
Held as trustee of trusts for Nadia K. Rodriguez's family
Class B Common Stock
Class A Common Stock
776679.0000
776679.0000
I
Held as trustee of trusts for Sossie K. Najarian's family
Class B Common Stock
Class A Common Stock
1241356.9400
1241356.9400
I
Held by Ara K. Hovnanian Family 1994 long-term trusts
Class B Common Stock
Class A Common Stock
115150.0000
115150.0000
I
Held by daughter Serena
Class B Common Stock
Class A Common Stock
128132.0000
128132.0000
I
Held by Reporting Person through partnership interests in the Limited Partnership.
Class B Common Stock
Class A Common Stock
109824.0000
109824.0000
I
Held by son Alexander
Class B Common Stock
Class A Common Stock
693354.3400
693354.3400
I
Held by trusts for Esther K. Barry's family
Class B Common Stock
Class A Common Stock
1050873.0000
1050873.0000
I
Held by trusts for Kevork S. Hovnanian's family
Class B Common Stock
Class A Common Stock
742762.7100
742762.7100
I
Held by trusts for Lucy K. Kalian's family
Class B Common Stock
Class A Common Stock
392925.5400
392925.5400
I
Held by trusts for Nadia K. Rodriguez's family
Class B Common Stock
Class A Common Stock
570929.4800
570929.4800
I
Held by trusts for Sossie K. Najarian's family
Class B Common Stock
Class A Common Stock
20300.0000
20300.0000
I
Held by wife
The Class B Common Stock, par value $.01 per share, non-cumulative ("Class B Common Stock"), is immediately convertible into an equal number of shares of Class A Common Stock, par value $.01 per share, non-cumulative ("Class A Common Stock")
No expiration date
Held by the 2012 Marital Trust, of which the reporting person is a trustee and has a potential remainder interest, through a limited liability company interest in the Hovnanian Family 2012 L.L.C. (the "2012 LLC")
Held by Ara K. Hovnanian 2012 Trust, of which the reporting person is trustee, through a limited liability company interest in the 2012 L.L.C.
The Reporting Person disclaims beneficial ownership of these securities except to the extent of his potential pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of the beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose
Held by trusts for the benefit of the family of Esther K. Barry, of which the reporting person is a trustee and has a potential remainder interest, including shares held through a limited liability interest in the 2012 LLC
Held by trusts for the benefit of the family of Lucy K. Kalian, of which the reporting person is a trustee and has a potential remainder interest, including shares held through a limited liability interest in the 2012 LLC
Held by trusts for the benefit of the family of Nadia K. Rodriguez, of which the reporting person is a trustee and has a potential remainder interest, including shares held through a limited liability interest in the 2012 LLC
Held by trusts for the benefit of the family of Sossie K. Najarian, of which the reporting person is a trustee and has a potential remainder interest, including shares held through a limited liability interest in the 2012 LLC
Held by Ara K. Hovnanian Family 1994 long-term trusts, of which the reporting person is trustee, including shares held through a partnership interest in the Kevork S. Hovnanian Family Limited Partnership (the "Limited Partnership")
Held by Esther K. Barry Family 1994 long-term trusts, of which the reporting person is a trustee and has a potential remainder interest, through a partnership interest in the Limited Partnership
Held by trusts for the benefit of the family of Kevork S. Hovnanian, of which the reporting person is a trustee and has a potential remainder interest
Held by Lucy K. Kalian Family 1994 long-term trusts, of which the reporting person is a trustee and has a potential remainder interest, through a partnership interest in the Limited Partnership
Held by Nadia K. Rodriguez Family 1994 long-term trusts, of which the reporting person is a trustee and has a potential remainder interest, through a partnership interest in the Limited Partnership
Held by Sossie K. Najarian Family 1994 long-term trusts, of which the reporting person is a trustee and has a potential remainder interest, through a partnership interest in the Limited Partnership
Nancy A. Marrazzo Attorney-in-Fact
2016-01-19