0001225208-15-010208.txt : 20150420 0001225208-15-010208.hdr.sgml : 20150420 20150420152839 ACCESSION NUMBER: 0001225208-15-010208 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20150416 FILED AS OF DATE: 20150420 DATE AS OF CHANGE: 20150420 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: HOVNANIAN ENTERPRISES INC CENTRAL INDEX KEY: 0000357294 STANDARD INDUSTRIAL CLASSIFICATION: OPERATIVE BUILDERS [1531] IRS NUMBER: 221851059 STATE OF INCORPORATION: DE FISCAL YEAR END: 1031 BUSINESS ADDRESS: STREET 1: 110 WEST FRONT STREET STREET 2: PO BOX 500 CITY: RED BANK STATE: NJ ZIP: 07701 BUSINESS PHONE: 7327477800 MAIL ADDRESS: STREET 1: 110 WEST FRONT STREET PO BOX 500 STREET 2: 110 WEST FRONT STREET PO BOX 500 CITY: RED BANK STATE: NJ ZIP: 07701 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: HOVNANIAN ARA K CENTRAL INDEX KEY: 0000938549 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-08551 FILM NUMBER: 15780610 MAIL ADDRESS: STREET 1: 10 HIGHWAY 35 STREET 2: PO BOX 500 CITY: RED BANK STATE: NJ ZIP: 07701 4 1 doc4.xml X0306 4 2015-04-16 0000357294 HOVNANIAN ENTERPRISES INC HOV 0000938549 HOVNANIAN ARA K 110 WEST FRONT STREET RED BANK NJ 07701 1 1 1 Chairman of Bd., Pres. & CEO Class A Common Stock 2015-04-16 4 S 0 314937.0000 3.5652 D 3057965.0000 D Class A Common Stock 194169.8000 I Held as trustee of trust for Reporting Person's family Class A Common Stock 224906.8000 I Held as trustee of trusts for Esther K. Barry's family Class A Common Stock 226406.8000 I Held as trustee of trusts for Lucy K. Kalian's family Class A Common Stock 224656.8000 I Held as trustee of trusts for Nadia K. Rodriguez's family Class A Common Stock 226406.8000 I Held as trustee of trusts for Sossie K. Najarian's family Class A Common Stock 18000.0000 I Held by Ara K. Hovnanian Family 1994 long-term trusts Class A Common Stock 6700.0000 I Held by daughter Serena Class A Common Stock 6156543.0000 I Held by executors for the Estate of Kevork S. Hovnanian Class A Common Stock 13974.0000 I Held by son Alexander Class A Common Stock 89099.0000 I Held by trusts for Esther K. Barry's family Class A Common Stock 103319.0000 I Held by trusts for Lucy K. Kalian's family Class A Common Stock 18000.0000 I Held by trusts for Nadia K. Rodriguez's family Class A Common Stock 18000.0000 I Held by trusts for Sossie K. Najarian's family Class A Common Stock 16700.0000 I Held by wife Represents the weighted average sales price for price increments ranging from $3.54 to $3.615. The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price for all transactions reported on this Form 4. Held by Ara K. Hovnanian 2012 Trust, of which the reporting person is trustee, through a limited liability company interest in the Hovnanian Family 2012 L.L.C. (the "2012 LLC") The Reporting Person disclaims beneficial ownership of these securities except to the extent of his potential pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of the beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose Held by trusts for the benefit of the family of Esther K. Barry, of which the reporting person is a trustee and has a potential remainder interest, including shares held through a limited liability interest in the 2012 LLC Held by trusts for the benefit of the family of Lucy K. Kalian, of which the reporting person is a trustee and has a potential remainder interest, including shares held through a limited liability interest in the 2012 LLC Held by trusts for the benefit of the family of Nadia K. Rodriguez, of which the reporting person is a trustee and has a potential remainder interest, including shares held through a limited liability interest in the 2012 LLC Held by trusts for the benefit of the family of Sossie K. Najarian, of which the reporting person is a trustee and has a potential remainder interest, including shares held through a limited liability interest in the 2012 LLC Held by The Ara K. Hovnanian Family 1994 Long-Term Trust, of which the reporting person is trustee Held by Sirwart Hovnanian, Ara K. Hovnanian, Sossie K. Najarian, Esto K. Barry, Lucy K. Kalian and Nadia K. Rodriguez, Executors of the Estate of Kevork S. Hovnanian, Deceased (the "Executors"). The reporting person is special purpose Executor with respect to investments in securities of the Issuer. Held by The Esther K. Barry Family 1994 Long-Term Trust, of which the reporting person is a trustee and has a potential remainder interest Held by The Lucy K. Kalian Family 1994 Long-Term Trust, of which the reporting person is a trustee and has a potential remainder interest Held by The Nadia K. Rodriquez Family 1994 Long-Term Trust, of which the reporting person is a trustee and has a potential remainder interest Held by The Sossie K. Najarian Family 1994 Long-Term Trust, of which the reporting person is a trustee and has a potential remainder interest Nancy A. Marrazzo Attorney-in-Fact 2015-04-20