-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, FkmLIwPrKLaOgNA7ZnhgobcPAZoW7/qLC2AvVHPfqlzBROsF4hRjsmZZIQ+TpWQo +cKRgD0kWXDdKd+v5KzfgA== 0001225208-09-000566.txt : 20090105 0001225208-09-000566.hdr.sgml : 20090105 20090105190911 ACCESSION NUMBER: 0001225208-09-000566 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20090101 FILED AS OF DATE: 20090105 DATE AS OF CHANGE: 20090105 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: HOVNANIAN ARA K CENTRAL INDEX KEY: 0000938549 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-08551 FILM NUMBER: 09507661 MAIL ADDRESS: STREET 1: 10 HIGHWAY 35 STREET 2: PO BOX 500 CITY: RED BANK STATE: NJ ZIP: 07701 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: HOVNANIAN ENTERPRISES INC CENTRAL INDEX KEY: 0000357294 STANDARD INDUSTRIAL CLASSIFICATION: OPERATIVE BUILDERS [1531] IRS NUMBER: 221851059 STATE OF INCORPORATION: DE FISCAL YEAR END: 1031 BUSINESS ADDRESS: STREET 1: 10 HWY 35 STREET 2: PO BOX 500 CITY: RED BANK STATE: NJ ZIP: 07701 BUSINESS PHONE: 7327477800 MAIL ADDRESS: STREET 1: 10 HWY 35 PO BOX 500 STREET 2: 10 HWY 35 PO BOX 500 CITY: RED BANK STATE: NJ ZIP: 07701 4 1 doc4.xml X0303 4 2009-01-01 0000357294 HOVNANIAN ENTERPRISES INC HOV 0000938549 HOVNANIAN ARA K 110 WEST FRONT STREET RED BANK NJ 07701 1 1 1 President and CEO Phantom Stock Units Payout 2010 Class B 0 2009-01-01 4 D 0 108102 0 D Class A Common Stock 108102 0 D Phantom Stock Units Payout 2011 0 2009-01-01 4 A 0 148562 0 A Class A Common Stock 148562 407582 D Phantom Stock Units Payout 2011 Class B 0 2009-01-01 4 A 0 124922 0 A Class A Common Stock 124922 124922 D Phantom Stock Units Payout 2011 Class B 0 2009-01-01 4 A 0 108717 0 A Class A Common Stock 108717 233639 D Phantom Stock Units Payout 2011 Class B 0 2009-01-01 4 A 0 108102 0 A Class A Common Stock 108102 341741 D Phantom Stock Units Payout 2013 Class B 0 2009-01-01 4 D 0 108717 0 D Class A Common Stock 108717 0 D Phantom Stock Units Payout 2014 Class A 0 2009-01-01 4 D 0 148562 0 D Class A Common Stock 148562 0 D Phantom Stock Units Payout 2014 Class B 0 2009-01-01 4 D 0 124922 0 D Class A Common Stock 124922 0 D Converts to Class A Common Stock on a one-for-one basis Deemed disposition and acquisition of securities in connection with changes to deferral periods for Phantom Stock Units Payout to be made on January 1, 2010 or upon the occurrence of certain other events set forth under the terms of the Deferred Compensation Plan Upon distribution of the Phantom Stock Units, shares of Class B Common Stock would be distributed. Shares of Class B Common Stock are immediately convertible into an equal number of shares of Class A Common Stock N/A Payout to be made on January 1, 2011, or upon the occurrence of certain other events set forth under the terms of the Deferred Compensation Plan Payout to be made on January 1, 2013 or upon the occurrence of certain other events set forth under the terms of the Deferred Compensation Plan Payout to be made on January 1, 2014, or upon the occurrence of certain other events set forth under the terms of the Deferred Compensation Plan Nancy A. Marrazzo Attorney-in-Fact 2009-01-05 -----END PRIVACY-ENHANCED MESSAGE-----