-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, UFDMIrYSfz9QuU0UvI7qNUBxC0iyBz983ZIJzMYOcUfwBLFcpz71dOPEEYd0W8Ti LSRtna3SgbdXxxii99neNw== 0001219411-04-000002.txt : 20040625 0001219411-04-000002.hdr.sgml : 20040625 20040625163747 ACCESSION NUMBER: 0001219411-04-000002 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20040519 FILED AS OF DATE: 20040625 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: HOVNANIAN SIRWART CENTRAL INDEX KEY: 0001219411 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-08551 FILM NUMBER: 04882517 MAIL ADDRESS: STREET 1: 10 HIGHWAY 35 POST OFFICE BOX 500 CITY: RED BANK STATE: NJ ZIP: 07701 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: HOVNANIAN ENTERPRISES INC CENTRAL INDEX KEY: 0000357294 STANDARD INDUSTRIAL CLASSIFICATION: OPERATIVE BUILDERS [1531] IRS NUMBER: 221851059 STATE OF INCORPORATION: DE FISCAL YEAR END: 1031 BUSINESS ADDRESS: STREET 1: 10 HWY 35 STREET 2: PO BOX 500 CITY: RED BANK STATE: NJ ZIP: 07701 BUSINESS PHONE: 7327477800 MAIL ADDRESS: STREET 1: 10 HWY 35 PO BOX 500 STREET 2: 10 HWY 35 PO BOX 500 CITY: RED BANK STATE: NJ ZIP: 07701 4 1 edgar.xml PRIMARY DOCUMENT X0202 4 2004-05-19 0000357294 HOVNANIAN ENTERPRISES INC HOV 0001219411 HOVNANIAN SIRWART 10 HIGHWAY 35 RED BANK NJ 07701 0 0 1 0 Class A Common Stock 2003-12-12 5 G 0 56113 D 9693924 I Held by Spouse Class A Common Stock 2004-05-19 4 J 0 2000000 D 7730424 I Held by Spouse Class A Common Stock 190000 D Class B Common Stock 2004-01-14 5 G 0 11597.52 D Class A Common Stock 11597.52 2565261.6 I Held by the Family Limited Partnership Class B Common Stock Class A Common Stock 5499724 5499724 I Held by spouse Class B Common Stock Class A Common Stock 30000 30000 I Held by the Limited Partnership Class B Common Stock Class A Common Stock 529124 529124 I Held by the Reporting Person as trustee for daughter. Not applicable. On March 19, 2004, the common stock of Hovnanian Enterprises, Inc. split 2-for-1, resulting in 4,846,962 additional shares of Class A Common Stock deemed indirectly held by the reporting person. On May 19, 2004, the spouse of the reporting person transferred 2,000,000 shares of Class A Common Stock to a grantor retained annuity trust of which the reporting person's spouse is the principal beneficiary. On May 5, 2004, the spouse of the reporting person acquired 36,500 shares of Class A Common Stock from the Kevork S. Hovnanian 1991 Exclusion Trust (the "Exclusion Trust"), which shares (after an adjustment of an additional 18,250 shares to reflect the 2-for-1 stock split on March 19, 2004) were previously reported as indirectly owned by the reporting person through the Exclusion Trust. The reporting person's beneficial interest in such shares was not changed by such transaction. On March 19, 2004, the common stock of Hovnanian Enterprises, Inc. split 2-for-1, resulting in 95,000 additional shares of Class A Common Stock held by the reporting person. The Class B Common Stock, par value $.01 per share, non-cumulative, is immediately convertible into an equal number of shares of Class A Common Stock, par value $.01 per share, non-cumulative. No expiration date. On March 19, 2004, the common stock of Hovnanian Enterprises, Inc. split 2-for-1, resulting in 1,282,630.80 additional shares of Class B Common Stock deemed indirectly held by the reporting person. Held by the Kevork S. Hovnanian Family Limited Partnership (the "Limited Partnership") On March 19, 2004, the common stock of Hovnanian Enterprises, Inc. split 2-for-1, resulting in 2,694,412 additional shares of Class B Common Stock deemed indirectly by the reporting person. On May 5, 2004, the spouse of the reporting person acquired 110,900 shares of Class B Common Stock from the Exclusion Trust, which shares (after an adjustment of an additional 55,450 shares to reflect the 2-for-1 stock split on March 19, 2004) were previously reported as indirectly owned by the reporting person through the Exclusion Trust. The reporting person's beneficial interest in such shares was not changed by such transaction. On March 19, 2004, the common stock of Hovnanian Enterprises, Inc. split 2-for-1, resulting in 15,000 additional shares of Class B Common Stock deemed indirectly held by the reporting person. Held by the Limited Partnership through the partnership interest held by the Sirwart Hovnanian 1994 Martial Trust. On March 19, 2004, the common stock of Hovnanian Enterprises, Inc. split 2-for-1, resulting in 264,562 additional shares of Class B Common Stock deemed indirectly held by the reporting person. Nancy A. Marazzo 2004-06-25 -----END PRIVACY-ENHANCED MESSAGE-----