-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, TRZL3kFR1RtXghuu5mwEnbRZyPgFHhAZZzYAG2QFJJFnfbQbOfzBRPjLm/jMFK6S cbSvtwM7HUx53FtTxab0wg== 0000938549-05-000005.txt : 20050425 0000938549-05-000005.hdr.sgml : 20050425 20050425141436 ACCESSION NUMBER: 0000938549-05-000005 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20050421 FILED AS OF DATE: 20050425 DATE AS OF CHANGE: 20050425 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: HOVNANIAN ENTERPRISES INC CENTRAL INDEX KEY: 0000357294 STANDARD INDUSTRIAL CLASSIFICATION: OPERATIVE BUILDERS [1531] IRS NUMBER: 221851059 STATE OF INCORPORATION: DE FISCAL YEAR END: 1031 BUSINESS ADDRESS: STREET 1: 10 HWY 35 STREET 2: PO BOX 500 CITY: RED BANK STATE: NJ ZIP: 07701 BUSINESS PHONE: 7327477800 MAIL ADDRESS: STREET 1: 10 HWY 35 PO BOX 500 STREET 2: 10 HWY 35 PO BOX 500 CITY: RED BANK STATE: NJ ZIP: 07701 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: HOVNANIAN ARA K CENTRAL INDEX KEY: 0000938549 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-08551 FILM NUMBER: 05769667 MAIL ADDRESS: STREET 1: 10 HIGHWAY 35 STREET 2: PO BOX 500 CITY: RED BANK STATE: NJ ZIP: 07701 4 1 edgar.xml PRIMARY DOCUMENT X0202 4 2005-04-21 0000357294 HOVNANIAN ENTERPRISES INC HOV 0000938549 HOVNANIAN ARA K 10 HIGHWAY 35 RED BANK NJ 07701 1 1 1 0 President and CEO Class A Common Stock 2005-04-21 4 J 0 250000 A 250000 I Held by the Ara K. Hovnanian 2004 GRAT Class A Common Stock 2005-04-22 4 M 0 100000 2.5625 A 1166766 D Class A Common Stock 2000000 I Held as trustee of the KSH 2004 GRAT in which Reporting Person has a potential remainder interest Class A Common Stock 33060 I Held by estate of son Alton Class A Common Stock 13974 I Held by son Alexander Class A Common Stock 6700 I Held by daughter Serena Class A Common Stock 16700 I Held by wife Class B Common Stock 2005-04-21 4 J 0 250000 A Class A Common Stock 250000 250000 I Held by the Ara K. Hovnanian 2004 GRAT Option to Purchase Class A Common Stock 2.5625 2005-04-22 4 M 0 100000 D 2005-05-04 Class A Common Stock 100000 350000 D Class B Common Stock Class A Common Stock 1664150 1664150 D Class B Common Stock Class A Common Stock 53974 53974 I Held by son Alexander Class B Common Stock Class A Common Stock 39300 39300 I Held by daughter Serena Class B Common Stock Class A Common Stock 20300 20300 I Held by wife Class B Common Stock Class A Common Stock 70960 70960 I Held by estate of son Alton Class B Common Stock Class A Common Stock 150000 150000 I Held by the Family Limited Partnership Class B Common Stock Class A Common Stock 1074208.58 1074208.58 I Held by the Limited Partnership Class B Common Stock Class A Common Stock 387643.6 387643.6 I Held by the Limited Partnership Class B Common Stock Class A Common Stock 484554 484554 I Held by the Limited Partnership Class B Common Stock Class A Common Stock 581464.42 581464.42 I Held by the Limited Partnership Class B Common Stock Class A Common Stock 265693.8 265693.8 I Held by the Limited Partnership Class B Common Stock Class A Common Stock 4000 4000 I Held by the Reporting Person as trustee Class B Common Stock Class A Common Stock 4000 4000 I Held by the Reporting Person as trustee On April 21, 2005, the reporting person was appointed as a trustee of a grantor retained annuity trust of which the reporting person is the principal beneficiary. The reporting person had transferred to the trust on May 28, 2004 the 250,000 shares of Class A Common Stock currently held by the trust. N/A The Class B Common Stock, par value $.01 per share, non-cumulative, is immediately convertible into an equal number of shares of Class A Common Stock, par value $.01 per share, non-cumulative. On April 21, 2005, the reporting person was appointed as a trustee of a grantor retained annuity trust of which the reporting person is the principal beneficiary. The reporting person had transferred to the trust on May 28, 2004 the 250,000 shares of Class A Common Stock currently held by the trust. No expiration date. Immediate N/A This option was previously reported as covering 225,000 shares at an exercise prices of $5.125 per share, but was adjusted to reflect the 2-for-1 stock split on March 19, 2004. Held by the Kevork S. Hovnanian Family Limited Partnership (the "Limited Partnership") Held by the Limited Partnership through the partnership interest held by the Ara K. Hovnanian Family 1994 Long-Term Trust, of which the reporting person is trustee Held by the Limited Partnership through the partnership interest held by the Sossie K. Najarian Family 1994 Long-Term Trust, of which the reporting person is trustee Held by the Limited Partnership through the partnership interest held by the Esther K. Barry Family 1994 Long-Term Trust, of which the reporting person is trustee Held by the Limited Partnership through the partnership interest held by the Lucy K. Kalian Family 1994 Long-Term Trust, of which the reporting person is trustee Held by the Limited Partnership through the partnership interest held by the Nadia K. Rodriquez Family 1994 Long-Term Trust, of which the reporting person is trustee Held by reporting person as trustee of the Alton Hovnanian Trust Held by reporting person as trustee of the Alexander Hovnanian Trust Nancy A. Marrazzo 2005-04-25 -----END PRIVACY-ENHANCED MESSAGE-----