-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, CQpJuAbKPWMtPEw/LyaHm1LJVtlDlyY2H2adzWLbeyEf6hLOxxDHcm/htxmoU0wK hrZvRZ9q9VUQhQQY0P9SWg== 0001209191-10-006587.txt : 20100203 0001209191-10-006587.hdr.sgml : 20100203 20100203162542 ACCESSION NUMBER: 0001209191-10-006587 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20100201 FILED AS OF DATE: 20100203 DATE AS OF CHANGE: 20100203 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Pernock David CENTRAL INDEX KEY: 0001471956 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-31564 FILM NUMBER: 10571001 MAIL ADDRESS: STREET 1: 405 EAGLEVIEW BOULEVARD CITY: EXTON STATE: PA ZIP: 19341 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Fibrocell Science, Inc. CENTRAL INDEX KEY: 0000357097 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 870458888 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 405 EAGLEVIEW BOULEVARD CITY: EXTON STATE: PA ZIP: 19341 BUSINESS PHONE: 484-713-6000 MAIL ADDRESS: STREET 1: 405 EAGLEVIEW BOULEVARD CITY: EXTON STATE: PA ZIP: 19341 FORMER COMPANY: FORMER CONFORMED NAME: ISOLAGEN INC DATE OF NAME CHANGE: 20020320 FORMER COMPANY: FORMER CONFORMED NAME: AMERICAN FINANCIAL HOLDING INC /DE DATE OF NAME CHANGE: 19960330 FORMER COMPANY: FORMER CONFORMED NAME: AMERICAN FINANCIAL HOLDING INC /CO DATE OF NAME CHANGE: 19921008 4 1 c95379_4x0.xml MAIN DOCUMENT DESCRIPTION X0303 4 2010-02-01 0000357097 Fibrocell Science, Inc. FCSC.OB 0001471956 Pernock David C/O 405 EAGLEVIEW BOULEVARD EXTON PA 19341 1 1 0 0 Chief Executive Officer Stock Option (right to buy) 1.08 2010-02-01 4 A 0 1650000 A 2020-02-01 Common Stock 1650000 2100000 D The 1,650,000 options vest as follows: (i) 250,000 shares on February 1, 2010; (ii) 100,000 shares upon the closing of a strategic partnership or licensing deal with a major partner that enables Fibrocell Science, Inc. (the "Company") to significantly improve and/or accelerate its capabilities in such areas as research, production, marketing and/or sales and enable the Company to reach or exceed its major business milestones within the Company's strategic and operational plans, provided Mr. Pernock is the CEO on the closing date of such partnership or licensing deal; and (iii) 1,300,000 shares in equal 1/36th installments monthly over a three-year period, provided Mr. Pernock is the CEO on each vesting date. Options issued pursuant to the employment agreement between the Company and Mr. Pernock dated February 1, 2010. David Pernock 2010-02-01 -----END PRIVACY-ENHANCED MESSAGE-----