-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, JElCz90+Hgpe/TbqUTw7TJ98YHN8OsT/caOA6QC+hsyX50nTyNKv/JWYy1YkQDCU iOKC5zCsNAgwUxo/Kbd+3Q== 0001095449-01-500060.txt : 20010509 0001095449-01-500060.hdr.sgml : 20010509 ACCESSION NUMBER: 0001095449-01-500060 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20000930 FILED AS OF DATE: 20010508 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: TCI INTERNATIONAL INC CENTRAL INDEX KEY: 0000357064 STANDARD INDUSTRIAL CLASSIFICATION: RADIO & TV BROADCASTING & COMMUNICATIONS EQUIPMENT [3663] IRS NUMBER: 943026925 STATE OF INCORPORATION: DE FISCAL YEAR END: 0930 FILING VALUES: FORM TYPE: 4 SEC ACT: SEC FILE NUMBER: 000-10877 FILM NUMBER: 1625310 BUSINESS ADDRESS: STREET 1: 47300 KATO ROAD CITY: FREMONT STATE: CA ZIP: 94538 BUSINESS PHONE: 4087476100 MAIL ADDRESS: STREET 1: 47300 KATO ROAD CITY: FREMONT STATE: CA ZIP: 94538 FORMER COMPANY: FORMER CONFORMED NAME: TECHNOLOGY FOR COMMUNICATIONS INTERNATIONAL INC DATE OF NAME CHANGE: 19880606 COMPANY DATA: COMPANY CONFORMED NAME: ROI PARTNERS L P CENTRAL INDEX KEY: 0000882871 STANDARD INDUSTRIAL CLASSIFICATION: [] OWNER FILING VALUES: FORM TYPE: 4 BUSINESS ADDRESS: STREET 1: 17 E SIR FRANCIS DRAKE BLVD STREET 2: #225 CITY: LARKSPUR STATE: CA ZIP: 94939 BUSINESS PHONE: 4154648023 MAIL ADDRESS: STREET 1: 17 E SIR FRANCIS DRAKE BLVD. STREET 2: #225 CITY: LARKSPUR STATE: CA ZIP: 94939 4 1 lpf40201.txt FORM 4 FEBRUARY 2001 F O R M 4 U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(f) of the Investment Company Act of 1940 [X] Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b). 1. Name and Address of Reporting Person* ROI Partners, L.P. 17 E. Sir Francis Drake Blvd., Suite 225 Larkspur, CA 94939 2. Issuer Name and Ticker or Trading Symbol TCI International, Inc. 3. IRS Identification Number of Reporting Person, if an Entity (Voluntary) 4. Statement for Month/Year February 2001 5. If Amendment, Date of Original (Month/Year) 6. Relationship of Reporting Person to Issuer (Check all applicable) [] Director [X] 10% Owner [] Officer (give title below) [] Other (specify below) 7. Individual or Joint/Group Filing (Check applicable line) [X] Form filed by one Reporting Person [] Form filed by more than one Reporting Person *If the Form is filed by more than one Reporting Person, see Instruction 4(b)(v). Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. Table 1 -- Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned 1. Title of Security (Instr. 3) Common Stock, $.01 par value 2.Transaction 3.Transaction 4.Securities Acquired (A) or Date Code Disposed (D) of Code V Amount A/D Price 2/1/01 S 1300 D 10.7742 2/1/01 S 200 D 10.7747 2/1/01 S 300 D 10.7746 2/1/01 S 2700 D 10.7738 2/1/01 S 300 D 10.7496 2/1/01 S 700 D 10.7496 2/1/01 S 1000 D 10.7496 2/2/01 S 800 D 10.7746 2/2/01 S 200 D 10.7747 2/2/01 S 1000 D 10.7746 2/2/01 S 400 D 10.7746 2/2/01 S 400 D 10.7747 2/2/01 S 1100 D 10.7746 2/2/01 S 5500 D 10.7746 2/2/01 S 400 D 10.7747 2/2/01 S 600 D 10.7746 2/2/01 S 900 D 10.7746 2/2/01 S 100 D 10.7746 2/2/01 S 1900 D 10.7746 2/2/01 S 100 D 10.7746 2/2/01 S 500 D 10.7746 2/2/01 S 1400 D 10.7746 2/2/01 S 2500 D 10.7746 2/2/01 S 1100 D 10.7746 2/2/01 S 1900 D 10.7746 2/2/01 S 1600 D 10.7746 2/2/01 S 1400 D 10.7746 2/2/01 S 1100 D 10.7746 2/2/01 S 100 D 10.7746 2/2/01 S 1900 D 10.7746 2/2/01 S 3500 D 10.7746 2/2/01 S 2500 D 10.7746 2/2/01 S 2100 D 10.7746 2/6/01 S 900 D 10.7746 2/6/01 S 2600 D 10.7746 2/7/01 S 10000 D 10.7746 2/8/01 S 200 D 10.7747 2/8/01 S 2000 D 10.7746 2/8/01 S 500 D 10.7746 2/8/01 S 1100 D 10.7746 2/8/01 S 900 D 10.7746 2/8/01 S 1500 D 10.7746 2/8/01 S 2500 D 10.7746 2/8/01 S 4500 D 10.7746 2/8/01 S 1000 D 10.7746 2/8/01 S 600 D 10.7746 2/8/01 S 1000 D 10.7746 2/8/01 S 900 D 10.77463 2/8/01 S 2000 D 10.7746 2/8/01 S 3000 D 10.7746 2/8/01 S 3000 D 10.7746 2/8/01 S 1100 D 10.7746 2/8/01 S 2500 D 10.7746 2/8/01 S 2000 D 10.7746 2/8/01 S 2500 D 10.7746 2/8/01 S 500 D 10.7746 2/8/01 S 2000 D 10.7746 2/8/01 S 2500 D 10.7746 2/8/01 S 2200 D 10.7746 2/8/01 S 2300 D 10.7746 2/8/01 S 1700 D 10.7746 2/8/01 S 300 D 10.7746 2/8/01 S 200 D 10.7747 2/8/01 S 1000 D 10.7746 2/8/01 S 500 D 10.7746 2/8/01 S 2000 D 10.7746 2/8/01 S 4500 D 10.7746 2/8/01 S 4500 D 10.7746 2/8/01 S 1500 D 10.77464 2/8/01 S 3000 D 10.7746 2/8/01 S 3000 D 10.7746 2/8/01 S 1200 D 10.7746 2/8/01 S 3800 D 10.7746 2/8/01 S 1700 D 10.7746 2/8/01 S 2500 D 10.7746 2/8/01 S 8000 D 10.7746 2/8/01 S 300 D 10.7746 2/9/01 S 1500 D 10.7746 2/9/01 S 1200 D 10.7746 2/9/01 S 1000 D 10.7746 2/9/01 S 10000 D 10.7746 2/9/01 S 3000 D 10.7746 2/9/01 S 1500 D 10.7746 2/9/01 S 1800 D 10.7746 2/9/01 S 1200 D 10.7746 2/9/01 S 1000 D 10.7746 2/9/01 S 500 D 10.7746 2/9/01 S 1500 D 10.7746 2/9/01 S 2000 D 10.7746 2/9/01 S 800 D 10.7746 2/9/01 S 3000 D 10.7746 2/12/01 S 500 D 10.7746 2/12/01 S 3500 D 10.7746 2/12/01 S 2000 D 10.7746 2/12/01 S 1200 D 10.7746 2/12/01 S 3800 D 10.7746 2/12/01 S 1000 D 10.7746 2/12/01 S 1000 D 10.7746 2/12/01 S 2200 D 10.7746 2/12/01 S 2500 D 10.7746 2/12/01 S 4300 D 10.7746 2/13/01 S 500 D 10.7825 2/13/01 S 6000 D 10.7825 2/13/01 S 5000 D 10.7825 2/13/01 S 2000 D 10.7825 2/13/01 S 500 D 10.7825 2/13/01 S 2000 D 10.7825 2/13/01 S 1400 D 10.7825 2/13/01 S 100 D 10.7825 2/13/01 S 1400 D 10.7825 2/13/01 S 600 D 10.7825 2/13/01 S 3600 D 10.7825 2/13/01 S 300 D 10.7825 2/14/01 S 700 D 10.7770 2/14/01 S 300 D 10.7770 2/14/01 S 3000 D 10.7770 2/14/01 S 1000 D 10.7770 2/14/01 S 10800 D 10.7770 2/14/01 S 5000 D 10.7770 2/14/01 S 1200 D 10.7770 2/14/01 S 5300 D 10.7770 2/14/01 S 4000 D 10.7770 2/14/01 S 700 D 10.7770 2/14/01 S 1300 D 10.7770 2/14/01 S 1000 D 10.7770 2/14/01 S 500 D 10.7770 2/14/01 S 500 D 10.7770 2/14/01 S 2000 D 10.7770 2/14/01 S 1000 D 10.7770 2/14/01 S 6700 D 10.7770 2/14/01 S 1300 D 10.7770 2/14/01 S 1000 D 10.7770 2/14/01 S 2200 D 10.7770 2/14/01 S 1000 D 10.7770 2/14/01 S 800 D 10.77705 2/14/01 S 1200 D 10.7770 2/14/01 S 2000 D 10.7770 2/14/01 S 1300 D 10.7770 2/14/01 S 1700 D 10.7770 2/14/01 S 300 D 10.7770 2/14/01 S 200 D 10.7771 2/14/01 S 1500 D 10.7770 2/14/01 S 500 D 10.7770 2/15/01 S 800 D 10.7195 2/15/01 S 700 D 10.7195 2/15/01 S 2300 D 10.7195 2/15/01 S 1000 D 10.7195 2/15/01 S 1700 D 10.7195 2/15/01 S 1000 D 10.7195 2/15/01 S 300 D 10.7195 2/15/01 S 1000 D 10.7195 2/15/01 S 700 D 10.7195 2/15/01 S 800 D 10.7195 2/15/01 S 1000 D 10.7195 2/15/01 S 2000 D 10.7195 2/15/01 S 200 D 10.7195 2/15/01 S 1000 D 10.7195 2/15/01 S 1000 D 10.7195 2/15/01 S 300 D 10.7195 2/15/01 S 3700 D 10.7195 2/15/01 S 300 D 10.7195 2/15/01 S 2000 D 10.7195 2/15/01 S 1300 D 10.7195 2/15/01 S 1700 D 10.7195 2/15/01 S 300 D 10.7195 2/15/01 S 700 D 10.7195 2/15/01 S 1000 D 10.7195 2/15/01 S 300 D 10.7195 2/15/01 S 1000 D 10.7195 2/15/01 S 500 D 10.7195 2/15/01 S 500 D 10.7195 2/15/01 S 4000 D 10.7195 2/15/01 S 500 D 10.7195 2/15/01 S 9500 D 10.7195 2/15/01 S 5500 D 10.7195 2/15/01 S 100 D 10.7195 2/15/01 S 1300 D 10.7195 2/15/01 S 600 D 10.7121 2/15/01 S 1500 D 10.7121 2/15/01 S 1000 D 10.7121 2/15/01 S 1600 D 10.7121 2/15/01 S 300 D 10.7121 2/16/01 S 600 D 10.7122 2/16/01 S 100 D 10.7121 2/16/01 S 500 D 10.7121 2/16/01 S 1400 D 10.7121 2/16/01 S 500 D 10.7121 2/16/01 S 1000 D 10.7121 2/16/01 S 200 D 10.7122 2/16/01 S 500 D 10.7121 2/16/01 S 500 D 10.7121 2/16/01 S 1000 D 10.7121 2/16/01 S 500 D 10.7121 2/16/01 S 600 D 10.7121 2/16/01 S 100 D 10.7121 2/16/01 S 100 D 10.7121 2/16/01 S 100 D 10.7122 2/16/01 S 900 D 10.7121 2/16/01 S 1000 D 10.7121 2/16/01 S 500 D 10.7121 2/16/01 S 500 D 10.7121 2/16/01 S 500 D 10.7121 2/16/01 S 400 D 10.7121 2/16/01 S 500 D 10.7121 2/16/01 S 300 D 10.7121 2/16/01 S 400 D 10.7122 2/16/01 S 600 D 10.7121 2/16/01 S 1000 D 10.7121 2/16/01 S 400 D 10.7122 2/16/01 S 300 D 10.7121 2/16/01 S 1000 D 10.7121 2/16/01 S 200 D 10.7121 2/16/01 S 100 D 10.7121 2/16/01 S 800 D 10.7121 2/16/01 S 500 D 10.7121 2/16/01 S 300 D 10.7121 2/16/01 S 500 D 10.7121 2/16/01 S 900 D 10.7121 2/16/01 S 1000 D 10.7121 2/16/01 S 500 D 10.7121 2/16/01 S 1000 D 10.7121 2/16/01 S 500 D 10.7121 2/16/01 S 500 D 10.7121 2/16/01 S 500 D 10.7121 2/16/01 S 1500 D 10.7121 2/16/01 S 900 D 10.7121 2/16/01 S 300 D 10.7121 2/20/01 S 300 D 10.7746 2/20/01 S 900 D 10.7746 2/20/01 S 100 D 10.7746 2/20/01 S 500 D 10.7746 2/20/01 S 200 D 10.7747 2/20/01 S 300 D 10.7746 2/20/01 S 500 D 10.7746 2/20/01 S 1900 D 10.7746 2/20/01 S 100 D 10.7746 2/20/01 S 500 D 10.7746 2/20/01 S 400 D 10.7747 2/20/01 S 100 D 10.7746 2/20/01 S 300 D 10.7746 2/20/01 S 500 D 10.7746 2/20/01 S 100 D 10.7747 2/20/01 S 600 D 10.7746 2/20/01 S 300 D 10.7746 2/20/01 S 400 D 10.7747 2/20/01 S 700 D 10.7746 2/20/01 S 1500 D 10.7746 2/20/01 S 200 D 10.7747 2/20/01 S 800 D 10.7746 2/20/01 S 300 D 10.7746 2/20/01 S 200 D 10.7747 2/20/01 S 100 D 10.7746 2/20/01 S 300 D 10.7746 2/20/01 S 1000 D 10.7746 2/20/01 S 100 D 10.7746 2/20/01 S 500 D 10.7746 2/20/01 S 500 D 10.7746 2/20/01 S 700 D 10.7746 2/20/01 S 200 D 10.7747 2/20/01 S 1000 D 10.7746 2/20/01 S 100 D 10.7746 2/20/01 S 300 D 10.7746 2/20/01 S 200 D 10.7746 2/20/01 S 500 D 10.7746 2/20/01 S 600 D 10.7746 2/20/01 S 100 D 10.7746 2/20/01 S 500 D 10.7746 2/20/01 S 600 D 10.7746 2/20/01 S 200 D 10.7747 2/20/01 S 100 D 10.7746 2/20/01 S 100 D 10.7746 2/20/01 S 300 D 10.7746 2/20/01 S 300 D 10.7746 5. Amount of Securities Beneficially Owned at End of Month (Instr. 3 and 4) -0- 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) D 7. Nature of Indirect Beneficial Ownership (Instr. 4) Table II -- Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) 1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 4. Transaction Code (Instr. 8) Code 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) (A) (D) 6. Date Exercisable and Expiration Date (Month/Day/Year) Date Exercisable Expiration Date 7. Title and Amount of Underlying Securities (Instr. 3 and 4) Title Amount or Number of Shares 8. Price of Derivative Security (Instr. 5) 9. Number of Derivative Securities Beneficially Owned at End of Month (Instr. 4) 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4) Explanation of Responses: ROI PARTNERS, L.P. /s/ Mitchell J. Soboleski May 8, 2001 Mitchell J. Soboleski Date Secretary of ROI Capital Management, Inc., its General Partner **Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). Note: File three copies of this Form, one of which must be manually signed. If space provided is insufficient, see Instruction 6 for procedure. (..continued) -----END PRIVACY-ENHANCED MESSAGE-----