-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, DY9wuB+yep5yLBqMCy2Zeby5dD+V5y7+UMc4TdOWpe3u2c2VmjkHtViDL+mZBI20 ZKas4KF/FSReNvs1zQR+Sw== /in/edgar/work/20000921/0001095449-00-000106/0001095449-00-000106.txt : 20000924 0001095449-00-000106.hdr.sgml : 20000924 ACCESSION NUMBER: 0001095449-00-000106 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20000114 FILED AS OF DATE: 20000921 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: TCI INTERNATIONAL INC CENTRAL INDEX KEY: 0000357064 STANDARD INDUSTRIAL CLASSIFICATION: [3663 ] IRS NUMBER: 943026925 STATE OF INCORPORATION: DE FISCAL YEAR END: 0930 FILING VALUES: FORM TYPE: 3 SEC ACT: SEC FILE NUMBER: 000-10877 FILM NUMBER: 726099 BUSINESS ADDRESS: STREET 1: 222 CASPIAN DR CITY: SUNNYVALE STATE: CA ZIP: 94089 BUSINESS PHONE: 4087476100 MAIL ADDRESS: STREET 1: 222 CASPIN DRIVE CITY: SUNNYVALE STATE: CA ZIP: 94089 FORMER COMPANY: FORMER CONFORMED NAME: TECHNOLOGY FOR COMMUNICATIONS INTERNATIONAL INC DATE OF NAME CHANGE: 19880606 COMPANY DATA: COMPANY CONFORMED NAME: ROI PARTNERS L P CENTRAL INDEX KEY: 0000882871 STANDARD INDUSTRIAL CLASSIFICATION: [ ]OWNER FILING VALUES: FORM TYPE: 3 BUSINESS ADDRESS: STREET 1: 17 E SIR FRANCIS DRAKE BLVD STREET 2: #225 CITY: LARKSPUR STATE: CA ZIP: 94939 BUSINESS PHONE: 4154648023 MAIL ADDRESS: STREET 1: 17 E SIR FRANCIS DRAKE BLVD. STREET 2: #225 CITY: LARKSPUR STATE: CA ZIP: 94939 3 1 0001.txt FORM 3 U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(f) of the Investment Company Act of 1940 1. Name and Address of Reporting Person ROI Partners, L.P. 17 E. Sir Francis Drake Blvd., Suite 225 Larkspur, CA 94939 (415) 464-8028 (Phone) (415) 464-8022 (Fax) Date of Event Requiring Statement (Month/Day/Year) 1/14/00 IRS or Social Security Number of Reporting Person (Voluntary) Issuer Name and Ticker or Trading Symbol TCI International, Inc. Relationship of Reporting Person to Issuer (Check all applicable) [ ] Director [X] 10% Owner [ ] Officer (give [ ] Other (specify below) title below) If Amendment, Date of Original (Month/Year) Individual or Joint/Group Filing (Check Applicable Line) [X] Form filed by One Reporting Person [ ] Form filed by More than One Reporting Person Table 1 -- Non-Derivative Securities Beneficially Owned 1. Title of Security (Instr. 4) Common Stock, $.01 par value 2. Amount of Securities Beneficially Owned (Instr. 4) 342,200 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) D 4. Nature of Indirect Beneficial Ownership (Instr. 5) Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. If this form is filed by more than one reporting person, see Instruction 5(b)(v). Table II Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) 1. Title of Derivative Security (Instr. 4) 2. Date Exercisable and Expiration Date (Month/Day/Year) 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) 4. Conversion or Exercise Price of Derivative Security 5. Ownership Form of Derivative Security: Direct (D) or Indirect (i) (Instr. 5) Nature of Indirect Beneficial Ownership (Instr. 5) Explanation of Responses: ROI PARTNERS, L.P. /s/ Mitchell J. Soboleski September 12, 2000 ______________________________ ___________________ Mitchell J. Soboleski Date Secretary of ROI Capital Management, Inc., its General Partner **Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. I001 and 15 U.S.C. 78ff(a). Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, See Instruction 6 for procedure. Potential persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number. -----END PRIVACY-ENHANCED MESSAGE-----