Name,
Address,
and Birthdate |
Position(s)
Held with
the Trust
|
Length of
Time
Served
|
Number of
Funds in Fund
Complex
Overseen by
Trustee
|
Principal Occupation(s)
During the Past Five Years
|
Other Directorships
Held by Trustee
During the Past
Five Years
|
Interested Trustee
|
|||||
Shawn K. Lytle1
100 Independence, 610 Market Street Philadelphia, PA 19106-2354 February 1970
|
President, Chief Executive Officer, and Trustee
|
President and Chief Executive Officer since August 2015
Trustee since September 2015
|
150
|
Global Head of Macquarie Investment Management2 (January 2019–Present); Head of Americas of Macquarie Group (December 2017–Present); Deputy Global Head of Macquarie Investment Management (2017–2019); Head of Macquarie Investment
Management Americas (2015–2017)
|
Trustee — UBS Relationship Funds, SMA Relationship Trust, and UBS Funds (May 2010– April 2015)
|
Independent Trustees
|
|||||
Jerome D. Abernathy
100 Independence, 610 Market Street Philadelphia, PA 19106-2354 July 1959
|
Trustee
|
Since January 2019
|
150
|
Managing Member, Stonebrook Capital Management, LLC (financial technology: macro factors and databases) (January 1993–Present)
|
None
|
Thomas L. Bennett
100 Independence, 610 Market Street Philadelphia, PA 19106-2354 October 1947
|
Chair and Trustee
|
Trustee since March 2005
Chair since March 2015
|
150
|
Private Investor (March 2004–Present)
|
None
|
Ann D. Borowiec
100 Independence, 610 Market Street Philadelphia, PA 19106-2354 November 1958
|
Trustee
|
Since March 2015
|
150
|
Chief Executive Officer, Private Wealth Management (2011–2013) and Market Manager, New Jersey Private Bank (2005–2011) — J.P. Morgan Chase & Co.
|
Director—Banco Santander International (October 2016–December 2019)
Director—Santander Bank, N.A. (December 2016– December 2019)
|
Joseph W. Chow
100 Independence, 610 Market Street Philadelphia, PA 19106-2354 January 1953
|
Trustee
|
Since January 2013
|
150
|
Private Investor (April 2011–Present)
|
Director and Audit Committee Member — Hercules Technology Growth Capital, Inc. (July 2004–July 2014)
|
H. Jeffrey Dobbs3
100 Independence, 610 Market Street Philadelphia, PA 19106-2354 May 1955
|
Trustee
|
Since December 2021
|
150
|
Global Sector Chairman, Industrial Manufacturing, KPMG LLP (2010-2015)
|
Director, Valparaiso University (2012-Present)
Director, TechAccel LLC (2015-Present) (Tech R&D)
Board Member, Kansas City Repertory Theatre (2015-Present)
Board Member, PatientsVoices, Inc. (healthcare) (2018-Present)
Kansas City Campus for Animal Care (2018-Present)
Director, National Association of Manufacturers (2010-2015)
Director, The Children’s Center (2003-2015)
Director, Metropolitan Affairs Coalition (2003-2015)
Director, Michigan Roundtable for Diversity and Inclusion (2003-2015)
Trustee, Ivy NextShares (2019)
|
John A. Fry
100 Independence, 610 Market Street Philadelphia, |
Trustee
|
Since January 2001
|
150
|
President — Drexel University (August 2010–Present)
|
Director; Compensation Committee and Governance Committee Member — Community
|
PA 19106-2354
May 1960
|
President — Franklin & Marshall College (July 2002–June 2010)
|
Health Systems (May 2004–Present)
Director — Drexel Morgan & Co. (2015–December 2019)
Director, Audit and Compensation Committee Member — vTv Therapeutics Inc. (2017–Present)
Director and Audit Committee Member — FS Credit Real Estate Income Trust, Inc. (2018–Present)
Director and Audit Committee Member — Federal Reserve Bank of Philadelphia (January 2020–Present)
|
|||
Joseph Harroz, Jr. 3
100 Independence, 610 Market Street Philadelphia, PA 19106-2354 January 1967
|
Trustee
|
Since December 2021
|
150
|
President (2020-Present), Interim President (2019-2020), Vice President (2010-2019) and Dean (2010-2019), College of Law, University of Oklahoma; Managing Member, Harroz Investments, LLC, (commercial enterprises) (1998-2019); Managing
Member, St. Clair, LLC (commercial enterprises) (2019-Present)
|
Director, OU Medicine, Inc. (2020-Present)
Director and Shareholder, Valliance Bank (2007-Present)
Director, Foundation Healthcare (formerly Graymark HealthCare) (2008-2017)
Trustee, the Mewbourne Family Support Organization (2006-Present) (non-profit)
Independent Director, LSQ
|
Manager, Inc. (real estate) (2007-2016)
Director, Oklahoma Foundation for Excellence (non-profit) (2008-Present)
Independent Chairman and Trustee, Waddell & Reed Advisors Funds (WRA Funds) (Independent Chairman: 2015-2018; Trustee: 1998-2018)
Independent Chairman and Trustee, Ivy NextShares (2016-2019)
|
|||||
Sandra A.J. Lawrence3
100 Independence, 610 Market Street Philadelphia, PA 19106-2354 September 1957
|
Trustee
|
Since December 2021
|
150
|
Retired; formerly, Chief Administrative Officer, Children’s Mercy Hospitals and Clinics (2016-2019); CFO, Children’s Mercy Hospitals and Clinics (2005-2016)
|
Director, Hall Family Foundation (1993-Present)
Director, Westar Energy (utility) (2004-2018)
Trustee, Nelson-Atkins Museum of Art (non-profit) (2007-2020)
Director, Turn the Page KC (non-profit) (2012-2016)
Director, Kansas Metropolitan Business and Healthcare Coalition (non-profit) (2017-2019)
Director, National Association of Corporate Directors
|
(non-profit) (2017-Present)
Director, American Shared Hospital Services (medical device) (2017-Present)
Director, Evergy, Inc., Kansas City Power & Light Company, KCP&L Greater Missouri Operations Company, Westar Energy, Inc. and Kansas Gas and Electric Company (related utility companies) (2018-Present)
Director, Stowers (research) (2018)
CoChair, Women Corporate, Directors (director education) (2018-2020)
Trustee, Ivy NextShares (2019)
Director, Brixmor Property Group Inc. (2021-Present)
|
|||||
Frances A. Sevilla-Sacasa
100 Independence, 610 Market Street Philadelphia, PA 19106-2354 January 1956
|
Trustee
|
Since September 2011
|
150
|
Private Investor (January 2017–Present)
Chief Executive Officer — Banco Itaú International (April 2012–December 2016)
Executive Advisor to Dean (August 2011–March 2012) and Interim Dean (January 2011–July 2011) — University
|
Trust Manager and Audit Committee Chair — Camden Property Trust (August 2011–Present)
Director; Audit and Compensation Committee Member — Callon Petroleum Company
|
of Miami School of Business Administration
President — U.S. Trust, Bank of America Private Wealth Management (Private Banking) (July 2007–December 2008)
|
(December 2019–Present)
Director; Audit Committee Member — New Senior Investment Group Inc. (January 2021–September 2021)
Director; Audit Committee Member — Carrizo Oil & Gas, Inc. (March 2018– December 2019)
|
||||
Thomas K. Whitford
100 Independence, 610 Market Street Philadelphia, PA 19106-2354 March 1956
|
Trustee
|
Since January 2013
|
150
|
Vice Chairman (2010–April 2013) — PNC Financial Services Group
|
Director — HSBC North America Holdings Inc. (December 2013–Present)
Director — HSBC USA Inc. (July 2014–Present)
Director — HSBC Bank USA, National Association (July 2014–March 2017)
Director — HSBC Finance Corporation (December 2013–April 2018)
|
Christianna Wood
100 Independence, 610 Market Street Philadelphia, PA 19106-2354 August 1959
|
Trustee
|
Since January 2019
|
150
|
Chief Executive Officer and President — Gore Creek Capital, Ltd. (August 2009–Present)
|
Director; Finance Committee and Audit Committee Member — H&R Block Corporation (July 2008–Present)
Director; Investments Committee, Capital and Finance Committee and
|
Audit Committee Member — Grange Insurance (2013–Present)
Trustee; Chair of Nominating and Governance Committee and Member of Audit Committee — The Merger Fund (2013–October 2021), The Merger Fund VL (2013–October 2021), WCM Alternatives: Event-Driven Fund (2013–October 2021), and WCM Alternatives:
Credit Event Fund (December 2017–October 2021)
Director; Chair of Governance Committee and Audit Committee Member — International Securities Exchange (2010–2016)
|
|||||
Janet L. Yeomans
100 Independence, 610 Market Street Philadelphia, PA 19106-2354 July 1948
|
Trustee
|
Since April 1999
|
150
|
Vice President and Treasurer (January 2006–July 2012) Vice President — Mergers & Acquisitions (January 2003–January 2006), and Vice President and Treasurer (July 1995–January 2003) — 3M Company
|
Director; Personnel and Compensation Committee Chair; Member of Nominating, Investments, and Audit Committees for various periods throughout directorship — Okabena Company (2009–2017)
|
Officers
|
Position(s) Held
with the Trust
|
Length of Time Served
|
Principal Occupation(s)
During the Past Five Years |
|||
David F. Connor4
100 Independence, 610 Market Street Philadelphia, PA 19106-2354 December 1963
|
Senior Vice President, General Counsel, and Secretary
|
Senior Vice President since May 2013; General Counsel since May 2015; Secretary since October 2005
|
David F. Connor has served in various capacities at different times at Macquarie Investment Management.
|
|||
Daniel V. Geatens4
100 Independence, 610 Market Street Philadelphia, PA 19106-2354 October 1972
|
Senior Vice President and Treasurer
|
Senior Vice President since December 2020; Treasurer since October 2007
|
Daniel V. Geatens has served in various capacities at different times at Macquarie Investment Management.
|
|||
Richard Salus
100 Independence, 610 Market Street Philadelphia, PA 19106-2354 October 1963
|
Senior Vice President and Chief Financial Officer
|
Senior Vice President and Chief Financial Officer since November 2006
|
Richard Salus has served in various capacities at different times at Macquarie Investment Management.
|
1
|
Shawn K. Lytle is considered to be an “Interested Trustee” because he is an executive officer of the Manager.
|
2
|
Macquarie Investment Management is the marketing name for certain companies comprising the asset management division of Macquarie Group, including the Funds’ Manager, principal underwriter, and transfer agent.
|
3
|
Messrs. Dobbs and Harroz and Ms. Lawrence were elected as Trustees of the Trust effective December 17, 2021.
|
4
|
David F. Connor serves as Senior Vice President and Secretary, and Daniel V. Geatens serves as Senior Vice President, Treasurer and Chief Financial Officer, for the six portfolios of the Optimum Fund Trust, which
have the same investment manager, principal underwriter, and transfer agent as the Funds. Mr. Geatens also serves as Senior Vice President, Chief Financial Officer and Treasurer for Macquarie Global Infrastructure Total Return Fund Inc.,
which has the same investment manager as the Funds.
|