424B3 1 c88560b3e424b3.txt PROSPECTUS SUPPLEMENT NO. 5 FILED PURSUANT TO RULE 424(b)(3) REGISTRATION NO. 333-110451 333-110451-01 PROSPECTUS SUPPLEMENT NO. 5 $125,000,000 GATX CORPORATION 5% SENIOR CONVERTIBLE NOTES DUE 2023 FULLY AND UNCONDITIONALLY GUARANTEED BY GATX FINANCIAL CORPORATION AND SHARES OF COMMON STOCK ISSUABLE UPON CONVERSION OF THE NOTES This prospectus supplement supplements the prospectus dated January 20, 2004 of GATX Corporation and GATX Financial Corporation, as supplemented by prospectus supplement No. 1 dated January 30, 2004, prospectus supplement No. 2 dated March 15, 2004, prospectus supplement no. 3 dated April 16, 2004 and prospectus supplement no. 4 dated June 2, 2004, relating to the sale by certain holders of our 5% Senior Convertible Notes due 2023 and the shares of our common stock issuable upon conversion of the notes. You should read this prospectus supplement in conjunction with the prospectus. This prospectus supplement is qualified by reference to the prospectus except to the extent that the information in this prospectus supplement supersedes the information contained in the prospectus. Capitalized terms used in this prospectus supplement and not otherwise defined herein have the meanings specified in the prospectus. The following line items are hereby added to the table of Selling Holders contained in the prospectus:
PRINCIPAL AMOUNT OF NOTES BENEFICIALLY NUMBER OF SHARES OWNED THAT OF COMMON STOCK NAME OF SELLING HOLDER MAY BE SOLD THAT MAY BE SOLD ---------------------- -------------------- ---------------- Standard Global Equity Partners SA, L.P......................... $ 149,000 6,289 Scorpion Offshore Investment Fund, Ltd.......................... 91,000 3,841 Relay 3 Asset Holding Co. Limited............................... 16,000 675 SP Holdings Ltd................................................. 49,000 2,068 Standard Pacific Capital Offshore Fund, Ltd..................... 1,212,000 51,157 Standard Global Equity Partners, L.P............................ 389,000 16,419 Barclays Global Investors Equity Hedge Fund II.................. 15,000 633 Standard Pacific MAC 16 Ltd..................................... 64,000 2,701 Standard Global Equity Partners II, L.P......................... 15,000 633
In addition, the following line item in the table of Selling Holders contained in the prospectus is hereby deleted therefrom:
PRINCIPAL AMOUNT OF NOTES BENEFICIALLY NUMBER OF SHARES OWNED THAT OF COMMON STOCK NAME OF SELLING HOLDER MAY BE SOLD THAT MAY BE SOLD ---------------------- ------------------- ---------------- S.A.C. Capital Associates, LLC................................. $ 1,000,000 42,209
INVESTING IN THE NOTES AND OUR COMMON STOCK INVOLVES RISKS. SEE "RISK FACTORS" BEGINNING ON PAGE 5 OF THE PROSPECTUS. ----------------- NEITHER THE SECURITIES AND EXCHANGE COMMISSION NOR ANY STATE SECURITIES COMMISSION HAS APPROVED OR DISAPPROVED OF THESE SECURITIES OR PASSED UPON THE ACCURACY OR ADEQUACY OF THIS PROSPECTUS. ANY REPRESENTATION TO THE CONTRARY IS A CRIMINAL OFFENSE. ----------------- The date of this prospectus supplement is October 6, 2004