-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, E9pR99orwNVVuR2v11f/6HWi9Umb9EX2lpUf8fGnrAHszY0gwDK/FL6nqiEVI5Br uB2/7cBaQYNN2FajxYHfLA== 0000950131-02-002569.txt : 20020703 0000950131-02-002569.hdr.sgml : 20020703 20020703162625 ACCESSION NUMBER: 0000950131-02-002569 CONFORMED SUBMISSION TYPE: 424B3 PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20020703 FILER: COMPANY DATA: COMPANY CONFORMED NAME: GATX FINANCIAL CORP CENTRAL INDEX KEY: 0000357019 STANDARD INDUSTRIAL CLASSIFICATION: FINANCE LESSORS [6172] IRS NUMBER: 941661392 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 424B3 SEC ACT: 1933 Act SEC FILE NUMBER: 333-86212-01 FILM NUMBER: 02696546 BUSINESS ADDRESS: STREET 1: 500 W MONROE ST CITY: CHICAGO STATE: IL ZIP: 60661-3676 BUSINESS PHONE: 4159553200 FORMER COMPANY: FORMER CONFORMED NAME: GATX LEASING CORP DATE OF NAME CHANGE: 19900405 FORMER COMPANY: FORMER CONFORMED NAME: GATX CAPITAL CORP DATE OF NAME CHANGE: 19920703 FILER: COMPANY DATA: COMPANY CONFORMED NAME: GATX CORP CENTRAL INDEX KEY: 0000040211 STANDARD INDUSTRIAL CLASSIFICATION: TRANSPORTATION SERVICES [4700] IRS NUMBER: 361124040 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 424B3 SEC ACT: 1933 Act SEC FILE NUMBER: 333-86212 FILM NUMBER: 02696547 BUSINESS ADDRESS: STREET 1: 500 W MONROE ST CITY: CHICAGO STATE: IL ZIP: 60661 BUSINESS PHONE: 3126216200 FORMER COMPANY: FORMER CONFORMED NAME: GENERAL AMERICAN TRANSPORTATION CORP DATE OF NAME CHANGE: 19750722 424B3 1 d424b3.txt PROSPECTUS SUPPLEMENT NO. 2 Filed Pursuant to Rule 424(b)(3) Registration Nos. 333-86212 PROSPECTUS SUPPLEMENT NO. 2 333-86212-01 $175,000,000 GATX Corporation 7.5% Convertible Senior Notes due 2007 Fully and Unconditionally Guaranteed by GATX Financial Corporation and Shares of Common Stock issuable upon conversion of the Senior Notes This prospectus supplement supplements the prospectus dated June 19, 2002 of GATX Corporation and GATX Financial Corporation, as supplemented by prospectus supplement no. 1 dated June 26, 2002, relating to the sale by certain holders of our 7.5% convertible senior notes due 2007 and the shares of our common stock issuable upon conversion of the notes. You should read this prospectus supplement in conjunction with the prospectus as supplemented to date. This prospectus supplement is qualified by reference to the prospectus as so supplemented except to the extent that the information in this prospectus supplement supersedes the information contained in the prospectus as so supplemented. Capitalized terms used in this prospectus supplement and not otherwise defined herein have the meanings specified in the prospectus. The table of Selling Holders contained in the prospectus is hereby amended to add the entity named below as a Selling Holder:
Principal Amount of Notes Beneficially Number of Shares Owned That of Common Stock Name of Selling Holder May be Sold That May be Sold ---------------------- ------------------- ---------------- AIG DKR SoundShore Opportunity Holding Fund Ltd. $5,000,000 146,670
In addition, the following line items in the table of Selling Holders contained in the prospectus are hereby amended as follows:
Principal Amount of Notes Beneficially Number of Shares Owned That of Common Stock Name of Selling Holder May be Sold That May be Sold ---------------------- ------------------- ---------------- HFR CA Select Fund $ 700,000 20,533 McMahan Securities Co. L.P. 1,000,000 29,334 Zazove Convertible Arbitrage Fund L.P. 400,000 11,733 Zazove Hedged Convertible Fund, LP 3,700,000 108,536 Zazove Income Fund L.P. 2,100,000 61,601
Investing in the notes and our common stock involves risks. See "Risk Factors" beginning on page 5 of the prospectus. Neither the Securities and Exchange Commission nor any state securities commission has approved or disapproved of these securities or passed upon the accuracy or adequacy of this prospectus. Any representation to the contrary is a criminal offense. The date of this prospectus supplement is July 3, 2002
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