0000728889-14-001063.txt : 20140822 0000728889-14-001063.hdr.sgml : 20140822 20140822163611 ACCESSION NUMBER: 0000728889-14-001063 CONFORMED SUBMISSION TYPE: N-PX PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20140630 FILED AS OF DATE: 20140822 DATE AS OF CHANGE: 20140822 EFFECTIVENESS DATE: 20140822 FILER: COMPANY DATA: COMPANY CONFORMED NAME: OPPENHEIMER SERIES FUND CENTRAL INDEX KEY: 0000356865 IRS NUMBER: 061207374 STATE OF INCORPORATION: DE FISCAL YEAR END: 1031 FILING VALUES: FORM TYPE: N-PX SEC ACT: 1940 Act SEC FILE NUMBER: 811-03346 FILM NUMBER: 141060586 BUSINESS ADDRESS: STREET 1: 6803 SOUTH TUCSON WAY STREET 2: N/A CITY: CENTENNIAL STATE: CO ZIP: 80112-3924 BUSINESS PHONE: 303-768-3200 MAIL ADDRESS: STREET 1: 6803 SOUTH TUCSON WAY STREET 2: N/A CITY: CENTENNIAL STATE: CO ZIP: 80112-3924 FORMER COMPANY: FORMER CONFORMED NAME: OPPENHEIMER SERIES FUND INC DATE OF NAME CHANGE: 19960909 FORMER COMPANY: FORMER CONFORMED NAME: CONNECTICUT MUTUAL INVESTMENT ACCOUNTS INC DATE OF NAME CHANGE: 19920703 FORMER COMPANY: FORMER CONFORMED NAME: CONNECTICUT MUTUAL LIQUID ACCOUNT INC DATE OF NAME CHANGE: 19851106 0000356865 S000007309 Oppenheimer Value Fund C000020080 A C000020081 B C000020082 C C000020083 R C000033091 Y C000110989 I N-PX 1 seriesfundnpx.htm

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, DC 20549

 

FORM N-PX

 

ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED

MANAGEMENT INVESTMENT COMPANY

 

 

Investment Company Act file number: 811-03346
   
Exact name of registrant as specified in charter: Oppenheimer Series Fund on behalf of Oppenheimer Value Fund
   
Address of principal executive offices: 6803 South Tucson Way
  Centennial, CO 80112-3924
   
Name and address of agent for service: Arthur S. Gabinet,
  Executive Vice President & General Counsel
  OFI Global Asset Management, Inc.
  225 Liberty Street
  New York, NY 10281-1008
   
Registrant's telephone number, including area code: 303-768-3200
   
Date of fiscal year end: 10/31
   
Date of reporting period: 07/01/2013-06/30/2014

 

Item 1.

 

FORM N-PX

ICA File Number:  811-03346

Registrant Name:  Oppenheimer Series Fund

Reporting Period:  07/01/2013 - 06/30/2014

Oppenheimer Value Fund

ABB LTD.
Meeting Date:  APR 30, 2014
Record Date:  MAR 24, 2014
Meeting Type:  ANNUAL
Ticker:  ABBN
Security ID:  000375204
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Receive Financial Statements and Statutory Reports (Non-Voting) Management None None
2.1 Accept Financial Statements and Statutory Reports Management For For
2.2 Approve Remuneration Report (Non-Binding) Management For Against
3 Approve Discharge of Board and Senior Management Management For For
4 Approve Allocation of Income and Dividends of CHF 0.70 per Share from Capital Contribution Reserves Management For For
5 Approve CHF 154.5 Million Pool of Conditional Capital to Fund Equity Compensation to Employees Management For Against
6 Amend Articles Re: Ordinance Against Excessive Remuneration at Listed Companies Management For For
7.1 Elect Roger Agnelli as Director Management For Against
7.2 Elect Matti Alahuhta as Director Management For For
7.3 Elect Louis Hughes as Director Management For For
7.4 Elect Michel de Rosen as Director Management For For
7.5 Elect Michael Treschow as Director Management For For
7.6 Elect Jacob Wallenberg as Director Management For Against
7.7 Elect Ying Yeh as Director Management For For
7.8 Elect Hubertus von Grunberg as Director and Board Chairman Management For For
8.1 Appoint Michel de Rosen as Member of the Compensation Committee Management For For
8.2 Appoint Michael Treschow as Member of the Compensation Committee Management For For
8.3 Appoint Ying Yeh as Member of the Compensation Committee Management For For
9 Designate Hans Zehnder as Independent Proxy Management For For
10 Ratify Ernst and Young AG as Auditors Management For For
ACE LIMITED
Meeting Date:  JAN 10, 2014
Record Date:  DEC 05, 2013
Meeting Type:  SPECIAL
Ticker:  ACE
Security ID:  H0023R105
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Approve Dividend Distribution from Legal Reserves Management For For
2 Elect of Homburger AG as Independent Proxy Management For For
3 Transact Other Business (Voting) Management For For
AFLAC INCORPORATED
Meeting Date:  MAY 05, 2014
Record Date:  FEB 26, 2014
Meeting Type:  ANNUAL
Ticker:  AFL
Security ID:  001055102
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1a Elect Director Daniel P. Amos Management For For
1b Elect Director John Shelby Amos, II Management For For
1c Elect Director Paul S. Amos, II Management For For
1d Elect Director W. Paul Bowers Management For For
1e Elect Director Kriss Cloninger, III Management For For
1f Elect Director Elizabeth J. Hudson Management For For
1g Elect Director Douglas W. Johnson Management For For
1h Elect Director Robert B. Johnson Management For For
1i Elect Director Charles B. Knapp Management For For
1j Elect Director Barbara K. Rimer Management For For
1k Elect Director Melvin T. Stith Management For For
1l Elect Director David Gary Thompson Management For For
1m Elect Director Takuro Yoshida Management For For
2 Advisory Vote to Ratify Named Executive Officers' Compensation Management For Against
3 Ratify Auditors Management For For
AMERICAN INTERNATIONAL GROUP, INC.
Meeting Date:  MAY 12, 2014
Record Date:  MAR 17, 2014
Meeting Type:  ANNUAL
Ticker:  AIG
Security ID:  026874784
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1a Elect Director Robert H. Benmosche Management For For
1b Elect Director W. Don Cornwell Management For For
1c Elect Director Peter R. Fisher Management For For
1d Elect Director John H. Fitzpatrick Management For For
1e Elect Director William G. Jurgensen Management For For
1f Elect Director Christopher S. Lynch Management For For
1g Elect Director Arthur C. Martinez Management For For
1h Elect Director George L. Miles, Jr. Management For For
1i Elect Director Henry S. Miller Management For For
1j Elect Director Robert S. Miller Management For For
1k Elect Director Suzanne Nora Johnson Management For For
1l Elect Director Ronald A. Rittenmeyer Management For For
1m Elect Director Douglas M. Steenland Management For For
1n Elect Director Theresa M. Stone Management For For
2 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For
3 Amend Certificate of Incorporation to Continue to Restrict Certain Transfers of AIG Common Stock in Order to Protect AIG's Tax Attributes Management For For
4 Amend Tax Asset Protection Plan Management For For
5 Ratify Auditors Management For For
AMGEN INC.
Meeting Date:  MAY 15, 2014
Record Date:  MAR 17, 2014
Meeting Type:  ANNUAL
Ticker:  AMGN
Security ID:  031162100
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1.1 Elect Director David Baltimore Management For For
1.2 Elect Director Frank J. Biondi, Jr. Management For For
1.3 Elect Director Robert A. Bradway Management For For
1.4 Elect Director Francois de Carbonnel Management For For
1.5 Elect Director Vance D. Coffman Management For For
1.6 Elect Director Robert A. Eckert Management For For
1.7 Elect Director Greg C. Garland Management For For
1.8 Elect Director Rebecca M. Henderson Management For For
1.9 Elect Director Frank C. Herringer Management For For
1.10 Elect Director Tyler Jacks Management For For
1.11 Elect Director Judith C. Pelham Management For For
1.12 Elect Director Ronald D. Sugar Management For For
2 Ratify Auditors Management For For
3 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For
4 Provide Vote Counting to Exclude Abstentions Shareholder Against Against
ANADARKO PETROLEUM CORPORATION
Meeting Date:  MAY 13, 2014
Record Date:  MAR 18, 2014
Meeting Type:  ANNUAL
Ticker:  APC
Security ID:  032511107
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1a Elect Director Anthony R. Chase Management For For
1b Elect Director Kevin P. Chilton Management For For
1c Elect Director H. Paulett Eberhart Management For For
1d Elect Director Peter J. Fluor Management For For
1e Elect Director Richard L. George Management For For
1f Elect Director Charles W. Goodyear Management For For
1g Elect Director John R. Gordon Management For For
1h Elect Director Eric D. Mullins Management For For
1i Elect Director R. A. Walker Management For For
2 Ratify Auditors Management For For
3 Advisory Vote to Ratify Named Executive Officers' Compensation Management For Against
4 Report on Political Contributions Shareholder Against For
5 Report on Financial Risks of Climate Change Shareholder Against For
ANALOG DEVICES, INC.
Meeting Date:  MAR 12, 2014
Record Date:  JAN 10, 2014
Meeting Type:  ANNUAL
Ticker:  ADI
Security ID:  032654105
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1a Elect Director Ray Stata Management For For
1b Elect Director Vincent T. Roche Management For For
1c Elect Director Richard M. Beyer Management For For
1d Elect Director James A. Champy Management For For
1e Elect Director John C. Hodgson Management For For
1f Elect Director Yves-Andre Istel Management For For
1g Elect Director Neil Novich Management For For
1h Elect Director F. Grant Saviers Management For For
1i Elect Director Kenton J. Sicchitano Management For For
1j Elect Director Lisa T. Su Management For For
2 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For
3 Amend Omnibus Stock Plan Management For For
4 Ratify Auditors Management For For
AON PLC
Meeting Date:  JUN 24, 2014
Record Date:  APR 25, 2014
Meeting Type:  ANNUAL
Ticker:  AON
Security ID:  G0408V102
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1.1 Elect Director Lester B. Knight Management For For
1.2 Elect Director Gregory C. Case Management For For
1.3 Elect Director Fulvio Conti Management For For
1.4 Elect Director Cheryl A. Francis Management For For
1.5 Elect Director Edgar D. Jannotta Management For For
1.6 Elect Director James W. Leng Management For For
1.7 Elect Director J. Michael Losh Management For Against
1.8 Elect Director Robert S. Morrison Management For For
1.9 Elect Director Richard B. Myers Management For For
1.10 Elect Director Richard C. Notebaert Management For For
1.11 Elect Director Gloria Santona Management For For
1.12 Elect Director Carolyn Y. Woo Management For For
2 Accept Financial Statements and Statutory Reports Management For For
3 Ratify Ernst and Young LLP as Aon's Auditors Management For For
4 Ratify Ernst and Young LLP as Aon's U.K. Statutory Auditor Management For For
5 Authorize Board to Fix Remuneration of Internal Statutory Auditor Management For For
6 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For
7 Approve Remuneration Policy Management For For
8 Advisory Vote to Ratify Directors' Remuneration Report Management For For
9 Amend Omnibus Stock Plan Management For Against
10 Authorize Share Repurchase Program Management For For
APPLE INC.
Meeting Date:  FEB 28, 2014
Record Date:  DEC 30, 2013
Meeting Type:  ANNUAL
Ticker:  AAPL
Security ID:  037833100
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1.1 Elect Director William Campbell Management For For
1.2 Elect Director Timothy Cook Management For For
1.3 Elect Director Millard Drexler Management For For
1.4 Elect Director Al Gore Management For For
1.5 Elect Director Robert Iger Management For For
1.6 Elect Director Andrea Jung Management For For
1.7 Elect Director Arthur Levinson Management For For
1.8 Elect Director Ronald Sugar Management For For
2 Adopt Majority Voting for Uncontested Election of Directors Management For For
3 Amend Articles to Eliminate Board Blank Check Authority to Issue Preferred Stock Management For For
4 Establish a Par Value for Common Stock Management For For
5 Ratify Auditors Management For For
6 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For
7 Approve Omnibus Stock Plan Management For For
8 Establish Board Committee on Human Rights Shareholder Against Abstain
9 Report on Trade Associations and Organizations that Promote Sustainability Practices Shareholder Against Abstain
10 Advisory Vote to Increase Capital Repurchase Program Shareholder Against Against
11 Proxy Access Shareholder Against Against
BAXTER INTERNATIONAL INC.
Meeting Date:  MAY 06, 2014
Record Date:  MAR 10, 2014
Meeting Type:  ANNUAL
Ticker:  BAX
Security ID:  071813109
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1a Elect Director Wayne T. Hockmeyer Management For For
1b Elect Director Robert L. Parkinson, Jr. Management For For
1c Elect Director Thomas T. Stallkamp Management For For
1d Elect Director Albert P. L. Stroucken Management For For
2 Ratify Auditors Management For For
3 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For
4 Provide Right to Act by Written Consent Shareholder Against For
5 Stock Retention/Holding Period Shareholder Against For
BP PLC
Meeting Date:  APR 10, 2014
Record Date:  MAR 28, 2014
Meeting Type:  ANNUAL
Ticker:  BP.
Security ID:  055622104
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Accept Financial Statements and Statutory Reports Management For For
2 Approve Remuneration Report Management For Abstain
3 Approve Remuneration Policy Management For For
4 Re-elect Bob Dudley as Director Management For For
5 Re-elect Iain Conn as Director Management For For
6 Re-elect Dr Brian Gilvary as Director Management For For
7 Re-elect Paul Anderson as Director Management For For
8 Re-elect Frank Bowman as Director Management For For
9 Re-elect Antony Burgmans as Director Management For For
10 Re-elect Cynthia Carroll as Director Management For For
11 Re-elect George David as Director Management For For
12 Re-elect Ian Davis as Director Management For For
13 Re-elect Dame Ann Dowling as Director Management For For
14 Re-elect Brendan Nelson as Director Management For For
15 Re-elect Phuthuma Nhleko as Director Management For For
16 Re-elect Andrew Shilston as Director Management For For
17 Re-elect Carl-Henric Svanberg as Director Management For For
18 Reappoint Ernst & Young LLP as Auditors and Authorise Their Remuneration Management For For
19 Approve Executive Directors' Incentive Plan Management For For
20 Approve Remuneration of Non-Executive Directors Management For For
21 Authorise Issue of Equity with Pre-emptive Rights Management For For
22 Authorise Issue of Equity without Pre-emptive Rights Management For For
23 Authorise Market Purchase of Ordinary Shares Management For For
24 Authorise the Company to Call EGM with Two Weeks' Notice Management For For
BROADCOM CORPORATION
Meeting Date:  MAY 13, 2014
Record Date:  MAR 17, 2014
Meeting Type:  ANNUAL
Ticker:  BRCM
Security ID:  111320107
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1.1 Elect Director Robert J. Finocchio, Jr. Management For For
1.2 Elect Director Nancy H. Handel Management For For
1.3 Elect Director Eddy W. Hartenstein Management For For
1.4 Elect Director Maria M. Klawe Management For For
1.5 Elect Director John E. Major Management For For
1.6 Elect Director Scott A. McGregor Management For For
1.7 Elect Director William T. Morrow Management For For
1.8 Elect Director Henry Samueli Management For For
1.9 Elect Director Robert E. Switz Management For For
2 Advisory Vote to Ratify Named Executive Officers' Compensation Management For Against
3 Ratify Auditors Management For For
CA, INC.
Meeting Date:  JUL 31, 2013
Record Date:  JUN 06, 2013
Meeting Type:  ANNUAL
Ticker:  CA
Security ID:  12673P105
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1A Elect Director Jens Alder Management For For
1B Elect Director Raymond J. Bromark Management For For
1C Elect Director Gary J. Fernandes Management For For
1D Elect Director Michael P. Gregoire Management For For
1E Elect Director Rohit Kapoor Management For For
1F Elect Director Kay Koplovitz Management For For
1G Elect Director Christopher B. Lofgren Management For For
1H Elect Director Richard Sulpizio Management For For
1I Elect Director Laura S. Unger Management For For
1J Elect Director Arthur F. Weinbach Management For For
1K Elect Director Renato (Ron) Zambonini Management For For
2 Ratify Auditors Management For For
3 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For
4 Amend Shareholder Rights Plan (Poison Pill) Management For For
CAPITAL ONE FINANCIAL CORPORATION
Meeting Date:  MAY 01, 2014
Record Date:  MAR 06, 2014
Meeting Type:  ANNUAL
Ticker:  COF
Security ID:  14040H105
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1a Elect Director Richard D. Fairbank Management For For
1b Elect Director Patrick W. Gross Management For For
1c Elect Director Ann Fritz Hackett Management For For
1d Elect Director Lewis Hay, III Management For For
1e Elect Director Benjamin P. Jenkins, III Management For For
1f Elect Director Pierre E. Leroy Management For For
1g Elect Director Peter E. Raskind Management For For
1h Elect Director Mayo A. Shattuck, III Management For For
1i Elect Director Bradford H. Warner Management For For
1j Elect Director Catherine G. West Management For For
2 Ratify Auditors Management For For
3 Amend Omnibus Stock Plan Management For For
4 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For
5a Reduce Supermajority Vote Requirement Management For For
5b Reduce Supermajority Vote Requirement Management For For
5c Reduce Supermajority Vote Requirement Management For For
6 Require Independent Board Chairman Shareholder Against Against
CARDINAL HEALTH, INC.
Meeting Date:  NOV 06, 2013
Record Date:  SEP 09, 2013
Meeting Type:  ANNUAL
Ticker:  CAH
Security ID:  14149Y108
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1.1 Elect Director Colleen F. Arnold Management For For
1.2 Elect Director George S. Barrett Management For For
1.3 Elect Director Glenn A. Britt Management For For
1.4 Elect Director Carrie S. Cox Management For For
1.5 Elect Director Calvin Darden Management For For
1.6 Elect Director Bruce L. Downey Management For For
1.7 Elect Director John F. Finn Management For For
1.8 Elect Director Patricia A. Hemingway Hall Management For For
1.9 Elect Director Clayton M. Jones Management For For
1.10 Elect Director Gregory B. Kenny Management For For
1.11 Elect Director David P. King Management For For
1.12 Elect Director Richard C. Notebaert Management For For
2 Ratify Auditors Management For For
3 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For
4 Report on Political Contributions Shareholder Against For
CATERPILLAR INC.
Meeting Date:  JUN 11, 2014
Record Date:  APR 14, 2014
Meeting Type:  ANNUAL
Ticker:  CAT
Security ID:  149123101
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1.1 Elect Director David L. Calhoun Management For For
1.2 Elect Director Daniel M. Dickinson Management For For
1.3 Elect Director Juan Gallardo Management For For
1.4 Elect Director Jesse J. Greene, Jr. Management For For
1.5 Elect Director Jon M. Huntsman, Jr. Management For For
1.6 Elect Director Peter A. Magowan Management For For
1.7 Elect Director Dennis A. Muilenburg Management For For
1.8 Elect Director Douglas R. Oberhelman Management For For
1.9 Elect Director William A. Osborn Management For For
1.10 Elect Director Edward B. Rust, Jr. Management For For
1.11 Elect Director Susan C. Schwab Management For For
1.12 Elect Director Miles D. White Management For For
2 Ratify Auditors Management For For
3 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For
4 Approve Omnibus Stock Plan Management For For
5 Approve Executive Incentive Bonus Plan Management For For
6 Review and Amend Human Rights Policies Shareholder Against For
7 Report on Controls to Ensure no Sales to Sudan Shareholder Against For
8 Provide for Cumulative Voting Shareholder Against Against
CHICAGO BRIDGE & IRON COMPANY N.V.
Meeting Date:  APR 30, 2014
Record Date:  MAR 06, 2014
Meeting Type:  ANNUAL
Ticker:  CBI
Security ID:  167250109
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1a Elect Director James H. Miller Management For For
2a Elect Director James R. Bolch Management For For
2b Elect Director Larry D. McVay Management For For
2c Elect Director Marsha C. Williams Management For For
3 Elect Management Board Member Nominee from Chicago Bridge & Iron Company B.V. or Lealand Finance Company B.V. Management For For
4 Advisory Vote to Ratify Named Executive Officers Compensation Management For For
5 Adopt Financial Statements and Statutory Reports Management For For
6 Approve Financial Statements, Allocation of Income and Dividends of $0.20 per Share, and Discharge Directors Management For For
7 Approve Discharge of Management Board Management For For
8 Approve Discharge of Supervisory Board Management For For
9 Ratify Ernst & Young LLP as Auditors Management For For
10 Amend Omnibus Stock Plan Management For For
11 Authorize Repurchase of Up to 10 Percent of Issued Share Capital Management For For
12 Grant Board Authority to Issue Shares Management For For
13 Approve Remuneration of Supervisory Board Management For Against
CINEMARK HOLDINGS, INC.
Meeting Date:  MAY 22, 2014
Record Date:  APR 02, 2014
Meeting Type:  ANNUAL
Ticker:  CNK
Security ID:  17243V102
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1.1 Elect Director Steven P. Rosenberg Management For For
1.2 Elect Director Enrique F. Senior Management For For
1.3 Elect Director Donald G. Soderquist Management For For
2 Ratify Auditors Management For For
3 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For
CISCO SYSTEMS, INC.
Meeting Date:  NOV 19, 2013
Record Date:  SEP 20, 2013
Meeting Type:  ANNUAL
Ticker:  CSCO
Security ID:  17275R102
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1a Elect Director Carol A. Bartz Management For For
1b Elect Director Marc Benioff Management For For
1c Elect Director Gregory Q. Brown Management For For
1d Elect Director M. Michele Burns Management For For
1e Elect Director Michael D. Capellas Management For For
1f Elect Director John T. Chambers Management For For
1g Elect Director Brian L. Halla Management For For
1h Elect Director John L. Hennessy Management For For
1i Elect Director Kristina M. Johnson Management For For
1j Elect Director Roderick C. McGeary Management For For
1k Elect Director Arun Sarin Management For For
1l Elect Director Steven M. West Management For For
2 Amend Omnibus Stock Plan Management For For
3 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For
4 Ratify Auditors Management For For
5 Approve Proxy Advisor Competition Shareholder Against Against
CIT GROUP INC.
Meeting Date:  MAY 13, 2014
Record Date:  MAR 17, 2014
Meeting Type:  ANNUAL
Ticker:  CIT
Security ID:  125581801
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1a Elect Director John A. Thain Management For For
1b Elect Director Ellen R. Alemany Management For For
1c Elect Director Michael J. Embler Management For For
1d Elect Director William M. Freeman Management For For
1e Elect Director David M. Moffett Management For For
1f Elect Director R. Brad Oates Management For For
1g Elect Director Marianne Miller Parrs Management For For
1h Elect Director Gerald Rosenfeld Management For For
1i Elect Director John R. Ryan Management For For
1j Elect Director Sheila A. Stamps Management For For
1k Elect Director Seymour Sternberg Management For For
1l Elect Director Peter J. Tobin Management For For
1m Elect Director Laura S. Unger Management For For
2 Ratify Auditors Management For For
3 Advisory Vote to Ratify Named Executive Officers' Compensation Management For Against
CITIGROUP INC.
Meeting Date:  APR 22, 2014
Record Date:  FEB 24, 2014
Meeting Type:  ANNUAL
Ticker:  C
Security ID:  172967424
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1a Elect Director Michael L. Corbat Management For For
1b Elect Director Duncan P. Hennes Management For For
1c Elect Director Franz B. Humer Management For For
1d Elect Director Eugene M. McQuade Management For For
1e Elect Director Michael E. O'Neill Management For For
1f Elect Director Gary M. Reiner Management For For
1g Elect Director Judith Rodin Management For For
1h Elect Director Robert L. Ryan Management For For
1i Elect Director Anthony M. Santomero Management For For
1j Elect Director Joan E. Spero Management For For
1k Elect Director Diana L. Taylor Management For For
1l Elect Director William S. Thompson, Jr. Management For For
1m Elect Director James S. Turley Management For For
1n Elect Director Ernesto Zedillo Ponce de Leon Management For For
2 Ratify Auditors Management For For
3 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For
4 Approve Omnibus Stock Plan Management For For
5 Stock Retention/Holding Period Shareholder Against Against
6 Report on Lobbying Payments and Policy Shareholder Against For
7 Amend Director Indemnifications Provisions Shareholder Against Against
8 Adopt Proxy Access Right Shareholder Against Against
CITRIX SYSTEMS, INC.
Meeting Date:  MAY 22, 2014
Record Date:  APR 01, 2014
Meeting Type:  ANNUAL
Ticker:  CTXS
Security ID:  177376100
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1a Elect Director Robert D. Daleo Management For For
1b Elect Director Murray J. Demo Management For For
1c Elect Director Asiff S. Hirji Management For For
2 Approve Omnibus Stock Plan Management For For
3 Ratify Auditors Management For For
4 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For
CME GROUP INC.
Meeting Date:  MAY 21, 2014
Record Date:  MAR 26, 2014
Meeting Type:  ANNUAL
Ticker:  CME
Security ID:  12572Q105
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1a Elect Director Terrence A. Duffy Management For For
1b Elect Director Phupinder S. Gill Management For For
1c Elect Director Timothy S. Bitsberger Management For For
1d Elect Director Charles P. Carey Management For For
1e Elect Director Dennis H. Chookaszian Management For For
1f Elect Director Martin J. Gepsman Management For For
1g Elect Director Larry G. Gerdes Management For For
1h Elect Director Daniel R. Glickman Management For For
1i Elect Director J. Dennis Hastert Management For For
1j Elect Director Leo Melamed Management For For
1k Elect Director William P. Miller, II Management For For
1l Elect Director James E. Oliff Management For For
1m Elect Director Edemir Pinto Management For For
1n Elect Director Alex J. Pollock Management For For
1o Elect Director John F. Sandner Management For For
1p Elect Director Terry L. Savage Management For For
1q Elect Director William R. Shepard Management For For
1r Elect Director Dennis A. Suskind Management For For
2 Ratify Auditors Management For For
3 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For
4 Amend Non-Employee Director Omnibus Stock Plan Management For For
5 Amend Executive Incentive Bonus Plan Management For For
6 Amend Certificate of Incorporation Reducing the Number of Class B Directors from Six to Three Management For For
COMCAST CORPORATION
Meeting Date:  MAY 21, 2014
Record Date:  MAR 21, 2014
Meeting Type:  ANNUAL
Ticker:  CMCSA
Security ID:  20030N101
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1.1 Elect Director Kenneth J. Bacon Management For For
1.2 Elect Director Sheldon M. Bonovitz Management For For
1.3 Elect Director Edward D. Breen Management For For
1.4 Elect Director Joseph J. Collins Management For For
1.5 Elect Director J. Michael Cook Management For For
1.6 Elect Director Gerald L. Hassell Management For For
1.7 Elect Director Jeffrey A. Honickman Management For For
1.8 Elect Director Eduardo G. Mestre Management For For
1.9 Elect Director Brian L. Roberts Management For For
1.10 Elect Director Ralph J. Roberts Management For For
1.11 Elect Director Johnathan A. Rodgers Management For For
1.12 Elect Director Judith Rodin Management For For
2 Ratify Auditors Management For For
3 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For
4 Report on Lobbying Payments and Policy Shareholder Against For
5 Pro-rata Vesting of Equity Plans Shareholder Against For
CONAGRA FOODS, INC.
Meeting Date:  SEP 27, 2013
Record Date:  JUL 31, 2013
Meeting Type:  ANNUAL
Ticker:  CAG
Security ID:  205887102
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1.1 Elect Director Mogens C. Bay Management For For
1.2 Elect Director Stephen G. Butler Management For For
1.3 Elect Director Steven F. Goldstone Management For For
1.4 Elect Director Joie A. Gregor Management For For
1.5 Elect Director Rajive Johri Management For For
1.6 Elect Director W.G. Jurgensen Management For For
1.7 Elect Director Richard H. Lenny Management For For
1.8 Elect Director Ruth Ann Marshall Management For For
1.9 Elect Director Gary M. Rodkin Management For For
1.10 Elect Director Andrew J. Schindler Management For For
1.11 Elect Director Kenneth E. Stinson Management For For
2 Ratification Of The Appointment Of Independent Auditor Management For For
3 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For
4 Provide Vote Counting to Exclude Abstentions Shareholder Against Against
COSTCO WHOLESALE CORPORATION
Meeting Date:  JAN 30, 2014
Record Date:  NOV 25, 2013
Meeting Type:  ANNUAL
Ticker:  COST
Security ID:  22160K105
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1.1 Elect Director Susan L. Decker Management For Withhold
1.2 Elect Director Richard M. Libenson Management For Withhold
1.3 Elect Director John W. Meisenbach Management For Withhold
1.4 Elect Director Charles T. Munger Management For Withhold
2 Ratify Auditors Management For For
3 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For
4 Adopt Simple Majority Vote Shareholder Against For
5 Declassify the Board of Directors Management None For
CSX CORPORATION
Meeting Date:  MAY 07, 2014
Record Date:  MAR 07, 2014
Meeting Type:  ANNUAL
Ticker:  CSX
Security ID:  126408103
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1a Elect Director Donna M. Alvarado Management For For
1b Elect Director John B. Breaux Management For For
1c Elect Director Pamela L. Carter Management For For
1d Elect Director Steven T. Halverson Management For For
1e Elect Director Edward J. Kelly, III Management For For
1f Elect Director Gilbert H. Lamphere Management For For
1g Elect Director John D. McPherson Management For For
1h Elect Director Timothy T. O'Toole Management For For
1i Elect Director David M. Ratcliffe Management For For
1j Elect Director Donald J. Shepard Management For For
1k Elect Director Michael J. Ward Management For For
1l Elect Director J.C. Watts, Jr. Management For For
1m Elect Director J. Steven Whisler Management For For
2 Ratify Auditors Management For For
3 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For
4 Provide Right to Act by Written Consent Shareholder Against For
DELTA AIR LINES, INC.
Meeting Date:  JUN 27, 2014
Record Date:  MAY 02, 2014
Meeting Type:  ANNUAL
Ticker:  DAL
Security ID:  247361702
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1a Elect Director Richard H. Anderson Management For For
1b Elect Director Edward H. Bastian Management For For
1c Elect Director Roy J. Bostock Management For For
1d Elect Director John S. Brinzo Management For For
1e Elect Director Daniel A. Carp Management For For
1f Elect Director David G. DeWalt Management For For
1g Elect Director William H. Easter, III Management For For
1h Elect Director Mickey P. Foret Management For For
1i Elect Director Shirley C. Franklin Management For For
1j Elect Director David R. Goode Management For For
1k Elect Director George N. Mattson Management For For
1l Elect Director Paula Rosput Reynolds Management For For
1m Elect Director Kenneth C. Rogers Management For For
1n Elect Director Kenneth B. Woodrow Management For For
2 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For
3 Ratify Auditors Management For For
4 Approve Increase in Size of Board Management For For
5 Stock Retention/Holding Period Shareholder Against For
DUKE ENERGY CORPORATION
Meeting Date:  MAY 01, 2014
Record Date:  MAR 03, 2014
Meeting Type:  ANNUAL
Ticker:  DUK
Security ID:  26441C204
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1.1 Elect Director G. Alex Bernhardt, Sr. Management For For
1.2 Elect Director Michael G. Browning Management For For
1.3 Elect Director Harris E. DeLoach, Jr. Management For For
1.4 Elect Director Daniel R. DiMicco Management For For
1.5 Elect Director John H. Forsgren Management For For
1.6 Elect Director Lynn J. Good Management For For
1.7 Elect Director Ann Maynard Gray Management For For
1.8 Elect Director James H. Hance, Jr. Management For For
1.9 Elect Director John T. Herron Management For For
1.10 Elect Director James B. Hyler, Jr. Management For For
1.11 Elect Director William E. Kennard Management For For
1.12 Elect Director E. Marie McKee Management For For
1.13 Elect Director E. James Reinsch Management For For
1.14 Elect Director James T. Rhodes Management For For
1.15 Elect Director Carlos A. Saladrigas Management For For
2 Ratify Auditors Management For For
3 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For
4 Provide Right to Act by Less than Unanimous Written Consent Management For For
5 Amend Articles/Bylaws/Charter -- Call Special Meetings Shareholder Against For
6 Report on Political Contributions Shareholder Against For
EATON CORPORATION PLC
Meeting Date:  APR 23, 2014
Record Date:  FEB 24, 2014
Meeting Type:  ANNUAL
Ticker:  ETN
Security ID:  G29183103
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1a Elect Director George S. Barrett Management For For
1b Elect Director Todd M. Bluedorn Management For For
1c Elect Director Christopher M. Connor Management For For
1d Elect Director Michael J. Critelli Management For For
1e Elect Director Alexander M. Cutler Management For For
1f Elect Director Charles E. Golden Management For For
1g Elect Director Linda A. Hill Management For For
1h Elect Director Arthur E. Johnson Management For For
1i Elect Director Ned C. Lautenbach Management For For
1j Elect Director Deborah L. McCoy Management For For
1k Elect Director Gregory R. Page Management For For
1l Elect Director Gerald B. Smith Management For For
2 Ratify Auditors Management For For
3 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For
4 Approval of Overseas Market Purchases of the Company Shares Management For For
EDISON INTERNATIONAL
Meeting Date:  APR 24, 2014
Record Date:  FEB 28, 2014
Meeting Type:  ANNUAL
Ticker:  EIX
Security ID:  281020107
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1.1 Elect Director Jagjeet S. Bindra Management For For
1.2 Elect Director Vanessa C.L. Chang Management For For
1.3 Elect Director France A. Cordova - RESIGNED Management None None
1.4 Elect Director Theodore F. Craver, Jr. Management For For
1.5 Elect Director Bradford M. Freeman Management For For
1.6 Elect Director Luis G. Nogales Management For For
1.7 Elect Director Richard T. Schlosberg, III Management For For
1.8 Elect Director Linda G. Stuntz Management For For
1.9 Elect Director Thomas C. Sutton Management For For
1.10 Elect Director Ellen O. Tauscher Management For For
1.11 Elect Director Peter J. Taylor Management For For
1.12 Elect Director Brett White Management For For
2 Ratify Auditors Management For For
3 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For
4 Require Independent Board Chairman Shareholder Against For
EMC CORPORATION
Meeting Date:  APR 30, 2014
Record Date:  FEB 28, 2014
Meeting Type:  ANNUAL
Ticker:  EMC
Security ID:  268648102
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1a Elect Director Michael W. Brown Management For For
1b Elect Director Randolph L. Cowen Management For For
1c Elect Director Gail Deegan Management For For
1d Elect Director James S. DiStasio Management For For
1e Elect Director John R. Egan Management For For
1f Elect Director William D. Green Management For For
1g Elect Director Edmund F. Kelly Management For For
1h Elect Director Jami Miscik Management For For
1i Elect Director Paul Sagan Management For For
1j Elect Director David N. Strohm Management For For
1k Elect Director Joseph M. Tucci Management For For
2 Ratify Auditors Management For For
3 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For
4 Require Independent Board Chairman Shareholder Against Against
5 Screen Political Contributions for Consistency with Corporate Values Shareholder Against Abstain
ENBRIDGE INC.
Meeting Date:  MAY 07, 2014
Record Date:  MAR 13, 2014
Meeting Type:  ANNUAL/SPECIAL
Ticker:  ENB
Security ID:  29250N105
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1.1 Elect Director David A. Arledge Management For For
1.2 Elect Director James J. Blanchard Management For For
1.3 Elect Director J. Lorne Braithwaite Management For For
1.4 Elect Director J. Herb England Management For For
1.5 Elect Director Charles W. Fischer Management For For
1.6 Elect Director V. Maureen Kempston Darkes Management For For
1.7 Elect Director David A. Leslie Management For For
1.8 Elect Director Al Monaco Management For For
1.9 Elect Director George K. Petty Management For For
1.10 Elect Director Charles E. Shultz Management For For
1.11 Elect Director Dan C. Tutcher Management For For
1.12 Elect Director Catherine L. Williams Management For For
2 Ratify PricewaterhouseCoopers LLP as Auditors Management For For
3 Amend Stock Option Plan Management For For
4 Approve Shareholder Rights Plan Management For For
5 Advisory Vote on Executive Compensation Approach Management For For
ENTERGY CORPORATION
Meeting Date:  MAY 02, 2014
Record Date:  MAR 04, 2014
Meeting Type:  ANNUAL
Ticker:  ETR
Security ID:  29364G103
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1a Elect Director Maureen Scannell Bateman Management For For
1b Elect Director Leo P. Denault Management For For
1c Elect Director Kirkland H. Donald Management For For
1d Elect Director Gary W. Edwards Management For For
1e Elect Director Alexis M. Herman Management For For
1f Elect Director Donald C. Hintz Management For For
1g Elect Director Stuart L. Levenick Management For For
1h Elect Director Blanche Lambert Lincoln Management For For
1i Elect Director Stewart C. Myers Management For For
1j Elect Director W.J. 'Billy' Tauzin Management For For
1k Elect Director Steven V. Wilkinson Management For For
2 Ratify Auditors Management For For
3 Advisory Vote to Ratify Named Executive Officers' Compensation Management For Against
4 Decommission Indian Point Nuclear Reactors Shareholder Against Abstain
5 Report on Major Nuclear Safety Concerns and NRC Actions Shareholder Against Abstain
GENERAL ELECTRIC COMPANY
Meeting Date:  APR 23, 2014
Record Date:  FEB 24, 2014
Meeting Type:  ANNUAL
Ticker:  GE
Security ID:  369604103
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Elect Director W. Geoffrey Beattie Management For For
2 Elect Director John J. Brennan Management For For
3 Elect Director James I. Cash, Jr. Management For For
4 Elect Director Francisco D'Souza Management For For
5 Elect Director Marijn E. Dekkers Management For For
6 Elect Director Ann M. Fudge Management For For
7 Elect Director Susan J. Hockfield Management For For
8 Elect Director Jeffrey R. Immelt Management For For
9 Elect Director Andrea Jung Management For For
10 Elect Director Robert W. Lane Management For For
11 Elect Director Rochelle B. Lazarus Management For For
12 Elect Director James J. Mulva Management For For
13 Elect Director James E. Rohr Management For For
14 Elect Director Mary L. Schapiro Management For For
15 Elect Director Robert J. Swieringa Management For For
16 Elect Director James S. Tisch Management For For
17 Elect Director Douglas A. Warner, III Management For For
18 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For
19 Ratify Auditors Management For For
20 Provide for Cumulative Voting Shareholder Against Against
21 Stock Retention/Holding Period Shareholder Against Against
22 Require More Director Nominations Than Open Seats Shareholder Against Against
23 Provide Right to Act by Written Consent Shareholder Against Against
24 Cessation of All Stock Options and Bonuses Shareholder Against Against
25 Seek Sale of Company Shareholder Against Against
HCA HOLDINGS, INC.
Meeting Date:  APR 23, 2014
Record Date:  FEB 28, 2014
Meeting Type:  ANNUAL
Ticker:  HCA
Security ID:  40412C101
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1.1 Elect Director Richard M. Bracken Management For For
1.2 Elect Director R. Milton Johnson Management For For
1.3 Elect Director Robert J. Dennis Management For For
1.4 Elect Director Nancy-Ann DeParle Management For For
1.5 Elect Director Thomas F. Frist III Management For For
1.6 Elect Director William R. Frist Management For For
1.7 Elect Director Ann H. Lamont Management For For
1.8 Elect Director Jay O. Light Management For For
1.9 Elect Director Geoffrey G. Meyers Management For For
1.10 Elect Director Michael W. Michelson Management For For
1.11 Elect Director Stephen G. Pagliuca Management For For
1.12 Elect Director Wayne J. Riley Management For For
1.13 Elect Director John W. Rowe Management For For
2 Ratify Auditors Management For For
3 Approve Nonqualified Employee Stock Purchase Plan Management For For
4 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For
INTEL CORPORATION
Meeting Date:  MAY 22, 2014
Record Date:  MAR 24, 2014
Meeting Type:  ANNUAL
Ticker:  INTC
Security ID:  458140100
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1a Elect Director Charlene Barshefsky Management For For
1b Elect Director Andy D. Bryant Management For For
1c Elect Director Susan L. Decker Management For For
1d Elect Director John J. Donahoe Management For For
1e Elect Director Reed E. Hundt Management For For
1f Elect Director Brian M. Krzanich Management For For
1g Elect Director James D. Plummer Management For For
1h Elect Director David S. Pottruck Management For For
1i Elect Director Frank D. Yeary Management For For
1j Elect Director David B. Yoffie Management For For
2 Ratify Auditors Management For For
3 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For
INVESCO LTD.
Meeting Date:  MAY 15, 2014
Record Date:  MAR 17, 2014
Meeting Type:  ANNUAL
Ticker:  IVZ
Security ID:  G491BT108
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Declassify the Board of Directors Management For For
2.1 Elect Director Denis Kessler Management For For
2.2 Elect Director G. Richard ('Rick') Wagoner, Jr. Management For For
3 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For
4 Ratify Auditors Management For For
JOHNSON CONTROLS, INC.
Meeting Date:  JAN 29, 2014
Record Date:  NOV 21, 2013
Meeting Type:  ANNUAL
Ticker:  JCI
Security ID:  478366107
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1.1 Elect Director Natalie A. Black Management For For
1.2 Elect Director Raymond L. Conner Management For For
1.3 Elect Director William H. Lacy Management For For
1.4 Elect Director Alex A. Molinaroli Management For For
2 Ratify Auditors Management For For
3 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For
KEYCORP
Meeting Date:  MAY 22, 2014
Record Date:  MAR 24, 2014
Meeting Type:  ANNUAL
Ticker:  KEY
Security ID:  493267108
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1.1 Elect Director Joseph A. Carrabba Management For For
1.2 Elect Director Charles P. Cooley Management For For
1.3 Elect Director Alexander M. Cutler Management For For
1.4 Elect Director H. James Dallas Management For For
1.5 Elect Director Elizabeth R. Gile Management For For
1.6 Elect Director Ruth Ann M. Gillis Management For For
1.7 Elect Director William G. Gisel, Jr. Management For For
1.8 Elect Director Richard J. Hipple Management For For
1.9 Elect Director Kristen L. Manos Management For For
1.10 Elect Director Beth E. Mooney Management For For
1.11 Elect Director Demos Parneros Management For For
1.12 Elect Director Barbara R. Snyder Management For For
2 Ratify Auditors Management For For
3 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For
4 Require Independent Board Chairman Shareholder Against Against
KRAFT FOODS GROUP, INC.
Meeting Date:  MAY 06, 2014
Record Date:  MAR 03, 2014
Meeting Type:  ANNUAL
Ticker:  KRFT
Security ID:  50076Q106
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1a Elect Director L. Kevin Cox Management For For
1b Elect Director Myra M. Hart Management For For
1c Elect Director Peter B. Henry Management For For
1d Elect Director Terry J. Lundgren Management For For
2 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For
3 Ratify Auditors Management For For
4 Prohibit Political Contributions Shareholder Against Abstain
5 Adopt Policy to Ensure Consistency between Company Values and Political Contributions Shareholder Against Abstain
6 Assess Environmental Impact of Non-Recyclable Packaging Shareholder Against For
7 Report on Supply Chain and Deforestation Shareholder Against For
8 Adopt Policy to Require Suppliers to Eliminate Cattle Dehorning Shareholder Against Abstain
9 Support for Animal Welfare Improvements in the Company's Pork Supply Chain Shareholder For For
LORILLARD, INC.
Meeting Date:  MAY 15, 2014
Record Date:  MAR 24, 2014
Meeting Type:  ANNUAL
Ticker:  LO
Security ID:  544147101
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1.1 Elect Director Dianne Neal Blixt Management For For
1.2 Elect Director Andrew H. Card, Jr. Management For For
1.3 Elect Director Virgis W. Colbert Management For For
1.4 Elect Director David E.R. Dangoor Management For For
1.5 Elect Director Murray S. Kessler Management For For
1.6 Elect Director Jerry W. Levin Management For For
1.7 Elect Director Richard W. Roedel Management For For
2 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For
3 Amend Omnibus Stock Plan Management For For
4 Ratify Auditors Management For For
5 Report on Lobbying Payments and Policy Shareholder Against For
6 Inform Poor and Less Educated on Health Consequences of Tobacco Shareholder Against Abstain
LOUISIANA-PACIFIC CORPORATION
Meeting Date:  MAY 01, 2014
Record Date:  FEB 28, 2014
Meeting Type:  ANNUAL
Ticker:  LPX
Security ID:  546347105
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1a Elect Director E. Gary Cook Management For For
1b Elect Director Kurt M. Landgraf Management For For
1c Elect Director John W. Weaver Management For For
2 Ratify Auditors Management For For
3 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For
4 Amend Executive Incentive Bonus Plan Management For For
LOWE'S COMPANIES, INC.
Meeting Date:  MAY 30, 2014
Record Date:  MAR 28, 2014
Meeting Type:  ANNUAL
Ticker:  LOW
Security ID:  548661107
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1.1 Elect Director Raul Alvarez Management For For
1.2 Elect Director David W. Bernauer Management For For
1.3 Elect Director Leonard L. Berry Management For For
1.4 Elect Director Angela F. Braly Management For For
1.5 Elect Director Richard W. Dreiling Management For For
1.6 Elect Director Dawn E. Hudson Management For For
1.7 Elect Director Robert L. Johnson Management For For
1.8 Elect Director Marshall O. Larsen Management For For
1.9 Elect Director Richard K. Lochridge Management For For
1.10 Elect Director Robert A. Niblock Management For For
1.11 Elect Director Eric C. Wiseman Management For For
2 Amend Omnibus Stock Plan Management For For
3 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For
4 Ratify Auditors Management For For
5 Report on Data Used to Make Environmental Goals and Costs and Benefits of Sustainability Program Shareholder Against Abstain
LYONDELLBASELL INDUSTRIES NV
Meeting Date:  APR 16, 2014
Record Date:  MAR 19, 2014
Meeting Type:  ANNUAL
Ticker:  LYB
Security ID:  N53745100
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1a Elect Jagjeet S. Bindra to Supervisory Board Management For For
1b Elect Milton Carroll to Supervisory Board Management For For
1c Elect Claire S. Farley to Supervisory Board Management For For
1d Elect Rudy van der Meer to Supervisory Board Management For For
1e Elect Isabella D. Goren to Supervisory Board Management For For
1f Elect Nance K. Dicciani to Supervisory Board Management For For
2a Elect Karyn F. Ovelmen to Management Board Management For For
2b Elect Craig B. Glidden to Management Board Management For For
2c Elect Bhavesh V. Patel to Management Board Management For For
2d Elect Patrick D. Quarles to Management Board Management For For
2e Elect Timothy D. Roberts to Management Board Management For For
3 Adopt Financial Statements and Statutory Reports Management For For
4 Approve Discharge of Management Board Management For For
5 Approve Discharge of Supervisory Board Management For For
6 Ratify PricewaterhouseCoopers LLP as Auditors Management For For
7 Ratify PricewaterhouseCoopers Accountants N.V. as Auditors Management For For
8 Approve Dividends of USD 2.20 Per Share Management For For
9 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For
10 Authorize Repurchase of Up to 10 Percent of Issued Share Capital Management For For
11 Approve Cancellation of up to 10 Percent of Issued Share Capital in Treasury Account Management For For
MAXIM INTEGRATED PRODUCTS, INC.
Meeting Date:  NOV 13, 2013
Record Date:  SEP 19, 2013
Meeting Type:  ANNUAL
Ticker:  MXIM
Security ID:  57772K101
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1.1 Elect Director Tunc Doluca Management For For
1.2 Elect Director B. Kipling Hagopian Management For For
1.3 Elect Director James R. Bergman Management For For
1.4 Elect Director Joseph R. Bronson Management For For
1.5 Elect Director Robert E. Grady Management For For
1.6 Elect Director William D. Watkins Management For For
1.7 Elect Director A.R. Frank Wazzan Management For For
2 Ratify Auditors Management For For
3 Amend Qualified Employee Stock Purchase Plan Management For For
4 Amend Omnibus Stock Plan Management For For
5 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For
MERCK & CO., INC.
Meeting Date:  MAY 27, 2014
Record Date:  MAR 31, 2014
Meeting Type:  ANNUAL
Ticker:  MRK
Security ID:  58933Y105
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1a Elect Director Leslie A. Brun Management For For
1b Elect Director Thomas R. Cech Management For For
1c Elect Director Kenneth C. Frazier Management For For
1d Elect Director Thomas H. Glocer Management For For
1e Elect Director William B. Harrison, Jr. Management For For
1f Elect Director C. Robert Kidder Management For For
1g Elect Director Rochelle B. Lazarus Management For For
1h Elect Director Carlos E. Represas Management For For
1i Elect Director Patricia F. Russo Management For For
1j Elect Director Craig B. Thompson Management For For
1k Elect Director Wendell P. Weeks Management For For
1l Elect Director Peter C. Wendell Management For For
2 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For
3 Ratify Auditors Management For For
4 Provide Right to Act by Written Consent Shareholder Against For
5 Amend Articles/Bylaws/Charter -- Call Special Meetings Shareholder Against For
METLIFE, INC.
Meeting Date:  APR 22, 2014
Record Date:  FEB 28, 2014
Meeting Type:  ANNUAL
Ticker:  MET
Security ID:  59156R108
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1.1 Elect Director Cheryl W. Grise Management For For
1.2 Elect Director Carlos M. Gutierrez Management For For
1.3 Elect Director R. Glenn Hubbard Management For For
1.4 Elect Director Steven A. Kandarian Management For For
1.5 Elect Director John M. Keane Management For For
1.6 Elect Director Alfred F. Kelly, Jr. Management For For
1.7 Elect Director William E. Kennard Management For For
1.8 Elect Director James M. Kilts Management For For
1.9 Elect Director Catherine R. Kinney Management For For
1.10 Elect Director Denise M. Morrison Management For For
1.11 Elect Director Kenton J. Sicchitano Management For For
1.12 Elect Director Lulu C. Wang Management For For
2 Ratify Auditors Management For For
3 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For
4 Approve Omnibus Stock Plan Management For For
5 Approve Non-Employee Director Omnibus Stock Plan Management For For
MGM RESORTS INTERNATIONAL
Meeting Date:  JUN 05, 2014
Record Date:  APR 10, 2014
Meeting Type:  ANNUAL
Ticker:  MGM
Security ID:  552953101
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1.1 Elect Director Robert H. Baldwin Management For For
1.2 Elect Director William A. Bible Management For For
1.3 Elect Director Burton M. Cohen Management For For
1.4 Elect Director Mary Chris Gay Management For For
1.5 Elect Director William W. Grounds Management For For
1.6 Elect Director Alexis M. Herman Management For For
1.7 Elect Director Roland Hernandez Management For For
1.8 Elect Director Anthony Mandekic Management For For
1.9 Elect Director Rose McKinney-James Management For For
1.10 Elect Director James J. Murren Management For For
1.11 Elect Director Gregory M. Spierkel Management For For
1.12 Elect Director Daniel J. Taylor Management For For
2 Ratify Auditors Management For For
3 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For
4 Amend Omnibus Stock Plan Management For For
MICROCHIP TECHNOLOGY INCORPORATED
Meeting Date:  AUG 16, 2013
Record Date:  JUN 20, 2013
Meeting Type:  ANNUAL
Ticker:  MCHP
Security ID:  595017104
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1.1 Elect Director Steve Sanghi Management For For
1.2 Elect Director Matthew W. Chapman Management For For
1.3 Elect Director L.B. Day Management For For
1.4 Elect Director Albert J. Hugo-Martinez Management For For
1.5 Elect Director Wade F. Meyercord Management For For
2 Ratify Auditors Management For For
3 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For
MICROSOFT CORPORATION
Meeting Date:  NOV 19, 2013
Record Date:  SEP 13, 2013
Meeting Type:  ANNUAL
Ticker:  MSFT
Security ID:  594918104
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Elect Director Steven A. Ballmer Management For For
2 Elect Director Dina Dublon Management For For
3 Elect Director William H. Gates Management For For
4 Elect Director Maria M. Klawe Management For For
5 Elect Director Stephen J. Luczo Management For For
6 Elect Director David F. Marquardt Management For For
7 Elect Director Charles H. Noski Management For For
8 Elect Director Helmut Panke Management For For
9 Elect Director John W. Thompson Management For For
10 Amend Executive Incentive Bonus Plan Management For For
11 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For
12 Ratify Auditors Management For For
MORGAN STANLEY
Meeting Date:  MAY 13, 2014
Record Date:  MAR 17, 2014
Meeting Type:  ANNUAL
Ticker:  MS
Security ID:  617446448
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1.1 Elect Director Erskine B. Bowles Management For For
1.2 Elect Director Howard J. Davies Management For For
1.3 Elect Director Thomas H. Glocer Management For For
1.4 Elect Director James P. Gorman Management For For
1.5 Elect Director Robert H. Herz Management For For
1.6 Elect Director C. Robert Kidder Management For For
1.7 Elect Director Klaus Kleinfeld Management For For
1.8 Elect Director Donald T. Nicolaisen Management For For
1.9 Elect Director Hutham S. Olayan Management For For
1.10 Elect Director James W. Owens Management For For
1.11 Elect Director O. Griffith Sexton Management For For
1.12 Elect Director Ryosuke Tamakoshi Management For For
1.13 Elect Director Masaaki Tanaka Management For For
1.14 Elect Director Laura D. Tyson Management For For
1.15 Elect Director Rayford Wilkins, Jr. Management For For
2 Ratify Auditors Management For For
3 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For
4 Report on Lobbying Payments and Policy Shareholder Against For
NATIONAL OILWELL VARCO, INC.
Meeting Date:  MAY 14, 2014
Record Date:  APR 01, 2014
Meeting Type:  ANNUAL
Ticker:  NOV
Security ID:  637071101
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1A Elect Director Merrill A. Miller, Jr. Management For For
1B Elect Director Clay C. Williams Management For For
1C Elect Director Greg L. Armstrong Management For For
1D Elect Director Robert E. Beauchamp Management For For
1E Elect Director Marcela E. Donadio Management For For
1F Elect Director Ben A. Guill Management For For
1G Elect Director David D. Harrison Management For For
1H Elect Director Roger L. Jarvis Management For For
1I Elect Director Eric L. Mattson Management For For
1K Elect Director Jeffery A. Smisek Management For For
2 Ratify Auditors Management For For
3 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For
NCR CORPORATION
Meeting Date:  APR 23, 2014
Record Date:  FEB 11, 2014
Meeting Type:  ANNUAL
Ticker:  NCR
Security ID:  62886E108
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1.1 Elect Director Richard L. Clemmer Management For For
1.2 Elect Director Kurt P. Kuehn Management For For
2 Ratify Auditors Management For For
3 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For
4 Declassify the Board of Directors Management For For
NEWELL RUBBERMAID INC.
Meeting Date:  MAY 13, 2014
Record Date:  MAR 18, 2014
Meeting Type:  ANNUAL
Ticker:  NWL
Security ID:  651229106
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1a Elect Director Kevin C. Conroy Management For For
1b Elect Director Scott S. Cowen Management For For
1c Elect Director Michael T. Cowhig Management For For
1d Elect Director Cynthia A. Montgomery Management For For
1e Elect Director Jose Ignacio Perez-Lizaur Management For For
1f Elect Director Michael B. Polk Management For For
1g Elect Director Michael A. Todman Management For For
1h Elect Director Raymond G. Viault Management For For
2 Ratify Auditors Management For For
3 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For
OCCIDENTAL PETROLEUM CORPORATION
Meeting Date:  MAY 02, 2014
Record Date:  MAR 13, 2014
Meeting Type:  ANNUAL
Ticker:  OXY
Security ID:  674599105
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1.1 Elect Director Spencer Abraham Management For For
1.2 Elect Director Howard I. Atkins Management For For
1.3 Elect Director Eugene L. Batchelder Management For For
1.4 Elect Director Stephen I. Chazen Management For For
1.5 Elect Director Edward P. Djerejian Management For For
1.6 Elect Director John E. Feick Management For For
1.7 Elect Director Margaret M. Foran Management For For
1.8 Elect Director Carlos M. Gutierrez Management For For
1.9 Elect Director William R. Klesse Management For For
1.10 Elect Director Avedick B. Poladian Management For For
1.11 Elect Director Elisse B. Walter Management For For
2 Remove Age Restriction for Directors Management For For
3 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For
4 Provide Right to Act by Written Consent Management For For
5 Separate the Roles of the Chairman of the Board and the Chief Executive Officer Management For For
6 Ratify Auditors Management For For
7 Stock Retention/Holding Period Shareholder Against For
8 Review and Assess Membership of Lobbying Organizations Shareholder Against For
9 Report on Management of Hydraulic Fracturing Risks and Opportunities Shareholder Against For
10 Report on Methane Emissions Management and Reduction Targets Shareholder Against For
ORACLE CORPORATION
Meeting Date:  OCT 31, 2013
Record Date:  SEP 03, 2013
Meeting Type:  ANNUAL
Ticker:  ORCL
Security ID:  68389X105
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1.1 Elect Director Jeffrey S. Berg Management For Withhold
1.2 Elect Director H. Raymond Bingham Management For Withhold
1.3 Elect Director Michael J. Boskin Management For Withhold
1.4 Elect Director Safra A. Catz Management For For
1.5 Elect Director Bruce R. Chizen Management For Withhold
1.6 Elect Director George H. Conrades Management For Withhold
1.7 Elect Director Lawrence J. Ellison Management For For
1.8 Elect Director Hector Garcia-Molina Management For Withhold
1.9 Elect Director Jeffrey O. Henley Management For Withhold
1.10 Elect Director Mark V. Hurd Management For For
1.11 Elect Director Naomi O. Seligman Management For Withhold
2 Advisory Vote to Ratify Named Executive Officers' Compensation Management For Against
3 Amend Omnibus Stock Plan Management For Against
4 Ratify Auditors Management For For
5 Establish Human Rights Committee Shareholder Against Against
6 Require Independent Board Chairman Shareholder Against For
7 Provide Vote Counting to Exclude Abstentions Shareholder Against Against
8 Adopt Multiple Performance Metrics Under Executive Incentive Plans Shareholder Against For
9 Require Shareholder Approval of Quantifiable Performance Metrics Shareholder Against For
PARKER-HANNIFIN CORPORATION
Meeting Date:  OCT 23, 2013
Record Date:  AUG 30, 2013
Meeting Type:  ANNUAL
Ticker:  PH
Security ID:  701094104
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1.1 Elect Director Robert G. Bohn Management For For
1.2 Elect Director Linda S. Harty Management For For
1.3 Elect Director William E. Kassling Management For For
1.4 Elect Director Robert J. Kohlhepp Management For For
1.5 Elect Director Kevin A. Lobo Management For For
1.6 Elect Director Klaus-Peter Muller Management For Withhold
1.7 Elect Director Candy M. Obourn Management For For
1.8 Elect Director Joseph M. Scaminace Management For For
1.9 Elect Director Wolfgang R. Schmitt Management For For
1.10 Elect Director Ake Svensson Management For For
1.11 Elect Director James L. Wainscott Management For For
1.12 Elect Director Donald E. Washkewicz Management For For
2 Ratify Auditors Management For For
3 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For
PENTAIR LTD.
Meeting Date:  MAY 20, 2014
Record Date:  APR 30, 2014
Meeting Type:  ANNUAL
Ticker:  PNR
Security ID:  H6169Q108
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1a Elect Director Glynis A. Bryan Management For For
1b Elect Director Jerry W. Burris Management For For
1c Elect Director Carol Anthony (John) Davidson Management For For
1d Elect Director T. Michael Glenn Management For For
1e Elect Director David H.Y. Ho Management For For
1f Elect Director Randall J. Hogan Management For For
1g Elect Director David A. Jones Management For For
1h Elect Director Ronald L. Merriman Management For For
1i Elect Director William T. Monahan Management For For
1j Elect Director Billie Ida Williamson Management For For
2 Elect Randall J. Hogan as Board Chairman Management For Against
3a Appoint David A. Jones as Member of the Compensation Committee Management For For
3b Appoint Glynis A. Bryan as Member of the Compensation Committee Management For For
3c Appoint T. Michael Glenn as Member of the Compensation Committee Management For For
3d Appoint William T. Monahan as Member of the Compensation Committee Management For For
4 Designate Proxy Voting Services GmbH as Independent Proxy Management For For
5 Accept Financial Statements and Statutory Reports Management For For
6 Approve Discharge of Board and Senior Management Management For For
7a Ratify Deloitte AG as Statutory Auditors Management For For
7b Ratify Deloitte & Touche LLP as Auditors Management For For
7c Ratify PricewaterhouseCoopers as Special Auditors Management For For
8a Approve the Appropriation of results for the year ended December 31, 2013 Management For For
8b Approve Dividends Management For For
9 Advisory Vote to Ratify Names Executive Officers' Compensation Management For For
10 Approve Renewal of the Authorized Share Capital of Pentair Ltd Management For Against
PENTAIR LTD.
Meeting Date:  MAY 20, 2014
Record Date:  APR 30, 2014
Meeting Type:  SPECIAL
Ticker:  PNR
Security ID:  H6169Q111
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Change State of Incorporation [from Switzerland to Ireland] Management For For
2 Approve Proposal to Eliminate the 20% Voting Cap in Pentair-Ireland's Articles of Association Management For For
3 Approval to Create Distributable Reserves of Pentair-Ireland Management For For
PEPSICO, INC.
Meeting Date:  MAY 07, 2014
Record Date:  FEB 28, 2014
Meeting Type:  ANNUAL
Ticker:  PEP
Security ID:  713448108
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1a Elect Director Shona L. Brown Management For For
1b Elect Director George W. Buckley Management For For
1c Elect Director Ian M. Cook Management For For
1d Elect Director Dina Dublon Management For For
1e Elect Director Rona A. Fairhead Management For For
1f Elect Director Ray L. Hunt Management For For
1g Elect Director Alberto Ibarguen Management For For
1h Elect Director Indra K. Nooyi Management For For
1i Elect Director Sharon Percy Rockefeller Management For For
1j Elect Director James J. Schiro Management For For
1k Elect Director Lloyd G. Trotter Management For For
1l Elect Director Daniel Vasella Management For For
1m Elect Director Alberto Weisser Management For For
2 Ratify Auditors Management For For
3 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For
4 Amend Executive Incentive Bonus Plan Management For For
5 Require Shareholder Vote to Approve Political Contributions Policy Shareholder Against Abstain
6 Stock Retention/Holding Period Shareholder Against For
PHILLIPS 66
Meeting Date:  MAY 07, 2014
Record Date:  MAR 14, 2014
Meeting Type:  ANNUAL
Ticker:  PSX
Security ID:  718546104
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1a Elect Director William R. Loomis, Jr. Management For For
1b Elect Director Glenn F. Tilton Management For For
1c Elect Director Marna C. Whittington Management For For
2 Ratify Auditors Management For For
3 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For
4 Adopt Quantitative GHG Goals for Operations Shareholder Against For
POTASH CORPORATION OF SASKATCHEWAN INC.
Meeting Date:  MAY 15, 2014
Record Date:  MAR 17, 2014
Meeting Type:  ANNUAL/SPECIAL
Ticker:  POT
Security ID:  73755L107
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1.1 Elect Director Christopher M. Burley Management For For
1.2 Elect Director Donald G. Chynoweth Management For For
1.3 Elect Director William J. Doyle Management For For
1.4 Elect Director John W. Estey Management For For
1.5 Elect Director Gerald W. Grandey Management For For
1.6 Elect Director C. Steven Hoffman Management For For
1.7 Elect Director Dallas J. Howe Management For For
1.8 Elect Director Alice D. Laberge Management For For
1.9 Elect Director Consuelo E. Madere Management For For
1.10 Elect Director Keith G. Martell Management For For
1.11 Elect Director Jeffrey J. McCaig Management For For
1.12 Elect Director Mary Mogford Management For For
1.13 Elect Director Elena Viyella de Paliza Management For For
2 Ratify Deloitte LLP as Auditors Management For For
3 Approve 2014 Performance Option Plan Management For For
4 Advisory Vote on Executive Compensation Approach Management For For
PUBLIC STORAGE
Meeting Date:  MAY 01, 2014
Record Date:  MAR 06, 2014
Meeting Type:  ANNUAL
Ticker:  PSA
Security ID:  74460D109
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1.1 Elect Director Ronald L. Havner, Jr. Management For For
1.2 Elect Director Tamara Hughes Gustavson Management For For
1.3 Elect Director Uri P. Harkham Management For For
1.4 Elect Director B. Wayne Hughes, Jr. Management For For
1.5 Elect Director Avedick B. Poladian Management For For
1.6 Elect Director Gary E. Pruitt Management For For
1.7 Elect Director Ronald P. Spogli Management For For
1.8 Elect Director Daniel C. Staton Management For For
2 Ratify Auditors Management For For
3 Amend Omnibus Stock Plan Management For For
4 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For
ROYAL CARIBBEAN CRUISES LTD.
Meeting Date:  MAY 12, 2014
Record Date:  MAR 24, 2014
Meeting Type:  ANNUAL
Ticker:  RCL
Security ID:  V7780T103
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1a Elect Director John F. Brock Management For For
1b Elect Director Eyal M. Ofer Management For For
1c Elect Director William K. Reilly Management For For
1d Elect Director Vagn O. Sorensen Management For For
1e Elect Director Arne Alexander Wilhelmsen Management For For
2 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For
3 Amend Qualified Employee Stock Purchase Plan Management For For
4 Ratify Auditors Management For For
SANDISK CORPORATION
Meeting Date:  JUN 19, 2014
Record Date:  APR 21, 2014
Meeting Type:  ANNUAL
Ticker:  SNDK
Security ID:  80004C101
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1a Elect Director Michael E. Marks Management For For
1b Elect Director Irwin Federman Management For For
1c Elect Director Steven J. Gomo Management For For
1d Elect Director Eddy W. Hartenstein Management For For
1e Elect Director Chenming Hu Management For For
1f Elect Director Catherine P. Lego Management For For
1g Elect Director Sanjay Mehrotra Management For For
1h Elect Director D. Scott Mercer Management For For
2 Amend Qualified Employee Stock Purchase Plan Management For For
3 Ratify Auditors Management For For
4 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For
SANOFI
Meeting Date:  MAY 05, 2014
Record Date:  MAR 27, 2014
Meeting Type:  ANNUAL
Ticker:  SAN
Security ID:  80105N105
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Approve Financial Statements and Statutory Reports Management For For
2 Approve Consolidated Financial Statements and Statutory Reports Management For For
3 Approve Allocation of Income and Dividends of EUR 2.80 per Share Management For For
4 Approve Auditors' Special Report on Related-Party Transactions Management For For
5 Reelect Christopher Viehbacher as Director Management For For
6 Reelect Robert Castaigne as Director Management For For
7 Reelect Christian Mulliez as Director Management For For
8 Elect Patrick Kron as Director Management For For
9 Advisory Vote on Compensation of Serge Weinberg, Chairman Management For For
10 Advisory Vote on Compensation of Christopher Viehbacher, CEO Management For For
11 Authorize Repurchase of Up to 10 Percent of Issued Share Capital Management For For
12 Authorize Filing of Required Documents/Other Formalities Management For For
SCHLUMBERGER LIMITED
Meeting Date:  APR 09, 2014
Record Date:  FEB 19, 2014
Meeting Type:  ANNUAL
Ticker:  SLB
Security ID:  806857108
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1a Elect Director Peter L.S. Currie Management For For
1b Elect Director Tony Isaac Management For For
1c Elect Director K. Vaman Kamath Management For For
1d Elect Director Maureen Kempston Darkes Management For For
1e Elect Director Paal Kibsgaard Management For For
1f Elect Director Nikolay Kudryavtsev Management For For
1g Elect Director Michael E. Marks Management For For
1h Elect Director Lubna S. Olayan Management For For
1i Elect Director Leo Rafael Reif Management For For
1j Elect Director Tore I. Sandvold Management For For
1k Elect Director Henri Seydoux Management For For
2 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For
3 Adopt and Approve Financials and Dividends Management For For
4 Ratify PricewaterhouseCoopers LLP as Auditors Management For For
SIEMENS AG
Meeting Date:  JAN 28, 2014
Record Date:  DEC 16, 2013
Meeting Type:  ANNUAL
Ticker:  SIE
Security ID:  826197501
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Receive Financial Statements and Statutory Reports for Fiscal 2012/2013 (Non-Voting) Management None None
2 Approve Allocation of Income and Dividends of EUR 3 per Share Management For For
3 Approve Discharge of Management Board for Fiscal 2012/2013 Management For For
4 Approve Discharge of Supervisory Board for Fiscal 2012/2013 Management For For
5 Approve Remuneration System for Management Board Members Management For For
6 Ratify Ernst & Young as Auditors for Fiscal 2013/2014 Management For For
7 Elect Jim Hagemann Snabe to the Supervisory Board Management For For
8 Approve Creation of EUR 528.6 Million Pool of Capital with Partial Exclusion of Preemptive Rights Management For For
9 Approve Issuance of Warrants/Bonds with Warrants Attached/Convertible Bonds without Preemptive Rights up to Aggregate Nominal Amount of EUR 15 Billion; Approve Creation of EUR 240 Million Pool of Capital to Guarantee Conversion Rights Management For For
10 Approve Cancellation of Capital Authorization Management For For
11 Amend Articles Re: Remuneration of the Supervisory Board Management For For
SLM CORPORATION
Meeting Date:  JUN 25, 2014
Record Date:  APR 30, 2014
Meeting Type:  ANNUAL
Ticker:  SLM
Security ID:  78442P106
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1a Elect Director Paul G. Child Management For For
1b Elect Director Joseph A. DePaulo Management For For
1c Elect Director Carter Warren Franke Management For For
1d Elect Director Earl A. Goode Management For For
1e Elect Director Ronald F. Hunt Management For For
1f Elect Director Marianne Keler Management For For
1g Elect Director Jed H. Pitcher Management For For
1h Elect Director Frank C. Puleo Management For For
1i Elect Director Raymond J. Quinlan Management For For
1j Elect Director William N. Shiebler Management For For
1k Elect Director Robert S. Strong Management For For
2 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For
3 Ratify Auditors Management For For
4 Approve an Amendment to the LLC Agreement of Navient, LLC Management For For
5 Eliminate Cumulative Voting Management For For
6 Adopt Proxy Access Right Shareholder None For
7 Report on Lobbying Payments and Policy Shareholder Against For
SUN LIFE FINANCIAL INC.
Meeting Date:  MAY 07, 2014
Record Date:  MAR 17, 2014
Meeting Type:  ANNUAL
Ticker:  SLF
Security ID:  866796105
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1.1 Elect Director William D. Anderson Management For For
1.2 Elect Director Richard H. Booth Management For For
1.3 Elect Director John H. Clappison Management For For
1.4 Elect Director Dean A. Connor Management For For
1.5 Elect Director Martin J. G. Glynn Management For For
1.6 Elect Director M. Marianne Harris Management For For
1.7 Elect Director Krystyna T. Hoeg Management For For
1.8 Elect Director Real Raymond Management For For
1.9 Elect Director Hugh D. Segal Management For For
1.10 Elect Director Barbara G. Stymiest Management For For
1.11 Elect Director James H. Sutcliffe Management For For
2 Ratify Deloitte LLP as Auditors Management For For
3 Approve Advance Notice Policy Management For For
4 Allow Electronic Distribution of Company Communications Management For For
5 Advisory Vote on Executive Compensation Approach Management For For
SUNCOR ENERGY INC
Meeting Date:  APR 29, 2014
Record Date:  MAR 03, 2014
Meeting Type:  ANNUAL
Ticker:  SU
Security ID:  867224107
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1.1 Elect Director Mel E. Benson Management For For
1.2 Elect Director Dominic D'Alessandro Management For For
1.3 Elect Director W. Douglas Ford Management For For
1.4 Elect Director John D. Gass Management For For
1.5 Elect Director Paul Haseldonckx Management For For
1.6 Elect Director John R. Huff Management For For
1.7 Elect Director Jacques Lamarre Management For For
1.8 Elect Director Maureen McCaw Management For For
1.9 Elect Director Michael W. O'Brien Management For For
1.10 Elect Director James W. Simpson Management For For
1.11 Elect Director Eira M. Thomas Management For For
1.12 Elect Director Steven W. Williams Management For For
1.13 Elect Director Michael M. Wilson Management For For
2 Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration Management For For
3 Advisory Vote on Executive Compensation Approach Management For For
SYMANTEC CORPORATION
Meeting Date:  OCT 22, 2013
Record Date:  AUG 23, 2013
Meeting Type:  ANNUAL
Ticker:  SYMC
Security ID:  871503108
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1a Elect Director Stephen M. Bennett Management For For
1b Elect Director Michael A. Brown Management For For
1c Elect Director Frank E. Dangeard Management For For
1d Elect Director Geraldine B. Laybourne Management For For
1e Elect Director David L. Mahoney Management For For
1f Elect Director Robert S. Miller Management For For
1g Elect Director Anita M. Sands Management For For
1h Elect Director Daniel H. Schulman Management For For
1i Elect Director V. Paul Unruh Management For For
1j Elect Director Suzanne M. Vautrinot Management For For
2 Ratify Auditors Management For For
3 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For
4 Approve Omnibus Stock Plan Management For For
5 Amend Qualified Employee Stock Purchase Plan Management For For
6 Amend Executive Incentive Bonus Plan Management For For
SYNOPSYS, INC.
Meeting Date:  APR 02, 2014
Record Date:  FEB 04, 2014
Meeting Type:  ANNUAL
Ticker:  SNPS
Security ID:  871607107
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1.1 Elect Director Aart J. de Geus Management For For
1.2 Elect Director Chi-Foon Chan Management For For
1.3 Elect Director Alfred Castino Management For For
1.4 Elect Director Bruce R. Chizen Management For For
1.5 Elect Director Deborah A. Coleman Management For For
1.6 Elect Director Chrysostomos L. 'Max' Nikias Management For For
1.7 Elect Director John G. Schwarz Management For For
1.8 Elect Director Roy Vallee Management For For
1.9 Elect Director Steven C. Walske Management For For
2 Amend Omnibus Stock Plan Management For For
3 Amend Qualified Employee Stock Purchase Plan Management For For
4 Amend Non-Employee Director Omnibus Stock Plan Management For For
5 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For
6 Ratify Auditors Management For For
SYSCO CORPORATION
Meeting Date:  NOV 15, 2013
Record Date:  SEP 17, 2013
Meeting Type:  ANNUAL
Ticker:  SYY
Security ID:  871829107
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1a Elect Director John M. Cassaday Management For For
1b Elect Director Jonathan Golden Management For For
1c Elect Director Joseph A. Hafner, Jr. Management For For
1d Elect Director Hans-Joachim Koerber Management For For
1e Elect Director Nancy S. Newcomb Management For For
1f Elect Director Jackie M. Ward Management For For
2 Approve Omnibus Stock Plan Management For For
3 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For
4 Ratify Auditors Management For For
TE CONNECTIVITY LTD.
Meeting Date:  MAR 04, 2014
Record Date:  FEB 12, 2014
Meeting Type:  ANNUAL
Ticker:  TEL
Security ID:  H84989104
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1a Elect Director Pierre R. Brondeau Management For For
1b Elect Director Juergen W. Gromer Management For For
1c Elect Director William A. Jeffrey Management For For
1d Elect Director Thomas J. Lynch Management For For
1e Elect Director Yong Nam Management For For
1f Elect Director Daniel J. Phelan Management For For
1g Elect Director Frederic M. Poses Management For For
1h Elect Director Lawrence S. Smith Management For For
1i Elect Director Paula A. Sneed Management For For
1j Elect Director David P. Steiner Management For For
1k Elect Director John C. Van Scoter Management For For
1l Elect Director Laura H. Wright Management For For
2 Elect Board Chairman Thomas J. Lynch Management For Against
3a Elect Daniel J. Phelan as Member of Management Development & Compensation Committee Management For For
3b Elect Paula A. Sneed as Member of Management Development & Compensation Committee Management For For
3c Elect David P. Steiner as Member of Management Development & Compensation Committee Management For For
4 Designate Jvo Grundler as Independent Proxy Management For For
5.1 Accept Annual Report for Fiscal Year Ended September 27, 2013 Management For For
5.2 Accept Statutory Financial Statements for Fiscal Year Ended September 27, 2013 Management For For
5.3 Approve Consolidated Financial Statements for Fiscal Year Ended September 27, 2013 Management For For
6 Approve Discharge of Board and Senior Management Management For For
7.1 Ratify Deloitte & Touche LLP as Independent Registered Public Accounting Firm for Fiscal Year Ending September 26, 2014 Management For For
7.2 Ratify Deloitte AG as Swiss Registered Auditors Management For For
7.3 Ratify PricewaterhouseCoopers AG as Special Auditors Management For For
8 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For
9 Approve Allocation of Available Earnings for Fiscal Year 2013 Management For For
10 Approve Declaration of Dividend Management For For
11 Authorize Repurchase of Up to USD 1 Billion of Share Capital Management For Against
12 Approve Reduction of Share Capital Management For For
13 Adjourn Meeting Management For Against
TELEFONICA S.A.
Meeting Date:  MAY 29, 2014
Record Date:  APR 29, 2014
Meeting Type:  ANNUAL
Ticker:  TEF
Security ID:  879382208
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Approve Consolidated and Standalone Financial Statements, Allocation of Income, and Discharge of Board Management For For
2 Renew Appointment of Ernst & Young as Auditor Management For For
3 Authorize Capitalization of Reserves for Scrip Dividends Management For For
4 Authorize Issuance of Non-Convertible and/or Convertible Bonds, Debentures, Warrants, and Other Debt Securities up to EUR 25 Billion with Exclusion of Preemptive Rights up to 20 Percent of Capital Management For For
5 Authorize Share Repurchase Program Management For For
6 Approve Restricted Stock Plan Management For For
7 Approve Share Matching Plan Management For For
8 Authorize Board to Ratify and Execute Approved Resolutions Management For For
9 Advisory Vote on Remuneration Policy Report Management For For
TEVA PHARMACEUTICAL INDUSTRIES LTD.
Meeting Date:  AUG 27, 2013
Record Date:  JUL 25, 2013
Meeting Type:  ANNUAL
Ticker:  TEVA
Security ID:  881624209
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1a Reelect Moshe Many as Director Until the End of the 2016 General Meeting Management For For
1b Reelect Arie Belldegrun as Director Until the End of the 2016 General Meeting Management For For
1c Reelect Amir Elstein as Director Until the End of the 2016 General Meeting Management For For
1d Reelect Yitzhak Peterburg as Director Until the End of the 2016 General Meeting Management For For
2a Approve Cash Bonus of USD 1,203,125 to Jeremy Levin, President and CEO Management For For
2a.1 Vote YES if you have a personal interest in item 2a; otherwise, vote NO. You may not abstain. If you vote YES, please provide an explanation to your account manager. Management None Against
2b Approval of Bonus Objectives and Payout Terms for 2013 for Jeremy Levin, President and CEO Management For For
2b.1 Vote YES if you have a personal interest in item 2b; otherwise, vote NO. You may not abstain. If you vote YES, please provide an explanation to your account manager. Management None Against
3 Approve Compensation Policy for the Directors and Officers of the Company Management For For
3.a Vote YES if you have a personal interest in item 3; otherwise, vote NO. You may not abstain. If you vote YES, please provide an explanation to your account manager. Management None Against
4 Approve Dividend for First and Second Quarters of 2012, Paid in Two Installments in an Aggregate Amount of NIS 2.00 (USD 0.51) per Ordinary Share Management For For
5 Appoint Kesselman and Kesselman (Member of PricewaterhouseCoopers International Ltd.) as External Auditors until the 2014 General Meeting Management For For
6 Discuss Financial Statements for 2012 Management None None
TEVA PHARMACEUTICAL INDUSTRIES LTD.
Meeting Date:  FEB 24, 2014
Record Date:  JAN 23, 2014
Meeting Type:  SPECIAL
Ticker:  TEVA
Security ID:  881624209
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Approve Employment Terms of Erez Vigodman, President and Chief Executive Officer-Designate Management For For
THE ALLSTATE CORPORATION
Meeting Date:  MAY 20, 2014
Record Date:  MAR 21, 2014
Meeting Type:  ANNUAL
Ticker:  ALL
Security ID:  020002101
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1a Elect Director F. Duane Ackerman Management For For
1b Elect Director Robert D. Beyer Management For For
1c Elect Director Kermit R. Crawford Management For For
1d Elect Director Jack M. Greenberg Management For Against
1e Elect Director Herbert L. Henkel Management For For
1f Elect Director Siddharth N. (Bobby) Mehta Management For For
1g Elect Director Andrea Redmond Management For For
1h Elect Director John W. Rowe Management For For
1i Elect Director Judith A. Sprieser Management For For
1j Elect Director Mary Alice Taylor Management For For
1k Elect Director Thomas J. Wilson Management For For
2 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For
3 Approve Executive Incentive Bonus Plan Management For For
4 Ratify Auditors Management For For
5 Stock Retention/Holding Period Shareholder Against For
6 Report on Lobbying Payments and Policy Shareholder Against Abstain
7 Report on Political Contributions Shareholder Against Abstain
THE CHARLES SCHWAB CORPORATION
Meeting Date:  MAY 15, 2014
Record Date:  MAR 17, 2014
Meeting Type:  ANNUAL
Ticker:  SCHW
Security ID:  808513105
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1a Elect Director Frank C. Herringer Management For For
1b Elect Director Stephen T. McLin Management For For
1c Elect Director Roger O. Walther Management For For
1d Elect Director Robert N. Wilson Management For For
2 Ratify Auditors Management For For
3 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For
4 Report on Political Contributions Shareholder Against For
5 Prepare Employment Diversity Report Shareholder Against For
6 Pro-rata Vesting of Equity Awards Shareholder Against For
THE GAP, INC.
Meeting Date:  MAY 20, 2014
Record Date:  MAR 24, 2014
Meeting Type:  ANNUAL
Ticker:  GPS
Security ID:  364760108
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1a Elect Director Domenico De Sole Management For For
1b Elect Director Robert J. Fisher Management For Against
1c Elect Director William S. Fisher Management For For
1d Elect Director Isabella D. Goren Management For For
1e Elect Director Bob L. Martin Management For For
1f Elect Director Jorge P. Montoya Management For For
1g Elect Director Glenn K. Murphy Management For For
1h Elect Director Mayo A. Shattuck, III Management For For
1i Elect Director Katherine Tsang Management For For
1j Elect Director Padmasree Warrior Management For For
2 Ratify Auditors Management For For
3 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For
THE GOLDMAN SACHS GROUP, INC.
Meeting Date:  MAY 16, 2014
Record Date:  MAR 17, 2014
Meeting Type:  ANNUAL
Ticker:  GS
Security ID:  38141G104
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1a Elect Director Lloyd C. Blankfein Management For For
1b Elect Director M. Michele Burns Management For For
1c Elect Director Gary D. Cohn Management For For
1d Elect Director Claes Dahlback Management For For
1e Elect Director William W. George Management For For
1f Elect Director James A. Johnson Management For For
1g Elect Director Lakshmi N. Mittal Management For For
1h Elect Director Adebayo O. Ogunlesi Management For For
1i Elect Director Peter Oppenheimer Management For For
1j Elect Director James J. Schiro Management For For
1k Elect Director Debora L. Spar Management For For
1l Elect Director Mark E. Tucker Management For For
1m Elect Director David A. Viniar Management For For
2 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For
3 Ratify Auditors Management For For
4 Adopt Proxy Access Right Shareholder Against Against
THE TIMKEN COMPANY
Meeting Date:  MAY 13, 2014
Record Date:  FEB 24, 2014
Meeting Type:  ANNUAL
Ticker:  TKR
Security ID:  887389104
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1.1 Elect Director Phillip R. Cox Management For For
1.2 Elect Director Diane C. Creel Management For For
1.3 Elect Director Richard G. Kyle Management For For
1.4 Elect Director John A. Luke, Jr. Management For For
1.5 Elect Director Christopher L. Mapes Management For For
1.6 Elect Director Joseph W. Ralston Management For For
1.7 Elect Director John P. Reilly Management For For
1.8 Elect Director Frank C. Sullivan Management For For
1.9 Elect Director John M. Timken, Jr. Management For For
1.10 Elect Director Ward J. Timken, Jr. Management For For
1.11 Elect Director Jacqueline F. Woods Management For For
2 Ratify Auditors Management For For
3 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For
4 Require Independent Board Chairman Shareholder Against For
THE WALT DISNEY COMPANY
Meeting Date:  MAR 18, 2014
Record Date:  JAN 17, 2014
Meeting Type:  ANNUAL
Ticker:  DIS
Security ID:  254687106
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1a Elect Director Susan E. Arnold Management For For
1b Elect Director John S. Chen Management For For
1c Elect Director Jack Dorsey Management For For
1d Elect Director Robert A. Iger Management For For
1e Elect Director Fred H. Langhammer Management For For
1f Elect Director Aylwin B. Lewis Management For For
1g Elect Director Monica C. Lozano Management For For
1h Elect Director Robert W. Matschullat Management For For
1i Elect Director Sheryl K. Sandberg Management For For
1j Elect Director Orin C. Smith Management For For
2 Ratify Auditors Management For For
3 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For
4 Provide Right to Call Special Meeting Management For For
5 Adopt Proxy Access Right Shareholder Against For
6 Pro-rata Vesting of Equity Awards Shareholder Against For
THERMO FISHER SCIENTIFIC INC.
Meeting Date:  MAY 20, 2014
Record Date:  MAR 28, 2014
Meeting Type:  ANNUAL
Ticker:  TMO
Security ID:  883556102
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1a Elect Director Marc N. Casper Management For For
1b Elect Director Nelson J. Chai Management For For
1c Elect Director C. Martin Harris Management For For
1d Elect Director Tyler Jacks Management For For
1e Elect Director Judy C. Lewent Management For For
1f Elect Director Thomas J. Lynch Management For For
1g Elect Director Jim P. Manzi Management For For
1h Elect Director William G. Parrett Management For For
1i Elect Director Lars R. Sorensen Management For For
1j Elect Director Scott M. Sperling Management For For
1k Elect Director Elaine S. Ullian Management For For
2 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For
3 Ratify Auditors Management For For
U.S. BANCORP
Meeting Date:  APR 15, 2014
Record Date:  FEB 18, 2014
Meeting Type:  ANNUAL
Ticker:  USB
Security ID:  902973304
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1a Elect Director Douglas M. Baker, Jr. Management For For
1b Elect Director Y. Marc Belton Management For For
1c Elect Director Victoria Buyniski Gluckman Management For For
1d Elect Director Arthur D. Collins, Jr. Management For For
1e Elect Director Richard K. Davis Management For For
1f Elect Director Roland A. Hernandez Management For For
1g Elect Director Doreen Woo Ho Management For For
1h Elect Director Joel W. Johnson Management For For
1i Elect Director Olivia F. Kirtley Management For For
1j Elect Director Jerry W. Levin Management For For
1k Elect Director David B. O'Maley Management For For
1l Elect Director O'dell M. Owens Management For For
1m Elect Director Craig D. Schnuck Management For For
1n Elect Director Patrick T. Stokes Management For For
2 Ratify Auditors Management For For
3 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For
4 Require Independent Board Chairman Shareholder Against Against
UNITED TECHNOLOGIES CORPORATION
Meeting Date:  APR 28, 2014
Record Date:  MAR 03, 2014
Meeting Type:  ANNUAL
Ticker:  UTX
Security ID:  913017109
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1a Elect Director Louis R. Chenevert Management For For
1b Elect Director John V. Faraci Management For For
1c Elect Director Jean-Pierre Garnier Management For For
1d Elect Director Jamie S. Gorelick Management For For
1e Elect Director Edward A. Kangas Management For For
1f Elect Director Ellen J. Kullman Management For For
1g Elect Director Marshall O. Larsen Management For For
1h Elect Director Harold McGraw, III Management For For
1i Elect Director Richard B. Myers Management For For
1j Elect Director H. Patrick Swygert Management For For
1k Elect Director Andre Villeneuve Management For For
1l Elect Director Christine Todd Whitman Management For For
2 Ratify Auditors Management For For
3 Amend Omnibus Stock Plan Management For For
4 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For
UNITEDHEALTH GROUP INCORPORATED
Meeting Date:  JUN 02, 2014
Record Date:  APR 04, 2014
Meeting Type:  ANNUAL
Ticker:  UNH
Security ID:  91324P102
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1a Elect Director William C. Ballard, Jr. Management For For
1b Elect Director Edson Bueno Management For For
1c Elect Director Richard T. Burke Management For For
1d Elect Directo Robert J. Darretta Management For For
1e Elect Director Stephen J. Hemsley Management For For
1f Elect Director Michele J. Hooper Management For For
1g Elect Director Rodger A. Lawson Management For For
1h Elect Director Douglas W. Leatherdale Management For For
1i Elect Director Glenn M. Renwick Management For For
1j Elect Director Kenneth I. Shine Management For For
1k Elect Director Gail R. Wilensky Management For For
2 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For
3 Ratify Auditors Management For For
4 Provide for Cumulative Voting Shareholder Against Against
5 Report on Lobbying Payments and Policy Shareholder Against For
VERIZON COMMUNICATIONS INC.
Meeting Date:  JAN 28, 2014
Record Date:  DEC 09, 2013
Meeting Type:  SPECIAL
Ticker:  VZ
Security ID:  92343V104
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Issue Shares in Connection with Acquisition Management For For
2 Increase Authorized Common Stock Management For For
3 Adjourn Meeting Management For For
VERIZON COMMUNICATIONS INC.
Meeting Date:  MAY 01, 2014
Record Date:  MAR 03, 2014
Meeting Type:  ANNUAL
Ticker:  VZ
Security ID:  92343V104
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1.1 Elect Director Shellye L. Archambeau Management For For
1.2 Elect Director Richard L. Carrion Management For For
1.3 Elect Director Melanie L. Healey Management For For
1.4 Elect Director M. Frances Keeth Management For For
1.5 Elect Director Robert W. Lane Management For For
1.6 Elect Director Lowell C. McAdam Management For For
1.7 Elect Director Donald T. Nicolaisen Management For For
1.8 Elect Director Clarence Otis, Jr. Management For For
1.9 Elect Director Rodney E. Slater Management For For
1.10 Elect Director Kathryn A. Tesija Management For For
1.11 Elect Director Gregory D. Wasson Management For For
2 Ratify Auditors Management For For
3 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For
4 Provide Proxy Access Right Management For For
5 Report on Net Neutrality Shareholder Against Against
6 Report on Lobbying Payments and Policy Shareholder Against Against
7 Submit Severance Agreement (Change-in-Control) to Shareholder Vote Shareholder Against For
8 Amend Articles/Bylaws/Charter -- Call Special Meetings Shareholder Against For
9 Provide Right to Act by Written Consent Shareholder Against For
10 Approve Proxy Voting Authority Shareholder Against Against
VODAFONE GROUP PLC
Meeting Date:  JUL 23, 2013
Record Date:  JUN 03, 2013
Meeting Type:  ANNUAL
Ticker:  VOD
Security ID:  92857W209
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Accept Financial Statements and Statutory Reports Management For For
2 Re-elect Gerard Kleisterlee as Director Management For For
3 Re-elect Vittorio Colao as Director Management For For
4 Re-elect Andy Halford as Director Management For For
5 Re-elect Stephen Pusey as Director Management For For
6 Re-elect Renee James as Director Management For For
7 Re-elect Alan Jebson as Director Management For For
8 Re-elect Samuel Jonah as Director Management For For
9 Elect Omid Kordestani as Director Management For For
10 Re-elect Nick Land as Director Management For For
11 Re-elect Anne Lauvergeon as Director Management For For
12 Re-elect Luc Vandevelde as Director Management For For
13 Re-elect Anthony Watson as Director Management For For
14 Re-elect Philip Yea as Director Management For For
15 Approve Final Dividend Management For For
16 Approve Remuneration Report Management For For
17 Reappoint Deloitte LLP as Auditors Management For For
18 Authorise the Audit and Risk Committee to Fix Remuneration of Auditors Management For For
19 Authorise Issue of Equity with Pre-emptive Rights Management For For
20 Authorise Issue of Equity without Pre-emptive Rights Management For For
21 Authorise Market Purchase of Ordinary Shares Management For For
22 Authorise EU Political Donations and Expenditure Management For For
23 Authorise the Company to Call EGM with Two Weeks' Notice Management For For
VODAFONE GROUP PLC
Meeting Date:  JAN 28, 2014
Record Date:  DEC 12, 2013
Meeting Type:  SPECIAL
Ticker:  VOD
Security ID:  92857W209
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Approve Scheme of Arrangement Management For For
1 Approve Disposal of All of the Shares in Vodafone Americas Finance 1 by Vodafone 4 Limited to Verizon Communications Inc Management For For
2 Approve Matters Relating to the Return of Value to Shareholders Management For For
3 Authorise Market Purchase of Ordinary Shares Management For For
4 Authorise Board to Ratify and Execute Approved Resolutions Management For For
WALGREEN CO.
Meeting Date:  JAN 08, 2014
Record Date:  NOV 11, 2013
Meeting Type:  ANNUAL
Ticker:  WAG
Security ID:  931422109
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1a Elect Director Janice M. Babiak Management For For
1b Elect Director David J. Brailer Management For For
1c Elect Director Steven A. Davis Management For For
1d Elect Director William C. Foote Management For For
1e Elect Director Mark P. Frissora Management For For
1f Elect Director Ginger L. Graham Management For For
1g Elect Director Alan G. McNally Management For For
1h Elect Director Dominic P. Murphy Management For For
1i Elect Director Stefano Pessina Management For For
1j Elect Director Nancy M. Schlichting Management For For
1k Elect Director Alejandro Silva Management For For
1l Elect Director James A. Skinner Management For For
1m Elect Director Gregory D. Wasson Management For For
2 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For
3 Ratify Auditors Management For For
4 Stock Retention/Holding Period Shareholder Against For
5 Adopt Proxy Access Right Shareholder Against For
WASTE MANAGEMENT, INC.
Meeting Date:  MAY 13, 2014
Record Date:  MAR 17, 2014
Meeting Type:  ANNUAL
Ticker:  WM
Security ID:  94106L109
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1a Elect Director Bradbury H. Anderson Management For For
1b Elect Director Frank M. Clark, Jr. Management For For
1c Elect Director Patrick W. Gross Management For For
1d Elect Director Victoria M. Holt Management For For
1e Elect Director John C. Pope Management For For
1f Elect Director W. Robert Reum Management For For
1g Elect Director David P. Steiner Management For For
1h Elect Director Thomas H. Weidemeyer Management For For
2 Ratify Auditors Management For For
3 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For
4 Approve Omnibus Stock Plan Management For For
5 Report on Political Contributions Shareholder Against For
WINDSTREAM HOLDINGS, INC.
Meeting Date:  MAY 07, 2014
Record Date:  MAR 13, 2014
Meeting Type:  ANNUAL
Ticker:  WIN
Security ID:  97382A101
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1a Elect Director Carol B. Armitage Management For Against
1b Elect Director Samuel E. Beall, III Management For For
1c Elect Director Dennis E. Foster Management For For
1d Elect Director Francis X. ('Skip') Frantz Management For For
1e Elect Director Jeffery R. Gardner Management For For
1f Elect Director Jeffrey T. Hinson Management For For
1g Elect Director Judy K. Jones Management For For
1h Elect Director William A. Montgomery Management For For
1i Elect Director Alan L. Wells Management For Against
2 Advisory Vote to Ratify Named Executive Officers' Compensation Management For Against
3 Amend Omnibus Stock Plan Management For For
4 Amend Certificate of Incorporation of Windstream Corporation to Eliminate Certain Voting Provisions Management For Against
5 Provide Right to Call Special Meeting Management For For
6 Eliminate Supermajority Vote Requirement Management For For
7 Ratify Auditors Management For For
8 Pro-rata Vesting of Equity Awards Shareholder Against For
9 Provide Right to Act by Written Consent Shareholder Against For

END NPX REPORT

 

 

\

 

 

SIGNATURES

 

Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.

 

Registrant: Oppenheimer Series Fund on behalf of
  Oppenheimer Value Fund
   
By:    William F. Glavin, Jr.*
  William F. Glavin, Jr.,
  President and Principal Executive Officer

 

Date: August 22, 2014

 

*By: /s/ Lisa Bloomberg
  ----------------------------------------
  Lisa Bloomberg, Attorney in Fact