485BPOS 1 body.htm N-1A PAGE AND PART C

As filed with the Securities and Exchange Commission on October 10, 2013

 

Registration No. 2-75276

File No. 811-3346

 

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, DC 20549

 

FORM N-1A

 

 

REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 [ ]

Pre-Effective Amendment No. ___ [ ]

Post-Effective Amendment No. 58 x

 

and/or

 

REGISTRATION STATEMENT UNDER THE INVESTMENT COMPANY ACT OF 1940 x

Amendment No. 59

 

 

OPPENHEIMER SERIES FUND

(Exact Name of Registrant as Specified in Charter)

 

6803 South Tucson Way, Centennial, Colorado 80112-3924

(Address of Principal Executive Offices) (Zip Code)

 

(303) 768-3200

(Registrant’s Telephone Number, including Area Code)

 

Arthur S. Gabinet, Esq.

OFI Global Asset Management, Inc.

Two World Financial Center, 225 Liberty Street, New York, New York 10281-1008

(Name and Address of Agent for Service)

 

It is proposed that this filing will become effective (check appropriate box):

 

[ ] immediately upon filing pursuant to paragraph (b)

x on October 11, 2013 pursuant to paragraph (b)

[ ] 60 days after filing pursuant to paragraph (a)(1)

[ ] on _______________ pursuant to paragraph (a)(1)

[ ] 75 days after filing pursuant to paragraph (a)(2)

[ ] on _______________ pursuant to paragraph (a)(2) of Rule 485.

 

 

 

DECLARATION REQUIRED BY RULE 24f-2 (a)

The issuer has registered an indefinite amount of its securities under the Securities Act of 1933 pursuant to Rule 24f-2(a). Notice for the Registrant’s fiscal year ended October 31, 2012 was filed on January 24, 2013.

The Registrant is the successor issuer to the Predecessor Registrant, a Maryland corporation (the “Predecessor Registrant”). By filing this Post-Effective Amendment to the currently effective Registration Statement on Form N-1A of the Predecessor Registrant (Registration No. 2-75276), the Registrant expressly adopts the Registration Statement of the Predecessor Registrant as its own Registration Statement for all purposes of the Securities Act of 1933, as amended, and the Investment Company Act of 1940, as amended, effective October 11, 2013, immediately following the closing of a shell reorganization transaction between the Predecessor Registrant and the Registrant. The Registrant’s semi-annual report, dated April 30, 2013 is hereby incorporated by reference.

 

 

 

 

OPPENHEIMER SERIES FUND

 

FORM N-1A

 

PART C

 

OTHER INFORMATION

 

Item 28. Exhibits

 

(a)   (i) Agreement and Declaration of Trust dated 8/15/13: Filed herewith.

 

(b)   (i) By-Laws dated 8/15/13: Filed herewith.

 

(c)   (i) Article V of the Agreement and Declaration of Trust: Filed herewith and incorporated by reference.
    (ii) Article II of the By-Laws: Filed herewith and incorporated by reference.

 

(d)   (i) Amended and Restated Investment Advisory Agreement dated 9/9/13: Filed herewith.
    (ii) Amended and Restated Investment SubAdvisory Agreement dated 9/9/13: Filed herewith.

 

(e)   (i) General Distributor’s Agreement dated 3/18/96 between Registrant on behalf of Oppenheimer Value Fund, formerly Oppenheimer Disciplined Value Fund, and OFDI: Previously filed with Registrant’s Post-Effective Amendment No. 31, (12/16/96), and incorporated herein by reference.
    (ii) Form of Dealer Agreement of OppenheimerFunds Distributor, Inc.: Previously filed with Post-Effective Amendment No. 34 to the Registration Statement of Oppenheimer Main Street Funds, Inc. (Reg. No.33-17850), (10/23/06), and incorporated herein by reference.
    (iii) Form of Broker Agreement of OppenheimerFunds Distributor, Inc.: Previously filed with Post-Effective Amendment No. 34 to the Registration Statement of Oppenheimer Main Street Funds, Inc. (Reg. No.33-17850), (10/23/06), and incorporated herein by reference.
    (iv) Form of Agency Agreement of OppenheimerFunds Distributor, Inc.: Previously filed with Post-Effective Amendment No. 34 to the Registration Statement of Oppenheimer Main Street Funds, Inc. (Reg. No.33-17850), (10/23/06), and incorporated herein by reference.
    (v) Form of Trust Company Fund/SERV Purchase Agreement of OppenheimerFunds Distributor, Inc.: Previously filed with Post-Effective Amendment No. 45 to the Registration Statement of Oppenheimer High Yield Fund (Reg. No. 2-62076), (10/26/01), and incorporated herein by reference.
    (vi) Form of Trust Company Agency Agreement of OppenheimerFunds Distributor, Inc.: Previously filed with Post-Effective Amendment No. 34 to the Registration Statement of Oppenheimer Main Street Funds, Inc. (Reg. No.33-17850), (10/23/06), and incorporated herein by reference.

 

(f)     Amended & Restated Compensation Deferral Plan for Eligible Trustees, effective 1/1/08: Previously filed with Post-Effective Amendment No. 4 to the Registration Statement of Oppenheimer Portfolio Series (Reg. No. 333-121449), (5/29/09), and incorporated herein by reference.

 

(g)   (i) Global Custody Agreement dated 2/16/07: Previously filed with Post-Effective Amendment No. 57 to the Registration Statement of Oppenheimer Rising Dividends Fund (Reg. No. 2-65223), (7/31/07), and incorporated herein by reference.
    (ii) Amendment dated 2/12/13 to the Global Custody Agreement: Previously filed with Pre-Effective Amendment No. 1 to the Registration Statement of Oppenheimer Global Real Estate Fund (Reg. No. 333-185116), (2/15/13), and incorporated herein by reference.

 

(h)     Not Applicable.

 

(i)   (i) Opinion and Consent of Counsel: Filed herewith.
    (ii) Opinion of Delaware Counsel: Filed herewith.
    (iii) Opinion of Tax Counsel: Filed herewith.
(j)     Independent Registered Public Accounting Firm’s Consent: Previously filed with Registrant's Post-Effective Amendment No. 56 (02/27/13), and incorporated herein by reference.
(k)     Not applicable.
(l)     Not applicable.
(m)   (i) Amended and Restated Service Plan and Agreement for Class A shares dated 6/30/11: Previously filed with Registrant’s Post-Effective Amendment No. 54, (2/27/12), and incorporated herein by reference.
    (ii) Amended and Restated Distribution and Service Plan and Agreement for Class B shares dated 6/30/11: Previously filed with Registrant’s Post-Effective Amendment No. 54, (2/27/12), and incorporated herein by reference.
    (iii) Amended and Restated Distribution and Service Plan and Agreement for Class C shares dated 6/30/11: Previously filed with Registrant’s Post-Effective Amendment No. 54, (2/27/12), and incorporated herein by reference.
    (iv) Amended and Restated Distribution and Service Plan and Agreement for Class N shares dated 6/30/11: Previously filed with Registrant’s Post-Effective Amendment No. 54, (2/27/12), and incorporated herein by reference.

 

(n)     Oppenheimer Funds Amended & Restated Plan Pursuant to Rule 18f-3: Previously filed with Post-Effective Amendment No. 14 to the Registration Statement of Oppenheimer Oppenheimer SteelPath MLP Funds Trust (Reg. No. 333-163614) (6/27/13), and incorporated herein by reference.

 

(o)     Powers of Attorney for all Trustees/Directors and Officers dated 9/10/13: Previously filed with Post-Effective Amendment No. 9 to the Registration Statement of Oppenheimer Institutional Money Market Fund (Reg. 333-133173), (9/25/13), and incorporated by reference.

 

(p)     Code of Ethics of the Oppenheimer Funds, OFI Global Asset Management, Inc., OFI SteelPath, Inc., OppenheimerFunds, Inc. (including affiliates and subsidiaries) and OppenheimerFunds Distributor, Inc., dated as of 6/3/13, under Rule 17j-1 of the Investment Company Act of 1940: Previously filed with Post-Effective Amendment No. 14 to the Registration Statement of SteelPath MLP Funds Trust (Reg. No. 333-163614) (6/27/13), and incorporated herein by reference.

 

 

Item 29. - Persons Controlled by or Under Common Control with the Fund

 

None.

 

 

Item 30. - Indemnification

 

Reference is made to the provisions of Article VII of Registrant's Agreement and Declaration of Trust filed as Exhibit 28(a) to this Registration Statement, and incorporated herein by reference.

 

Insofar as indemnification for liabilities arising under the Securities Act of 1933 may be permitted to directors, officers and controlling persons of Registrant pursuant to the foregoing provisions or otherwise, Registrant has been advised that in the opinion of the Securities and Exchange Commission such indemnification is against public policy as expressed in the Securities Act of 1933 and is, therefore, unenforceable. In the event that a claim for indemnification against such liabilities (other than the payment by Registrant of expenses incurred or paid by a director, officer or controlling person of Registrant in the successful defense of any action, suit or proceeding) is asserted by such director, officer or controlling person, Registrant will, unless in the opinion of its counsel the matter has been settled by controlling precedent, submit to a court of appropriate jurisdiction the question whether such indemnification by it is against public policy as expressed in the Securities Act of 1933 and will be governed by the final adjudication of such issue.

 

 

Item 31. - Business and Other Connections of the Investment Adviser

 

(a) OFI Global Asset Management, Inc. (the “Manager”) is the manager of the Registrant.  The information required by this Item 31 about officers and directors of the Manager, together with information as to any other business, profession, vocation or employment of a substantial nature engaged in by such officers and directors during the past two years, is incorporated by reference to Form ADV, filed by the Manager pursuant to the Investment Advisers Act of 1940 (SEC File No. 801-76771).

 

(b) OppenheimerFunds, Inc. (the “Sub-Adviser”) provides advisory services to the Registrant. The information required by this Item 31 about officers and directors of the Sub-Adviser, together with information as to any other business, profession, vocation or employment of a substantial nature engaged in by such officers and directors during the past two years, is incorporated by reference to Form ADV, filed by the Sub-Adviser pursuant to the Investment Advisers Act of 1940 (SEC File No. 801-8253).

 

 

Item 32. Principal Underwriter

 

(a) OppenheimerFunds Distributor, Inc. is the Distributor of the Registrant's shares. It is also the Distributor of each of the registered open-end investment companies listed below (except Panorama Series Fund) and for MassMutual Institutional Funds.

 

 

   
Oppenheimer AMT-Free Municipals
Oppenheimer California Municipal Fund
Oppenheimer Capital Appreciation Fund
Oppenheimer Capital Income Fund
Oppenheimer Cash Reserves
Oppenheimer Commodity Strategy Total Return Fund
Oppenheimer Core Bond Fund (a series of Oppenheimer Integrity Funds)
Oppenheimer Corporate Bond Fund
Oppenheimer Currency Opportunities Fund
Oppenheimer Developing Markets Fund
Oppenheimer Diversified Alternatives Fund
Oppenheimer Discovery Fund
Oppenheimer Discovery Mid Cap Growth Fund
Oppenheimer Emerging Markets Debt Fund
Oppenheimer Equity Fund
Oppenheimer Equity Income Fund
Oppenheimer Global Fund
Oppenheimer Global Multi Strategies Fund
Oppenheimer Global Real Estate Fund
Oppenheimer Global Opportunities Fund
Oppenheimer Global Strategic Income Fund
Oppenheimer Global Value Fund
Oppenheimer Gold & Special Minerals Fund
Oppenheimer International Bond Fund
Oppenheimer Institutional Money Market Fund
Oppenheimer International Diversified Fund
Oppenheimer International Growth Fund
Oppenheimer International Small Company Fund
Oppenheimer International Value Fund
Oppenheimer Limited Term California Municipal Fund
Oppenheimer Limited-Term Bond Fund
Oppenheimer Limited-Term Government Fund
Oppenheimer Main Street Fund (a series of Oppenheimer Main Street Funds)
Oppenheimer Main Street Select Fund
Oppenheimer Main Street Small Cap Fund
Oppenheimer Main Street Small- & Mid-Cap Fund
Oppenheimer Master Event-Linked Bond Fund, LLC
Oppenheimer Master Loan Fund, LLC
Oppenheimer Master Inflation Protected Securities Fund, LLC
Oppenheimer Master International Value Fund, LLC
Oppenheimer SteelPath Master MLP Fund, LLC
Oppenheimer SteelPath MLP Funds Trust (5 series):
  Oppenheimer SteelPath MLP Select 40 Fund
  Oppenheimer SteelPath MLP Alpha Fund
  Oppenheimer SteelPath MLP Income Fund
  Oppenheimer SteelPath MLP Alpha Plus Fund
Oppenheimer Money Market Fund, Inc.
Oppenheimer Multi-State Municipal Trust (3 series):
  Oppenheimer New Jersey Municipal Fund
  Oppenheimer Pennsylvania Municipal Fund
  Oppenheimer Rochester National Municipals
Oppenheimer Portfolio Series (4 series):
  Active Allocation Fund
  Equity Investor Fund
  Conservative Investor Fund
  Moderate Investor Fund
Oppenheimer Quest For Value Funds (3 series):
  Oppenheimer Global Allocation Fund
  Oppenheimer Flexible Strategies Fund
  Oppenheimer Small- & Mid-Cap Value Fund
Oppenheimer Real Estate Fund
Oppenheimer Rising Dividends Fund
Oppenheimer Rochester AMT-Free New York Municipal Fund
Oppenheimer Rochester Arizona Municipal Fund
Oppenheimer Rochester Intermediate Term Municipal Fund
Oppenheimer Rochester Fund Municipals
Oppenheimer Rochester Limited Term Municipal Fund (a series of Oppenheimer Municipal Fund)
Oppenheimer Rochester Limited Term New York Municipal Fund (a series of Rochester Portfolio Series)
Oppenheimer Rochester Maryland Municipal Fund
Oppenheimer Rochester Massachusetts Municipal Fund
Oppenheimer Rochester Michigan Municipal Fund
Oppenheimer Rochester Minnesota Municipal Fund
Oppenheimer Rochester North Carolina Municipal Fund
Oppenheimer Rochester Ohio Municipal Fund
Oppenheimer Rochester Short Term Municipal Fund
Oppenheimer Rochester Virginia Municipal Fund
Oppenheimer Select Value Fund
Oppenheimer Senior Floating Rate Fund
Oppenheimer Senior Floating Rate Plus Fund
Oppenheimer Value Fund (a series of Oppenheimer Series Fund, Inc.)
Oppenheimer Short Duration Fund
Oppenheimer Variable Account Funds (10 series):
  Oppenheimer Capital Appreciation Fund/VA
  Oppenheimer Capital Income Fund/VA
  Oppenheimer Core Bond Fund/VA
  Oppenheimer Discovery Mid Cap Growth Fund/VA 
  Oppenheimer Equity Income Fund/VA 
  Oppenheimer Global Fund/VA 
  Oppenheimer Global Strategic Income Fund/VA 
  Oppenheimer Main Street Fund/VA
  Oppenheimer Main Street Small Cap Fund/VA
  Oppenheimer Money Fund/VA
Oppenheimer International Growth Fund/VA (a series of Panorama Series Fund)

 

(b) The directors and officers of the Registrant's principal underwriter are:

 

Name & Principal

Business Address

Position & Office

with Underwriter

Position and Office

with Registrant

Timothy Abbuhl(2) Treasurer None
Anthony Allocco(2) Assistant Vice President None
Nicole Andersen(2) Assistant Vice President None
Chuck Anderson(1) Assistant Vice President None
Janette Aprilante(2) Secretary None
Rupa Athreya(2) Senior Vice President None
James Austin(1) Vice President None
Latoya Baker(2) Assistant Vice President None
David J. Barker(2) Vice President None
James Barker(2) Vice President None
Cesar Bastidas(2) Assistant Vice President None
Kathleen Beichert(1) Senior Vice President None
Rocco Benedetto(2) Vice President None
Emanuele S. Bergagnini(2) Vice President None
Christopher Bergeron(2) Vice President None
Rick Bettridge(2) Vice President None
Rhea M. Berglund(1) Vice President None
Kamal Bhatia(2) Senior Vice President None
Adam Bilmes(2) Assistant Vice President None
Paul Blease(2) Vice President None
Carolyn Boccaccio(2) Vice President None
William Borders(2) Assistant Vice President None
David A. Borrelli(2) Senior Vice President None
Jeffrey R. Botwinick(2) Vice President None
Sarah Bourgraf(1) Vice President None
Joshua Broad(2) Vice President None
Ken Brodsky(2) Vice President None
Kevin E. Brosmith(2) Senior Vice President None
Greg Brown(2) Vice President None
Jack E. Brown(1) Vice President None
Tracy Cairoli(2) Assistant Vice President None
Clare Cambria(2) Assistant Vice President None
Mersin Capollari Vice President None
Tara Carbonneau(1) Assistant Vice President None
Sean Carey(2) Assistant Vice President None
Robert Caruso(2) Vice President None
Donelle Chisolm(2) Vice President None
Bhishek R. Choksey Assistant Vice President None
Andrew Chonofsky(2) Vice President None
Angelanto Ciaglia(2) Vice President None
Nicholas Cirbo(1) Vice President None
Kevin Clark(2) Assistant Vice President None
John Clark(2) Vice President None
John Corcoran(2) Vice President None
Craig Colby(2) Vice President None
Gerald James Concepcion(2) Vice President None
Cameron Cowden(2) Vice President None
Neev Crane(2) Vice President None
Geoffrey Crumine(2) Senior Vice President None
Scott Curran(2) Vice President None
Michael Daley(2) Vice President None
Brendan J. Deasy(2) Vice President None
Madeline T. Delianides(2) Vice President None
Michael Dennehy(2) Vice President None
Jeffrey Dickin(2) Vice President None
Brian Dietrich(1) Assistant Vice President None
Carmela DiMeo(2) Vice President None
Steven Dombrower(2) Vice President None
Robert Duffey(2) Vice President None
Ryan Duffy(2) Vice President None
Robert Dunphy(2) Vice President None
Paul Eisenhardt(2) Senior Vice President None
Kent M. Elwell(2) Vice President None
Rick Emzen(2) Vice President None
Dana Espinel(2) Assistant Vice President None
Gregg A. Everett(2) Vice President None
George R. Fahey(1) Senior Vice President None
Eric C. Fallon(2) Vice President None
Kristie Feinberg(2) Assistant Treasurer None
Kristin Fenik(1) Vice President None
Josean Fernandez(2) Assistant Vice President None
Joseph Fernandez(2) Vice President None
Christopher Ferrara(2) Assistant Vice President None
Michael Ferrer(2) Vice President None
Mark J. Ferro(2) Senior Vice President None
Nicole Filingeri(2) Vice President None
Eric P. Fishel(2) Vice President None
Patrick W. Flynn(1) Senior Vice President None
John Fortuna(2) Vice President None
Jayme Fowler(2) Vice President None
Valeri Fox(2) Assistant Vice President None
Diane Frankenfield(2) Senior Vice President None
Jerry Fraustro(2) Vice President None
William Friebel(2) Vice President None
Alice Fricke(2) Vice President None
Alyson Frost(2) Assistant Vice President None
Josh Fudge(1) Assistant Vice President None
Arthur S. Gabinet(2) Chief Legal Officer Secretary and Chief Legal Officer
William Gahagan(2) Vice President None
Hazem Gamal(2) Vice President None
Charlotte Gardner(1) Vice President None
Nancy Girondo Assistant Vice President None
Jill E. Glazerman(2) Senior Vice President None
Jack Goldin(2) Vice President None
Michael Gottesman(2) Vice President None
Raquel Granahan(2) Senior Vice President None
Eric Grossjung(2) Vice President None
Ellen Gutierrez(2) Assistant  Vice President None
Michael D. Guman(2) Vice President None
James E. Gunter(2) Vice President None
LeaAnna Hartman(1) Vice President None
Alexander Hayes(2) Vice President None
John Hauryluke(2) Assistant Vice President None
Kevin J. Healy(2) Vice President None
Lori M. Heinel(2) Senior Vice President None
David Van Hellemont(2) Assistant Vice President None
Kenneth Henry(2) Vice President None
Philipp Hensler(2) Chairman, Chief Executive Officer & Director None
Wendy Hetson Ehrlich(2) Vice President None
Jennifer Hoelscher(1) Assistant Vice President None
Eric Holquist(2) Vice President None
Lucienne Howell(2) Vice President None
Edward Hrybenko(2) Senior Vice President None
Jason Hubersberger(2) Vice President None
Brian F. Husch(2) Vice President None
Keith Hylind(2) Vice President None
Vincent Iacono(2) Vice President None
Kathleen T. Ives(1) Assistant Secretary None
Shonda Rae Jaquez(2) Vice President None
Allyson Jarecky(2) Vice President None
Robin Jennings(2) Assistant Vice President None
Brian Johnson(1) Vice President None
Eric K. Johnson(1) Senior Vice President

None

 

Diane Johnston(2) Vice President None
Sarah Joyce(2) Assistant Vice President None
Erica Kelley(1) Assistant Vice President None
Sean Keller(2) Vice President None
Scott Kelley(1) Vice President None
Andrew Kehnast(1) Vice President None
Richard Keri (2) Senior Vice President None
Brian Kiley(2) Vice President None
Robert K. Kinsey(2) Vice President None
Richard Klein(2) Senior Vice President None
Eric Kristenson(2) Vice President None
Lamar Kunes(2) Vice President None
David T. Kuzia(1) Vice President None
Lisa Lamentino(2) Vice President None
John Laudadio(2) Vice President None
Daniel Lee(2) Assistant Vice President None
Wendy Lee(2) Vice President None
John Leonard(2) Vice President None
Brian Levitt(2) Vice President None
Jesse Levitt(2) Vice President None
Julie Libby(2) Senior Vice President None
Eric J. Liberman(2) Vice President None
Lorna Lindquist(2) Vice President None
Malissa Lischin(2) Vice President None
Christina Loftus(2) Senior Vice President None
Thomas Loncar(2) Vice President None
Peter Maddox(2) Vice President None
Michael Malik(2) Vice President None
Joseph Marich(2) Vice President None
Steven C. Manns(2) Vice President None
Todd A. Marion(2) Vice President None
Anthony Mazzariello(2) Vice President None
Derren McDaniel(1) Vice President None
John C. McDonough(2) President None
Matthew McGee(1) Vice President None
Brian McGinty(1) Vice President None
Kent C. McGowan(2) Vice President None
William McNamara(2) Vice President None
Daniel Melehan(2) Vice President None
Brian F. Medina(1) Vice President None
Debbie S. Michaelson Vice President None
Toller Miller(1) Vice President None
Clint Modler(1) Vice President None
Joseph Moran(2) Senior Vice President None
Robert Moser(2) Vice President None
James Mugno(2) Vice President None
Matthew Mulcahy(2) Vice President None
Wendy Jean Murray(2) Vice President None
Kimberly Mustin(2) Senior Vice President None
Keith Myers(1) Assistant Vice President None
John S. Napier(2) Senior Vice President None
Christina Nasta(2) Senior Vice President Chief Business Officer and Vice President
Kevin P. Neznek(2) Senior Vice President None
Nichola Noriega(2) Vice President None
Christopher Nicholson(2) Vice President None
Peter Novak(2) Vice President None
Timothy O’Connell(2) Vice President None
James B. O’Connell(2) Assistant Vice President None
Patricia O’Connor Assistant Vice President None
Alan Panzer(2) Vice President None
Andrea Pash(2) Assistant Vice President None
Maria Paster(2) Assistant Vice President None
Ashley Patten(1) Vice President None
Donald Pawluk(2) Vice President None
Russell W. Pearlman(2) Vice President None
Brian C. Perkes(2) Vice President None
Charles K. Pettit(2) Vice President None
David Pfeffer(2) Director & Chief Financial Officer None
Andrew Phillips(1) Assistant Vice President None
Cheryl Pipia(2) Senior Vice President None
Rachel Powers(1) Vice President None
Nicole Pretzel Holahan(2) Vice President None
Minnie Ra(2) Vice President None
Jill S. Rosmarin(2) Vice President None
Richard E. Rath(2) Vice President None
William J. Raynor(2) Vice President None
Dennis Robinson(1) Vice President None
Ian M. Roche(2) Vice President None
Michael Rock(2) Vice President None
Antoinette Rodriguez(2) Vice President None
Megan P. Rosenblum(2) Assistant Vice President None
Jacob Rothschild(2) Assistant Vice President None
Adrienne Ruffle(1) Vice President None
Thomas Sabow(2) Vice President None
Mark Santero(2) Senior Vice President None
Christopher Saul(2) Assistant Vice President None
John Saunders(2) Vice President None
Timothy Scanlan(2) Vice President None
Alex Schardt(2) Vice President None
Thomas Schmitt(2) Vice President None
Erik Schneberger(2) Vice President None
William Schories(2) Vice President None
Ryan Sekimoto(1) Vice President None
Jennifer Sexton(2) Vice President None
Jeffrey Sharon(2) Vice President None
Eric M. Schranck(1) Assistant Vice President None
Erin Simpson(2) Assistant Vice President None
Bryant Smith(2) Vice President None
Aaron Spatz(2) Vice President None
Christopher M. Spencer(2) Vice President None
John A. Spensley(2) Vice President None
Amy Sperber(2) Assistant Vice President None
Kirti Srikant(2) Assistant Vice President None
Michael Staples(2) Vice President None
Alfred St. John(2) Vice President None
Bryan Stein(2) Vice President None
Benjamin Stewart(2) Vice President None
Brian C. Summe(2) Vice President None
Michael Sussman(2) Vice President None
George T. Sweeney(2) Senior Vice President None
Leo Tallon(2) Vice President None
Brian Taylor(2) Vice President None
James Taylor(2) Vice President None
Paul Temple(2) Vice President None
Saul Tessler(2) Assistant Vice President None
Christopher Thabet(2) Assistant Vice President None
David G. Thomas(2) Vice President None
Jay S. Therrien(2) Vice President None
Bryce Tillery(1) Vice President None
Stephen D. Tisdalle(2) Senior Vice President None
Luz Touma(2) Vice President None
Cenk Toroslu(1) Vice President None
Wesley Vance(2) Vice President None
Mark S. Vandehey(1) Chief Compliance Officer Vice President and Chief Compliance Officer
Tanya Valle(2) Assistant Vice President None
Vincent Vermette(2) Vice President None
Alyse Vishnick(2) Assistant Vice President None
Melissa Wade(1) Assistant Vice President None
Kenneth Waddell(2) Assistant Vice President None
Eliot Walsh(2) Assistant Vice President None
Richard Walsh(2) Vice President None
Samuel W. Wang(2) Senior Vice President None
Jerry Webman(2) Senior Vice President None
Janeanne Weickum(1) Vice President None
Michael J. Weigner(2) Vice President None
Donn S. Weise(2) Vice President None
Chris G. Werner(2) Vice President None
Laura White(2) Vice President None
Jason Widener(2) Vice President None
Ryan C. Wilde(1) Vice President None
Martha B. Willis(2) Director & Executive Vice President None
Patrick Wisneski(1) Vice President None
Meredith Wolff(2) Vice President None
Kevin Woodson(1) Assistant Vice President None
Cary Patrick Wozniak Vice President None
Stephen Zhang(2) Vice President None  
David Zicchinella(2) Assistant Vice President None
Steven Zito(1) Vice President None

(1)6803 South Tucson Way, Centennial, CO 80112-3924

(2)Two World Financial Center, 225 Liberty Street, 11th Floor, New York, NY 10281-1008

 

(c) Not applicable.

 

 

Item 33. Location of Accounts and Records

 

The accounts, books and other documents required to be maintained by Registrant pursuant to Section 31(a) of the Investment Company Act of 1940 and rules promulgated thereunder are in the possession of OFI Global Asset Management, Inc., OppenheimerFunds, Inc. and Shareholder Services, Inc., as applicable, at each entity’s offices at 6803 South Tucson Way, Centennial, Colorado 80112-3924.

 

 

Item 34. Management Services

 

Not applicable.

 

 

Item 35. Undertakings

 

Not applicable.

SIGNATURES

 

 

Pursuant to the requirements of the Securities Act of 1933 and the Investment Company Act of 1940, the Registrant certifies that it meets all the requirements for effectiveness of this Registration Statement pursuant to Rule 485(b) under the Securities Act of 1933 and has duly caused this Registration Statement to be signed on its behalf by the undersigned, thereunto duly authorized, in the City of New York and State of New York on the 10th day of October, 2013.

 

   
   
  OPPENHEIMER SERIES FUND
   
   
By: William F. Glavin, Jr.*_____________
  William F. Glavin, Jr., President,
  Principal Executive Officer and Trustee

 

 

Pursuant to the requirements of the Securities Act of 1933, this Registration Statement has been signed below by the following persons in the capacities on the dates indicated:

 

 

Signatures Title Date
     
Brian F. Wruble* Chairman of the October 10, 2013
Brian F. Wruble Board of Trustees  
     
William F. Glavin, Jr.* President, Principal October 10, 2013
William F. Glavin, Jr. Executive Officer and Trustee  
     
Brian W. Wixted* Treasurer, Principal October 10, 2013
Brian W. Wixted Financial & Accounting Officer  
     
David K. Downes* Trustee October 10, 2013
David K. Downes    
     
Matthew P. Fink* Trustee October 10, 2013
Matthew P. Fink    
     
Edmund P. Giambastiani, Jr.* Trustee October 10, 2013
Edmund P. Giambastiani, Jr.    
     
Phillip A. Griffiths* Trustee October 10, 2013
Phillip A. Griffiths    
     
Mary F. Miller* Trustee October 10, 2013
Mary F. Miller    
     
Joel W. Motley* Trustee October 10, 2013
Joel W. Motley    
     
Joanne Pace* Trustee October 10, 2013
Joanne Pace    
     
Mary Ann Tynan* Trustee October 10, 2013
Mary Ann Tynan    
     
Joseph M. Wikler* Trustee October 10, 2013
Joseph M. Wikler    
     
Peter I. Wold* Trustee October 10, 2013
Peter I. Wold    

 

 

*By: /s/ Mitchell J. Lindauer _________
  Mitchell J. Lindauer, Attorney-in-Fact

OPPENHEIMER SERIES FUND

 

Registration No. 2-75276

 

Post-Effective Amendment No. 58

 

 

EXHIBIT INDEX

 

       
Exhibit No.   Description
28 a (i) Agreement and Declaration of Trust
  b (i) By-Laws
  d (i) Amended and Restated Investment Advisory Agreement
    (ii) Amended and Restated Investment SubAdvisory Agreement
  i (i) Opinion and Consent of Counsel
    (ii) Opinion of Delaware Counsel
    (iii) Opinion of Tax Counsel