-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Tw4c4zuBp6cPJi5A/xSynTZQrPXZ3OuUNXfadSNTQpdJWYHL1hdBNBB9bcxKv8T1 JRZ641FhVwcuKVqQq0zvVA== 0000312555-08-000003.txt : 20080627 0000312555-08-000003.hdr.sgml : 20080627 20080627125527 ACCESSION NUMBER: 0000312555-08-000003 CONFORMED SUBMISSION TYPE: NSAR-A PUBLIC DOCUMENT COUNT: 3 CONFORMED PERIOD OF REPORT: 20080430 FILED AS OF DATE: 20080627 DATE AS OF CHANGE: 20080627 EFFECTIVENESS DATE: 20080627 FILER: COMPANY DATA: COMPANY CONFORMED NAME: OPPENHEIMER SERIES FUND INC CENTRAL INDEX KEY: 0000356865 IRS NUMBER: 061207374 STATE OF INCORPORATION: MD FISCAL YEAR END: 1031 FILING VALUES: FORM TYPE: NSAR-A SEC ACT: 1940 Act SEC FILE NUMBER: 811-03346 FILM NUMBER: 08921739 BUSINESS ADDRESS: STREET 1: 6803 SOUTH TUCSON WAY STREET 2: N/A CITY: CENTENNIAL STATE: CO ZIP: 80112-3924 BUSINESS PHONE: 303-768-3200 MAIL ADDRESS: STREET 1: 6803 SOUTH TUCSON WAY STREET 2: N/A CITY: CENTENNIAL STATE: CO ZIP: 80112-3924 FORMER COMPANY: FORMER CONFORMED NAME: CONNECTICUT MUTUAL INVESTMENT ACCOUNTS INC DATE OF NAME CHANGE: 19920703 FORMER COMPANY: FORMER CONFORMED NAME: CONNECTICUT MUTUAL LIQUID ACCOUNT INC DATE OF NAME CHANGE: 19851106 0000356865 S000007308 Oppenheimer Disciplined Allocation Fund C000020076 A C000020077 B C000020078 C C000020079 N 0000356865 S000007309 Oppenheimer Value Fund C000020080 A C000020081 B C000020082 C C000020083 N C000033091 Y NSAR-A 1 answer.fil OPPENHEIMER SERIES FUND, INC. 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C020000 0 086 D010000 0 086 D020000 0 086 E010000 0 086 E020000 0 086 F010000 0 086 F020000 0 SIGNATURE BRIAN W. WIXTED TITLE TREASURER EX-99.77E LEGAL 2 ex77e-.txt OPPENHEIMER SERIES FUND, INC. Oppenheimer Series Fund, Inc. Period Ending 4-30-08 Exhibit 77 E A complaint was filed as a putative class action against OppenheimerFunds, Inc. ("OFI"), OppenheimerFunds Services ("OFS") and OppenheimerFunds Distributor, Inc. ("OFDI") (and other defendants) in the U.S. District Court for the Southern District of New York on January 10, 2005, and was amended on March 4, 2005. The complaint alleged, among other things, that OFI charged excessive fees for distribution and other costs of certain Oppenheimer funds, and that by permitting and/or participating in those actions, the Directors/Trustees and the Officers of the funds breached their fiduciary duties to fund shareholders under the Investment Company Act of 1940 and at common law. The plaintiffs sought unspecified damages, an accounting of all fees paid, and an award of attorneys' fees and litigation expenses. Seven of the eight counts in the complaint, including the claims against certain of the Oppenheimer funds, as nominal defendants, and against certain present and former Directors, Trustees and officers of the funds, and OFDI, as defendants, were dismissed with prejudice, by court order dated March 10, 2006, in response to motions to dismiss the suit that had been filed by the defendants. The remaining count against OFI and OFS was dismissed with prejudice by court order dated April 5, 2006. On May 11, 2006, plaintiffs filed a notice of appeal of the March 10 and April 5 decisions with the United States District Court for the Southern District of New York. On July 26, 2006, this appeal was stayed by Stipulation of the parties, which provided that the appeal would be terminated by March 30, 2007 unless plaintiffs filed a written notice to reactivate it with the of the United States Court of Appeals for the Second Circuit. According to Court records, no such notice of reinstatement was filed by that date. Consequently, the case has been terminated, and the March 10, 2006 and April 5, 2006 Orders of the District Court dismissing all claims against defendants are now final and are not be subject to further appeals. EX-99.77Q1 OTHR EXHB 3 ex77q1-.txt OPPENHEIMER SERIES FUND, INC. Oppenheimer Series Fund, Inc. Period Ending 4-30-08 Exhibit 77 Q1 OPPENHEIMER SERIES FUND, INC. ARTICLE SUPPLEMENTARY Oppenheimer Series Fund, Inc., a Maryland corporation, having its principal office in Baltimore City, Maryland (hereinafter called the "Corporation"), hereby certifies to the State Department of Assessments and Taxation of Maryland that: FIRST: The Corporation is registered as an open-end company under the Investment Company Act of 1940, as amended, with the authority to issue 3,000,000,000 (Three Billion) shares of capital stock, par value $0.001 per share and aggregate par value $3,000,000, classified as follows: SERIES AND CLASSES AUTHORIZED SHARES OPPENHEIMER DISCIPLINED ALLOCATION FUND Class A Common Stock 300,000,000 Class B Common Stock 100,000,000 Class C Common Stock 50,000,000 Class N Common Stock 100,000,000 Class Y Common Stock 50,000,000 OPPENHEIMER VALUE FUND Class A Common Stock 300,000,000 Class B Common Stock 100,000,000 Class C Common Stock 50,000,000 Class N Common Stock 100,000,000 Class Y Common Stock 50,000,000 The remaining 1,850,000,000 shares of common stock of the Corporation were undesignated as to series or class. SECOND: There are no shares of the Oppenheimer Disciplined Allocation Fund series currently outstanding. THIRD: The Board of Directors hereby reclassifies as Class Y shares of Oppenheimer Value Fund 50,000,000 shares of common stock that were previously undesignated as to series or class and reclassifies all of the Class A, Class B, Class C, Class N and Class Y shares of common stock of Oppenheimer Disciplined Allocation Fund as being undesignated as to series or class. FOURTH: After this reclassification, the total number of shares of all classes and series of stock which the Corporation has authority to issue remains 3,000,000,000 (Three Billion) shares of capital stock, par value $0.001 per share and aggregate par value $3,000,000, and is, classified and designated as follows. SERIES AND CLASSES AUTHORIZED SHARES OPPENHEIMER VALUE FUND Class A Common Stock 300,000,000 Class B Common Stock 100,000,000 Class C Common Stock 50,000,000 Class N Common Stock 100,000,000 Class Y Common Stock 100,000,000 The remaining 2,350,000,000 shares of common stock of the Corporation are undesignated as to series or class. FIFTH: The forgoing does not change the preferences, conversion or other rights, voting powers, restrictions, limitations as to dividends, qualifications, or terms or conditions of redemption, as set forth in the Articles of Incorporation, of the Capital Stock of the Corporation existing before the reclassification. The terms of the reclassified Class Y shares of the Oppenheimer Value Fund (including the preferences, conversion or other rights, voting powers, restrictions, limitations as to dividends and other distributions, qualifications, or terms or conditions of redemption) shall be as set forth in the Articles of Incorporation for the Capital Stock of the Corporation existing before the reclassification. SIXTH: The foregoing reclassification has been approved by a majority of the entire Board of Directors pursuant to authority expressly granted to the Board of Directors by Sections 2-105(a)(9), and 2-605(a)(2) of the Maryland General Corporation Law, and in Article FOURTH of the Charter of the Corporation. SEVENTH: The foregoing articles shall become effective upon filing with the State Department of Assessments and Taxation of Maryland. IN WITNESS WHEREOF, OPPENHEIMER VALUE FUND, INC., has caused these presents to be signed in its name and on its behalf by its Vice President and witnessed by its Assistant Secretary on December 7, 2007. WITNESS: OPPENHEIMER VALUE FUND, INC. /s/ Phillip S. Gillespie By: /S/ MARK VANDEHEY_______ --------------------------------- -------------------------------------- - ---------------------------------- -------------------------------------- Phillip S. Gillespie, Assistant Secretary Mark Vandehey, Vice President THE UNDERSIGNED, Vice President of OPPENHEIMER VALUE FUND, INC., who executed on behalf of the Corporation the foregoing Articles Supplementary of which this certificate is made a part, hereby acknowledges in the name and on behalf of said Corporation the foregoing Articles Supplementary to be the corporate act of said Corporation and hereby certifies that to the best of his knowledge, information, and belief the matters and facts set forth therein with respect to the authorization and approval thereof are true in all material respects under the penalties of perjury. /s/ Mark Vandehey -------------------------------- Mark Vandehey, Vice President -----END PRIVACY-ENHANCED MESSAGE-----