-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Q2ImKh99z+OO/EbnCA9H3M0PiIxP8H+t8sCa6CslICQFgPyW84TgXddxaJR5Q5VG 3Gu/XFtkb1dKGn4fESn3nw== 0001181431-07-074429.txt : 20071210 0001181431-07-074429.hdr.sgml : 20071210 20071210174253 ACCESSION NUMBER: 0001181431-07-074429 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20071206 FILED AS OF DATE: 20071210 DATE AS OF CHANGE: 20071210 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Leone John R CENTRAL INDEX KEY: 0001301047 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-10824 FILM NUMBER: 071296781 BUSINESS ADDRESS: BUSINESS PHONE: 201-804-3000 MAIL ADDRESS: STREET 1: ONE MEADOWLANDS PLAZA CITY: EAST RUTHERFORD STATE: NJ ZIP: 07073 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: OSCIENT PHARMACEUTICALS CORP CENTRAL INDEX KEY: 0000356830 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 042297484 STATE OF INCORPORATION: MA FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1000 WINTER STREET STREET 2: SUITE 2200 CITY: WALTHAM STATE: MA ZIP: 02451 BUSINESS PHONE: 7813982300 MAIL ADDRESS: STREET 1: 1000 WINTER STREET STREET 2: SUITE 2200 CITY: WALTHAM STATE: MA ZIP: 02451 FORMER COMPANY: FORMER CONFORMED NAME: GENOME THERAPEUTICS CORP DATE OF NAME CHANGE: 19941215 FORMER COMPANY: FORMER CONFORMED NAME: COLLABORATIVE RESEARCH INC DATE OF NAME CHANGE: 19920703 4 1 rrd181122.xml FORM 4 X0202 4 2007-12-06 0 0000356830 OSCIENT PHARMACEUTICALS CORP OSCI 0001301047 Leone John R 1000 WINTER STREET SUITE 2200 WALTHAM MA 02451 1 0 1 0 Common Stock 2007-12-06 4 A 0 600 0 A 600 D Common Stock 1388889 I See Footnote Options (right to buy) 1.47 2007-12-06 4 A 0 1500 0 D 2017-12-05 Common Stock 1500 1500 D Restricted Shares issued under the Company's 2001 Incentive Plan and vest equally over two years. The shares are deemed to be beneficially owned by Paul Royalty Fund Holdings II ("PRFH"), Paul Royalty Fund II, LP ("PRF"), Paul Royalty Associates II, LP ("PRA"), Paul Royalty Management, LLC ("PRM"), Paul Capital Advisors, LLC ("PCA"). PRFH directly owns 1,388,889 shares of Common Stock. PRF and PRA may be deemed to indirectly own 1,388,889 shares of common stock held by PRFH because PRF and PRA are the general partners of PRFH. PRM may be deemed to indirectly own the shares because PRM is the general partner of PRF and PRA. As manager of PRA, PCA exercises voting and dispositive power over investments held by PRA. The Reporting Person is a member of PCA, which has voting and dispositive control over the shares. The Reporting Person disclaims beneficial ownership of the securities except to the extent of his pecuniary interest therein. Stock Options issued under the Company's 2001 Incentive Plan and vest equally over three years. Stanley F. Chalvire, Esq. - Intellectual Property Attorney 2007-12-10 -----END PRIVACY-ENHANCED MESSAGE-----