-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, EVY8TveKT53BYlwlKNX1etUM1mVjc4EMiKBiOp/UYumxFB9kqVg+kj1ClPZ0St3r EKqbMgFKKLIFI/tdydaKRQ== 0001179110-06-017596.txt : 20060828 0001179110-06-017596.hdr.sgml : 20060828 20060828201747 ACCESSION NUMBER: 0001179110-06-017596 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20060818 FILED AS OF DATE: 20060828 DATE AS OF CHANGE: 20060828 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: PAUL ROYALTY FUND II L P CENTRAL INDEX KEY: 0001218156 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 000-10824 FILM NUMBER: 061060219 BUSINESS ADDRESS: STREET 1: 50 CALIFORNIA ST SUITE 3000 CITY: SAN FRANCISCO STATE: CA ZIP: 94111 BUSINESS PHONE: 415-283-4300 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: OSCIENT PHARMACEUTICALS CORP CENTRAL INDEX KEY: 0000356830 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 042297484 STATE OF INCORPORATION: MA FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1000 WINTER STREET STREET 2: SUITE 2200 CITY: WALTHAM STATE: MA ZIP: 02451 BUSINESS PHONE: 7813982300 MAIL ADDRESS: STREET 1: 1000 WINTER STREET STREET 2: SUITE 2200 CITY: WALTHAM STATE: MA ZIP: 02451 FORMER COMPANY: FORMER CONFORMED NAME: GENOME THERAPEUTICS CORP DATE OF NAME CHANGE: 19941215 FORMER COMPANY: FORMER CONFORMED NAME: COLLABORATIVE RESEARCH INC DATE OF NAME CHANGE: 19920703 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Paul Royalty Fund Holdings II CENTRAL INDEX KEY: 0001373654 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 000-10824 FILM NUMBER: 061060218 BUSINESS ADDRESS: STREET 1: C/O PAUL CAPITAL PARTNERS STREET 2: 50 CALIFORNIA STREET, SUITE 3000 CITY: SAN FRANCISCO STATE: CA ZIP: 94111 BUSINESS PHONE: 646-264-1133 MAIL ADDRESS: STREET 1: C/O PAUL CAPITAL PARTNERS STREET 2: 50 CALIFORNIA STREET, SUITE 3000 CITY: SAN FRANCISCO STATE: CA ZIP: 94111 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Paul Capital Advisors, LLC CENTRAL INDEX KEY: 0001373656 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 000-10824 FILM NUMBER: 061060215 BUSINESS ADDRESS: STREET 1: C/O PAUL CAPITAL PARTNERS STREET 2: 140 EAST 45TH STREET, 44TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10017 BUSINESS PHONE: 646-264-1133 MAIL ADDRESS: STREET 1: C/O PAUL CAPITAL PARTNERS STREET 2: 140 EAST 45TH STREET, 44TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10017 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Paul Royalty Management, LLC CENTRAL INDEX KEY: 0001373652 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 000-10824 FILM NUMBER: 061060216 BUSINESS ADDRESS: STREET 1: C/O PAUL CAPITAL PARTNERS STREET 2: 140 EAST 45TH STREET, 44TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10017 BUSINESS PHONE: 646-264-1133 MAIL ADDRESS: STREET 1: C/O PAUL CAPITAL PARTNERS STREET 2: 140 EAST 45TH STREET, 44TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10017 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Paul Royalty Associates II, LP CENTRAL INDEX KEY: 0001373653 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 000-10824 FILM NUMBER: 061060217 BUSINESS ADDRESS: STREET 1: C/O PAUL CAPITAL PARTNERS STREET 2: 140 EAST 45TH STREET, 44TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10017 BUSINESS PHONE: 646-264-1133 MAIL ADDRESS: STREET 1: C/O PAUL CAPITAL PARTNERS STREET 2: 140 EAST 45TH STREET, 44TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10017 3 1 edgar.xml FORM 3 - X0202 3 2006-08-18 0 0000356830 OSCIENT PHARMACEUTICALS CORP OSCI 0001218156 PAUL ROYALTY FUND II L P C/O PAUL CAPITAL PARTNERS 50 CALIFORNIA STREET, SUITE 3000 SAN FRANCISCO CA 94111 0 0 1 0 0001373654 Paul Royalty Fund Holdings II C/O PAUL CAPITAL PARTNERS 50 CALIFORNIA STREET, SUITE 3000 SAN FRANCISCO CA 94111 0 0 1 0 0001373653 Paul Royalty Associates II, LP C/O PAUL CAPITAL PARTNERS 50 CALIFORNIA STREET, SUITE 3000 SAN FRANCISCO CA 94111 0 0 1 0 0001373652 Paul Royalty Management, LLC C/O PAUL CAPITAL PARTNERS 50 CALIFORNIA STREET, SUITE 3000 SAN FRANCISCO CA 94111 0 0 1 0 0001373656 Paul Capital Advisors, LLC C/O PAUL CAPITAL PARTNERS 50 CALIFORNIA STREET, SUITE 3000 SAN FRANCISCO CA 94111 0 0 1 0 Common Stock, $0.10 par value 11111111 I See Footnotes Common Stock Warrants 0.86 2006-08-18 2013-08-17 Common Stock 2304147 I See Foonotes This report is filed jointly by Paul Royalty Fund Holdings II ("PRFH"), Paul Royalty Fund II, LP ("PRF"), Paul Royalty Associates II, LP ("PRA"), Paul Royalty Management, LLC ("PRM"), Paul Capital Advisors, LLC ("PCA"). PRFH directly owns 11,111,111 shares of Common Stock. "). PRF and PRA may be deemed to indirectly own 11,111,111 shares of common stock held by PRFH because PRF and PRA are the general partners of PRFH. PRM may be deemed to indirectly own the shares because PRM is the general partner of PRF and PRA. As manager of PRA, PCA exercises voting and dispositive power over investments held by PRA. PRFH is the record owner of warrants, exercisable for 2,304,147 shares of Common Stock. PRF and PRA may be deemed to own the warrants, exercisable for 2,304,147 shares of Common Stock, held by PRFH because PRF and PRA are the general partners of PRFH. PRM may be deemed to own the warrants because PRM is the general partner of PRF and PRA. As manager of PRA, PCA exercises voting and dispositive power over investments held by PRA. Gregory B. Brown, MD is a member of PCA, and he serves on the Board of Managers of PCA. Additionally, Dr. Brown has been elected to the Board of Directors of Oscient Pharmaceuticals Corporation pursuant to that certain Common Stock Purchase and Warrant Agreement, dated July 21, 2006, by and between Oscient Pharmaceuticals Corporation and PRFH. Dr. Brown files his own Section 16 reports. PAUL ROYALTY FUND HOLDINGS II By: Paul Royalty Fund II, LP, its Managing Partner By: Paul Royalty Management, LLC, its General Partner By: Paul Capital Advisors, LLC, its Manager, By: /s/ Gregory B. Brown, MD 2006-08-28 PAUL ROYALTY FUND II, LP, By: Paul Royalty Management, LLC, its General Partner By: Paul Capital Advisors, LLC, its Manager, By: /s/ Gregory B. Brown, MD 2006-08-28 PAUL ROYALTY ASSOCIATES, LP By: Paul Royalty Management, LLC, its General Partner, By: Paul Capital Advisors, By: /s/ Gregory B. Brown, MD 2006-08-28 PAUL CAPITAL ROYALTY MANAGEMENT, LLC, By: Paul Capital Advisors, LLC, its Manager, By: /s/ Gregory B. Brown, MD 2006-08-28 PAUL CAPITAL ADVISORS, LLC, By: /s/ Gregory B. Brown, MD 2006-08-28 -----END PRIVACY-ENHANCED MESSAGE-----