-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, RfLLOOZNTopkKelS1j5WFf1eupM+s4AsfHajWl9UoMuJ/ozDTlUxMJOwfRemKoMK 4PAG4rD2bwneM/mfCxHn5w== 0001179110-05-014313.txt : 20050715 0001179110-05-014313.hdr.sgml : 20050715 20050715164928 ACCESSION NUMBER: 0001179110-05-014313 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20050713 FILED AS OF DATE: 20050715 DATE AS OF CHANGE: 20050715 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: FIRST REGIONAL BANCORP CENTRAL INDEX KEY: 0000356708 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 953582843 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1801 CENTURY PARK EAST CITY: LOS ANGELES STATE: CA ZIP: 90067 BUSINESS PHONE: 3105521776 MAIL ADDRESS: STREET 1: 1801 CENTURY PARK EAST CITY: LOS ANGELES STATE: CA ZIP: 90067 FORMER COMPANY: FORMER CONFORMED NAME: GREAT AMERICAN BANCORP DATE OF NAME CHANGE: 19880309 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SWEENEY JACK A CENTRAL INDEX KEY: 0001068904 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-10232 FILM NUMBER: 05957723 MAIL ADDRESS: STREET 1: 1801 CENTURY PARK EAST CITY: LOS ANGELES STATE: CA ZIP: 90067 4 1 edgar.xml FORM 4 - X0202 4 2005-07-13 0 0000356708 FIRST REGIONAL BANCORP FRGB 0001068904 SWEENEY JACK A 1801 CENTURY PARK EAST LOS ANGELES CA 90067 1 1 1 0 Chairman & CEO Common Stock 2005-07-14 4 S 0 2800 72.6508 D 930305 D Common Stock 2005-07-13 4 S 0 2200 72.5001 D 933105 D Common Stock 100000 D Common Stock 32159 I 401K Plan Stock Option (right to buy) 20.79 2004-10-01 2013-09-01 Common Stock 26000 126000 D Stock Option (right to buy) 11.50 2002-12-31 2012-11-01 Common Stock 100000 126000 D Shares sold pursuant to Rule 10b5-1 stock trading plan, as disclosed in a From 8-K of the issuer filed with the Securities and Exchange Commission on May 6, 2005. Shares beneficially owned by reporting person through Trust A-1 of the Sweeney Family Trust U/I 11/13/98, a revocable trust of which the reporting person is the settler, sole trustee and sole beneficiary. Shares beneficially owned by reporting person with Marilyn J. Sweeney, the reporting person's wife, through Trust B of the Sweeney Family Trust U/I 11/13/98. Represents total number of shares in 401(k) Plan as of July 15, 2005, all of which are fully vested. The option was granted on Steptember 22, 2003 under the company's 1999 Stock Option Plan and vests over seven years as follows: 3,714 option shares on October 1 of 2004, 2005, 2006, 2007, 2008 and 2009 and 3,716 option shares on October 1, 2010. The option was granted on November 12, 2002 under the company's 1999 Stock Option Plan and vests over five years as follows: 50,000 option shares on December 31, 2002, and 10,000 option shares on December 31 of 2003, 2004, 2005, 2006 and 2007. 7. Power of attorney filed as Exhibit 24 to reporting person's Form 4, filed 9/24/2003. Steven J. Sweeney, attorney-in-fact for Jack A. Sweeney (7) 2005-07-15 -----END PRIVACY-ENHANCED MESSAGE-----