-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, GQGVwOrRT8c6GoSIrdZLYlndmbJCSgSh0hHjK5ypigSFevj42vZiMZd1MS7KGns1 mdlRHuXQEHarM1qC8vNX2w== 0001104659-09-051446.txt : 20090824 0001104659-09-051446.hdr.sgml : 20090824 20090824210949 ACCESSION NUMBER: 0001104659-09-051446 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20090820 FILED AS OF DATE: 20090824 DATE AS OF CHANGE: 20090824 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: HORGAN GARY CENTRAL INDEX KEY: 0001262621 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-10232 FILM NUMBER: 091032627 MAIL ADDRESS: STREET 1: 1801 CENTURY PARK E CITY: LOS ANGELES STATE: CA ZIP: 90067 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: FIRST REGIONAL BANCORP CENTRAL INDEX KEY: 0000356708 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 953582843 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1801 CENTURY PARK EAST CITY: LOS ANGELES STATE: CA ZIP: 90067 BUSINESS PHONE: 3105521776 MAIL ADDRESS: STREET 1: 1801 CENTURY PARK EAST CITY: LOS ANGELES STATE: CA ZIP: 90067 FORMER COMPANY: FORMER CONFORMED NAME: GREAT AMERICAN BANCORP DATE OF NAME CHANGE: 19880309 4 1 a4.xml 4 X0303 4 2009-08-20 0 0000356708 FIRST REGIONAL BANCORP FRGB 0001262621 HORGAN GARY 1801 CENTURY PARK EAST LOS ANGELES CA 90067 1 0 0 0 Common Stock 2009-08-20 4 P 0 1000 1.05 A 11000 I 401k Plan Common Stock 8000 D Common Stock 6000 I IRA Stock Option (right to buy) 7.5 2009-08-01 2018-07-01 Common Stock 10000 10000 D Stock Option (right to buy) 3.84 2002-12-31 2012-11-01 Common Stock 55500 55500 D Held by Alan Rosen Trustee, Horgan, Rosen, Beckham & Coren PS 401k Plan FBO Gary M. Horgan. An option to purchase up to 10,000 shares was granted on July 31, 2008 and vests over seven years as follows: 1,400 option shares on August 1 of 2009, 2010, 2011, 2012, 2013 and 2014 and 1,600 option shares on August 1, 2015. An option to purchase up to 75,000 shares was granted on November 12, 2002 under the company's 1999 Stock Option Plan and became fully vested as of December 31, 2007. The reporting person previously acquired 19,500 option shares pursuant to the partial exercise of such option. (4) Power of attorney filed as Exhibit 24 to reporting person's Form 4 filed 2/16/2005. Steven J. Sweeney, attorney-in-fact for Gary M. Horgan (4) 2009-08-24 -----END PRIVACY-ENHANCED MESSAGE-----