10-Q/A 1 a07-18908_210qa.htm 10-Q/A

 

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549


FORM 10-Q/A

(AMENDMENT NO. 1)

Quarterly Report Under Section 13 or 15(d)

of the Securities Exchange Act of 1934

Quarter Ended June 30, 2007

Commission File Number 0-10232


FIRST REGIONAL BANCORP

(Exact name of registrant as specified in its charter)

California

 

95-3582843

State or other jurisdiction of
incorporation or organization

 

IRS Employer Identification Number

 

 

 

1801 Century Park East, Los Angeles, California

 

90067

Address of principal executive offices

 

Zip Code

 

(310) 552-1776

Registrant’s telephone number, including area code

Not applicable

Former name, former address, and former fiscal year, if changed since last report

Indicate by check mark whether the registrant (1) has filed all reports required to be filed by Section 13 or 15(d) of the Securities Exchange Act of 1934 during the preceding 12 months (or for such shorter period that the registrant was required to file such reports), and (2) has been subject to such filing requirements for the past 90 days.   Yes x   No o

Indicate by check mark whether the registrant is large accelerated filer, an accelerated filer, or a non-accelerated filer (as defined in Rule 12b-2 of the Exchange Act).

Large Accelerated filer   o

Accelerated filer   x

Non-accelerated filer   o

 

Indicate by check mark whether the registrant is a shell company (as defined in Rule 12b-2 of the Exchange Act).   Yes o   No x

APPLICABLE ONLY TO CORPORATE ISSUERS

Indicate the number of shares outstanding in each of the issuer’s classes of common stock, as of the latest practicable date.

Common Stock, No Par Value

 

12,177,893

Class

 

Outstanding on August 7, 2007

 

 




 

EXPLANATORY NOTE

This Amendment No. 1 on Form 10-Q/A has been filed solely for the purpose of correcting the number of shares of the Registrant’s common stock, no par value, outstanding on August 7, 2007, as indicated on the cover page of the Form 10-Q originally filed with the Securities and Exchange Commission on August 8, 2007.  The correct number of shares outstanding on August 7, 2007, or 12,177,893, is set forth on the cover page of this Form 10-Q/A. This number reflects the Registrant’s repurchase of 132,202 shares of its common stock as of August 7, 2007. In addition, since August 7, 2007, the Registrant has repurchased, or committed to repurchase, an additional 84,751 shares of its common stock.

 

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ITEM 6.  EXHIBITS
The following is a table of exhibits to this Quarterly Report on Form 10-Q.

Exhibit
No.

 

Description

 

 

 

31.1

 

Certification of the Chief Executive Officer furnished pursuant to Section 302 of the Sarbanes-Oxley Act

 

 

 

 

 

31.2

 

Certification of the Corporate Secretary furnished pursuant to Section 302 of the Sarbanes-Oxley Act

 

 

 

 

 

31.3

 

Certification of the Chief Financial Officer furnished pursuant to Section 302 of the Sarbanes-Oxley Act

 

 

 

 

 

32

 

Certification furnished pursuant to Section 906 of the Sarbanes-Oxley Act

 

 

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SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized.

FIRST REGIONAL BANCORP

 

 

Date: August 14, 2007

/s/ JACK A. SWEENEY

 

Jack A. Sweeney, Chairman of the Board

 

and Chief Executive Officer

 

 

Date: August 14, 2007

/s/ THOMAS E. MCCULLOUGH

 

Thomas E. McCullough, Corporate Secretary

 

 

Date: August 14, 2007

/s/ ELIZABETH THOMPSON

 

Elizabeth Thompson, Chief Financial Officer

 

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Exhibit Index

Exhibit
No.

 

Description

 

 

 

31.1

 

Certification of the Chief Executive Officer furnished pursuant to Section 302 of the Sarbanes-Oxley Act

 

 

 

 

 

31.2

 

Certification of the Corporate Secretary furnished pursuant to Section 302 of the Sarbanes-Oxley Act

 

 

 

 

 

31.3

 

Certification of the Chief Financial Officer furnished pursuant to Section 302 of the Sarbanes-Oxley Act

 

 

 

 

 

32

 

Certification furnished pursuant to Section 906 of the Sarbanes-Oxley Act

 

 

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