-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, TuM/JBfkAxRShgOervMI2icOukDMfxzlqHi+kywICzCBQKmuS5nF6R5U7nHbqfbU QYLgvRFTp5cAqobpo5YH6w== 0000356446-97-000006.txt : 19970225 0000356446-97-000006.hdr.sgml : 19970225 ACCESSION NUMBER: 0000356446-97-000006 CONFORMED SUBMISSION TYPE: SC 13D/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19970204 SROS: NASD SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: NATURADE INC CENTRAL INDEX KEY: 0000797167 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 232442709 STATE OF INCORPORATION: DE FISCAL YEAR END: 0930 FILING VALUES: FORM TYPE: SC 13D/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-47621 FILM NUMBER: 97517771 BUSINESS ADDRESS: STREET 1: 7110 EAST JACKSON ST CITY: PARAMOUNT STATE: CA ZIP: 90723 BUSINESS PHONE: 3105318120 MAIL ADDRESS: STREET 2: 7110 JACKSON ST CITY: PARAMOUNT STATE: CA ZIP: 97023 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: PURE WORLD INC CENTRAL INDEX KEY: 0000356446 STANDARD INDUSTRIAL CLASSIFICATION: INVESTORS, NEC [6799] IRS NUMBER: 953419191 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13D/A BUSINESS ADDRESS: STREET 1: P O BOX 74 STREET 2: 376 MAIN STREET CITY: BEDMINSTER STATE: NJ ZIP: 07921 BUSINESS PHONE: 9082349220 MAIL ADDRESS: STREET 1: P O BOX 74 STREET 2: 376 MAIN STREET CITY: BEDMINSTER STATE: NJ ZIP: 07921 FORMER COMPANY: FORMER CONFORMED NAME: AMERICAN HOLDINGS INC /DE/ DATE OF NAME CHANGE: 19940411 FORMER COMPANY: FORMER CONFORMED NAME: COMPUTER MEMORIES INC /DE/ DATE OF NAME CHANGE: 19940411 SC 13D/A 1 AMENDMENT NO. 2 SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D/A UNDER THE SECURITIES EXCHANGE ACT OF 1934 (Amendment No. 2)* NAME OF ISSUER: NATURADE, INC. TITLE OF CLASS OF SECURITIES: Common Stock CUSIP NUMBER: 638910307000 NAME, ADDRESS AND TELEPHONE NUMBER OF PERSON AUTHORIZED TO RECEIVE NOTICES AND COMMUNICATIONS: Natalie I. Koether, Esq., Rosenman & Colin 211 Pennbrook Road, P. O. Box 97 Far Hills, New Jersey 07931 (908) 766-4101 DATE OF EVENT WHICH REQUIRES FILING: February 3, 1997 If the filing person has previously filed a statement on Schedule 13G to report the acquisition which is the subject of this Schedule 13D, and is filing this schedule because of Rule 13d-1 (b)(3) or (4), check the following: ________ Check the following if a fee is being paid with the statement: . (A fee is not required only if the reporting person: (1) has a previous statement on file reporting beneficial ownership of more than five percent of the class of securities described in Item 1; and (2) has filed no amendment subsequent thereto reporting beneficial ownership of five percent or less of such class.) (See Rule 13d-7.) Note: Six copies of this statement, including all exhibits, should be filed with the Commission. See Rule 13d-1(a) for other parties to whom copies are to be sent. *The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page. The information required on the remainder of this cover shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). (Continued on following pages) CUSIP NO.: 638910307000 1. NAME OF REPORTING PERSON: Pure World, Inc. 2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP: (a) (b) XX 3. [SEC USE ONLY] 4. SOURCE OF FUNDS: WC 5. CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e): YES NO XX 6. CITIZENSHIP OR PLACE OF ORGANIZATION: Delaware 7. SOLE VOTING POWER: 254,292 8. SHARED VOTING POWER: 9. SOLE DISPOSITIVE POWER: 254,292 10. SHARED DISPOSITIVE POWER: 11. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON: 254,292 12. CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES: YES NO XX 13. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11): 9.81% 14. TYPE OF REPORTING PERSON: CO Item 1. SECURITY AND ISSUER This Amendment No. 2 relates to the Schedule 13D filed on December 13, 1996 in connection with the ownership by Pure World, Inc. ("Pure World") of shares of common stock, par value $.0001 per share ("Shares"), and Class B Warrants ("Warrants"), of Naturade, Inc., a Delaware corporation ("Naturade"). The capitalized terms used in this Amendment, unless otherwise defined, shall have the same meaning as in the original Schedule 13D. Item 3. SOURCE AND AMOUNT OF FUNDS OR OTHER CONSIDERATION. Item 3 is hereby amended by the addition of the following: Since the date of the last filing, Pure World has acquired an additional 29,000 Shares at an aggregate purchase price of $89,097.50. Amounts paid include brokerage commissions, if any. Pure World purchased the Shares with its working capital. Item 5. INTEREST IN SECURITIES OF THE ISSUER. (a) As of the close of business on February 3, 1997, Pure World beneficially owned 253,293 Shares and 999 Class B Warrants representing in total 9.81% of Shares reported as outstanding in the Company's Form 10-K for the period ended September 30, 1996. (b) The information presented in Items 7 through 10 of the cover sheet to this Amendment are incorporated herein by reference. (c) Exhibit C annexed hereto sets forth all transactions in Shares and Warrants effected by Pure World in the sixty days preceding the date of this Statement, the dates of such transactions, and the per Share/Warrant purchase price. The transactions reported herein, unless otherwise indicated, were open market transactions effected in the over-the-counter market. Item 7. MATERIAL TO BE FILED AS EXHIBITS. Exhibit C - Transactions in Shares/Warrants for the past 60 days not previously reported SIGNATURE --------- After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. Dated: February 4, 1997 PURE WORLD, INC. By: /s/ John W. Galuchie, Jr. -------------------------------- John W. Galuchie, Jr. Executive Vice President EXHIBIT C Transactions in Shares/Warrants for the Past 60 Days Not Previously Reported
NUMBER OF PRICE DATE SHARES/WARRANTS PURCHASED PER SHARE/WARRANT* - -------- ----------------------------------- ------------------ Shares: - ------- 01/31/97 14,000 $3.00 02/03/97 15,000 3.0625 Class B Warrants: - ---------------- None * Exclusive of brokerage commissions.
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