0000356309-16-000277.txt : 20161117 0000356309-16-000277.hdr.sgml : 20161117 20161117182041 ACCESSION NUMBER: 0000356309-16-000277 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20161115 FILED AS OF DATE: 20161117 DATE AS OF CHANGE: 20161117 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NEW JERSEY RESOURCES CORP CENTRAL INDEX KEY: 0000356309 STANDARD INDUSTRIAL CLASSIFICATION: NATURAL GAS DISTRIBUTION [4924] IRS NUMBER: 222376465 STATE OF INCORPORATION: NJ FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 1415 WYCKOFF RD STREET 2: PO BOX 1468 CITY: WALL STATE: NJ ZIP: 07719 BUSINESS PHONE: 7329381000 MAIL ADDRESS: STREET 1: 1415 WYCKOFF ROAD STREET 2: P O BOX 1468 CITY: WALL STATE: NJ ZIP: 07719 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: DOWNES LAURENCE M CENTRAL INDEX KEY: 0001239994 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-08359 FILM NUMBER: 162006038 MAIL ADDRESS: STREET 1: C/O NEW JERSEY RESOURCES CORPORATION STREET 2: 1415 WYCKOFF ROAD CITY: WALL STATE: NJ ZIP: 07719 4 1 wf-form4_147942482850606.xml FORM 4 X0306 4 2016-11-15 0 0000356309 NEW JERSEY RESOURCES CORP NJR 0001239994 DOWNES LAURENCE M C/O NEW JERSEY RESOURCES CORPORATION 1415 WYCKOFF ROAD WALL NJ 07719 1 1 0 0 Chairman, President & CEO Common Stock 2016-11-15 4 F 0 5179 34.45 D 370794.653 D Common Stock 2016-11-15 4 M 0 26912 0 A 397706.653 D Common Stock 2016-11-15 4 F 0 13955 34.35 D 383751.653 D Common Stock 2016-11-15 4 M 0 10179.063 0 D 373572.59 D Common Stock 2016-11-15 4 M 0 34671.959 0 A 408244.549 D Common Stock 2016-11-15 4 F 0 17978 34.45 D 390266.549 D Performance Shares 2016-11-15 4 M 0 28864 0 D Common Stock 28864.0 0 D Performance Shares 2016-11-15 4 M 0 21072 0 D Common Stock 21072.0 0 D Represents number of Performance Shares, which vested at 85% of the target amount (plus accrued dividends), after a 33-month period beginning on January 1, 2014, upon certification by the Leadership Development and Compensation Committee (LDCC) of the Board of Directors of New Jersey Resources Corporation (NJR) of NJR's performance versus the applicable performance goal. Performance Shares converted 1 for 1 into shares of NJR common stock. There is no purchase or sale price upon vesting of the Performance Shares. The shares of performance-based restricted stock previously reported and granted on 12/19/13 are forfeited due to the applicable performance goal for the fiscal year ending September 30, 2016, not being met. Represents number of Performance Shares, which vested at 150% of the target amount (plus accrued dividends), after a 36-month period beginning on October 1, 2013, upon certification by the Leadership Development and Compensation Committee (LDCC) of the Board of Directors of New Jersey Resources Corporation (NJR) of NJR's performance versus the applicable performance goal. Performance Shares converted 1 for 1 into shares of NJR common stock. There is no purchase or sale price upon vesting of the Performance Shares. Total reflects a two for one stock split on March 3, 2015. /s/ Richard Reich, as attorney-in-fact for Laurence M. Downes 2016-11-17