0001620863-23-000033.txt : 20230606 0001620863-23-000033.hdr.sgml : 20230606 20230606142204 ACCESSION NUMBER: 0001620863-23-000033 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230605 FILED AS OF DATE: 20230606 DATE AS OF CHANGE: 20230606 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SMITH RICHARD P CENTRAL INDEX KEY: 0001198468 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-10661 FILM NUMBER: 23995663 MAIL ADDRESS: STREET 1: 63 CONSTITUTION DRIVE CITY: CHICO STATE: CA ZIP: 95973 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: TRICO BANCSHARES / CENTRAL INDEX KEY: 0000356171 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 942792841 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: TRICO BANCSHARES STREET 2: 63 CONSTITUTION DRIVE CITY: CHICO STATE: CA ZIP: 95973 BUSINESS PHONE: 5308980300 MAIL ADDRESS: STREET 1: TRICO BANCSHARES STREET 2: 63 CONSTITUTION DRIVE CITY: CHICO STATE: CA ZIP: 95973 4 1 primary_doc.xml PRIMARY DOCUMENT X0407 4 2023-06-05 0 0000356171 TRICO BANCSHARES / TCBK 0001198468 SMITH RICHARD P 63 CONSTITUTION DRIVE CHICO CA 95973 1 1 0 0 CEO, President & Chairman 0 Common Stock 2023-06-05 4 M 0 3579 A 249959 D Common Stock 2023-06-05 4 F 0 2052 35.18 D 247907 D Common Stock 2023-06-05 4 J 0 0 0 A 38299.26 I By ESOP Common Stock 2023-06-05 4 J 0 0 0 A 251.44 I By spouse Common Stock 2023-06-05 4 J 0 0 0 A 1151768 I ESOP Trustee Restricted stock unit 2023-06-05 4 M 0 3579 0 D Common Stock 3579 3578 D 25% vesting of Restricted Stock Unit award, including accumulated dividends, granted on June 5, 2020. Price per share on vesting date (June 5, 2023, 2023) is $35.18. Reflects shares withheld to pay tax liability. No transactions occurred amongst these shares. Intended only to reflect the number of shares beneficially owned. /s/ Richard Smith by Janine Howard, Attorney-in-Fact 2023-06-06