0001620863-23-000014.txt : 20230519 0001620863-23-000014.hdr.sgml : 20230519 20230519175657 ACCESSION NUMBER: 0001620863-23-000014 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230518 FILED AS OF DATE: 20230519 DATE AS OF CHANGE: 20230519 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Koehnen Michael W CENTRAL INDEX KEY: 0001290259 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-10661 FILM NUMBER: 23941786 MAIL ADDRESS: STREET 1: 63 CONSTITUTION DRIVE CITY: CHICO STATE: CA ZIP: 95973 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: TRICO BANCSHARES / CENTRAL INDEX KEY: 0000356171 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 942792841 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: TRICO BANCSHARES STREET 2: 63 CONSTITUTION DRIVE CITY: CHICO STATE: CA ZIP: 95973 BUSINESS PHONE: 5308980300 MAIL ADDRESS: STREET 1: TRICO BANCSHARES STREET 2: 63 CONSTITUTION DRIVE CITY: CHICO STATE: CA ZIP: 95973 4 1 primary_doc.xml PRIMARY DOCUMENT X0407 4 2023-05-18 0 0000356171 TRICO BANCSHARES / TCBK 0001290259 Koehnen Michael W 63 CONSTITUTION DRIVE CHICO CA 95973 1 0 0 0 0 Common Stock 2023-05-19 4 M 0 1866 A 108974.28 D Common Stock 2023-05-19 4 J 0 0 0 A 2300 I By spouse Common Stock 2023-05-19 4 J 0 0 0 A 1117086 I ESOP Trustee Common Stock 2023-05-19 4 J 0 0 0 A 4400 I By mothers trust Common Stock 2023-05-19 4 J 0 0 0 A 8600 I Koehnen & Sons Profit Sharing Common Stock 2023-05-19 4 J 0 0 0 A 97715 I Koehnen & Sons Restricted stock unit 2023-05-19 4 M 0 1866 0 D Common Stock 1866 0 D Restricted stock unit 2023-05-18 4 M 0 2119 0 A Common Stock 2119 2119 D Represents the conversion upon vesting of RSU into common stock on a one for one basis. RSU was granted on May 19, 2022. Price per share on vesting date (May 19, 2023) is $33.55. No transactions occurred amongst these shares. Intended only to reflect the number of shares beneficially owned. Represents the grant of Restricted Stock Units. 100% of shares vest on 5/18/2024. Cash dividends on RSU are reinvested in shares of common stock of the Issuer at fair market value on date of dividend payment. Per unit value on date of grant was $35.39 (based on the 30-day average closing price of Issuers common stock. /s/ Michael W Koehnen by Janine Howard, Attorney-in-fact 2023-05-19