0001620863-21-000055.txt : 20211103
0001620863-21-000055.hdr.sgml : 20211103
20211103144742
ACCESSION NUMBER: 0001620863-21-000055
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20211101
FILED AS OF DATE: 20211103
DATE AS OF CHANGE: 20211103
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: SMITH RICHARD P
CENTRAL INDEX KEY: 0001198468
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-10661
FILM NUMBER: 211374931
MAIL ADDRESS:
STREET 1: 63 CONSTITUTION DRIVE
CITY: CHICO
STATE: CA
ZIP: 95973
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: TRICO BANCSHARES /
CENTRAL INDEX KEY: 0000356171
STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022]
IRS NUMBER: 942792841
STATE OF INCORPORATION: CA
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: TRICO BANCSHARES
STREET 2: 63 CONSTITUTION DRIVE
CITY: CHICO
STATE: CA
ZIP: 95973
BUSINESS PHONE: 5308980300
MAIL ADDRESS:
STREET 1: TRICO BANCSHARES
STREET 2: 63 CONSTITUTION DRIVE
CITY: CHICO
STATE: CA
ZIP: 95973
4
1
primary_doc.xml
PRIMARY DOCUMENT
X0306
4
2021-11-01
0
0000356171
TRICO BANCSHARES /
TCBK
0001198468
SMITH RICHARD P
63 CONSTITUTION DRIVE
CHICO
CA
95973
1
1
0
0
CEO & President
Common Stock
2021-11-01
4
M
0
40000
15.34
A
251783
D
Common Stock
2021-11-01
4
F
0
28185
45.51
D
223598
D
Common Stock
2021-11-01
4
J
0
0
0
A
36282.71
I
By ESOP
Common Stock
2021-11-01
4
J
0
0
0
A
242.36
I
By Spouse
Common Stock
2021-11-01
4
J
0
0
0
A
1080635
I
By ESOP Trustee
Option Common Stock
15.34
2021-11-01
4
M
0
40000
15.34
D
2017-05-22
2022-05-22
Common Stock
40000
44000
D
Reflects shares withheld for a "net exercise" of outstanding stock options and to pay taxes.
No transactions occurred among these shares. Intended only to reflect shares beneficially owned in reporting persons ESOP account as of 12/31/2020
No transactions occurred among these shares. Intended only to reflect shares beneficially owned.
The reporting person is a trustee of the Issuers Employee Stock Ownership Plan. The reporting person has no security interest in, and disclaims beneficial ownership of the securities.
/s/ Richard Smith by Jason Cove, Attorney-In-Fact
2021-11-03