0001620863-21-000053.txt : 20210726 0001620863-21-000053.hdr.sgml : 20210726 20210726175823 ACCESSION NUMBER: 0001620863-21-000053 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210722 FILED AS OF DATE: 20210726 DATE AS OF CHANGE: 20210726 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SMITH RICHARD P CENTRAL INDEX KEY: 0001198468 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-10661 FILM NUMBER: 211115273 MAIL ADDRESS: STREET 1: 63 CONSTITUTION DRIVE CITY: CHICO STATE: CA ZIP: 95973 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: TRICO BANCSHARES / CENTRAL INDEX KEY: 0000356171 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 942792841 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: TRICO BANCSHARES STREET 2: 63 CONSTITUTION DRIVE CITY: CHICO STATE: CA ZIP: 95973 BUSINESS PHONE: 5308980300 MAIL ADDRESS: STREET 1: TRICO BANCSHARES STREET 2: 63 CONSTITUTION DRIVE CITY: CHICO STATE: CA ZIP: 95973 4 1 primary_doc.xml PRIMARY DOCUMENT X0306 4 2021-07-22 0 0000356171 TRICO BANCSHARES / TCBK 0001198468 SMITH RICHARD P 63 CONSTITUTION DRIVE CHICO CA 95973 1 1 0 0 CEO & President Common Stock 2021-07-22 4 M 0 5788 A 215102 D Common Stock 2021-07-22 4 F 0 3319 39.66 A 211783 D Common Stock 2021-07-22 4 J 0 0 0 A 36282.71 I By ESOP Common Stock 2021-07-22 4 J 0 0 0 A 1199798 I By ESOP Trustee Common Stock 2021-07-22 4 J 0 0 0 A 240.95 I By Spouse Performance Stock Unit 2021-07-22 4 M 0 5788 0 D Common Stock 5788 28955 D Vesting of performance-based stock unit (PSU). Each PSU represented the right to receive 0%-150% of the target number of shares based on the Issuers total stockholder return relative to the KBW Regional Banking Index (based on an initial grant of 3,965 PSUs which was reported in the original Form 4 for this grant). PSUs vested at 146%. Reflects shares withheld to pay for taxes. No transactions occurred among these shares. Intended only to reflect shares beneficially owned in the reporting persons ESOP account as of December 31, 2020. The reporting person is a trustee of the Issuers Employee Stock Ownership Plan. The reporting person has no security interest in, and disclaims beneficial ownership of the securities. No transaction occurred among these shares. Intended only to reflect number of shares beneficially owned. /s/ Richard Smith by Jason Cove, Attorney-In-Fact 2021-07-26