0001620863-21-000053.txt : 20210726
0001620863-21-000053.hdr.sgml : 20210726
20210726175823
ACCESSION NUMBER: 0001620863-21-000053
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20210722
FILED AS OF DATE: 20210726
DATE AS OF CHANGE: 20210726
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: SMITH RICHARD P
CENTRAL INDEX KEY: 0001198468
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-10661
FILM NUMBER: 211115273
MAIL ADDRESS:
STREET 1: 63 CONSTITUTION DRIVE
CITY: CHICO
STATE: CA
ZIP: 95973
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: TRICO BANCSHARES /
CENTRAL INDEX KEY: 0000356171
STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022]
IRS NUMBER: 942792841
STATE OF INCORPORATION: CA
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: TRICO BANCSHARES
STREET 2: 63 CONSTITUTION DRIVE
CITY: CHICO
STATE: CA
ZIP: 95973
BUSINESS PHONE: 5308980300
MAIL ADDRESS:
STREET 1: TRICO BANCSHARES
STREET 2: 63 CONSTITUTION DRIVE
CITY: CHICO
STATE: CA
ZIP: 95973
4
1
primary_doc.xml
PRIMARY DOCUMENT
X0306
4
2021-07-22
0
0000356171
TRICO BANCSHARES /
TCBK
0001198468
SMITH RICHARD P
63 CONSTITUTION DRIVE
CHICO
CA
95973
1
1
0
0
CEO & President
Common Stock
2021-07-22
4
M
0
5788
A
215102
D
Common Stock
2021-07-22
4
F
0
3319
39.66
A
211783
D
Common Stock
2021-07-22
4
J
0
0
0
A
36282.71
I
By ESOP
Common Stock
2021-07-22
4
J
0
0
0
A
1199798
I
By ESOP Trustee
Common Stock
2021-07-22
4
J
0
0
0
A
240.95
I
By Spouse
Performance Stock Unit
2021-07-22
4
M
0
5788
0
D
Common Stock
5788
28955
D
Vesting of performance-based stock unit (PSU). Each PSU represented the right to receive 0%-150% of the target number of shares based on the Issuers total stockholder return relative to the KBW Regional Banking Index (based on an initial grant of 3,965 PSUs which was reported in the original Form 4 for this grant). PSUs vested at 146%.
Reflects shares withheld to pay for taxes.
No transactions occurred among these shares. Intended only to reflect shares beneficially owned in the reporting persons ESOP account as of December 31, 2020.
The reporting person is a trustee of the Issuers Employee Stock Ownership Plan. The reporting person has no security interest in, and disclaims beneficial ownership of the securities.
No transaction occurred among these shares. Intended only to reflect number of shares beneficially owned.
/s/ Richard Smith by Jason Cove, Attorney-In-Fact
2021-07-26