0001620863-21-000040.txt : 20210622
0001620863-21-000040.hdr.sgml : 20210622
20210622143520
ACCESSION NUMBER: 0001620863-21-000040
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20210621
FILED AS OF DATE: 20210622
DATE AS OF CHANGE: 20210622
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: SMITH RICHARD P
CENTRAL INDEX KEY: 0001198468
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-10661
FILM NUMBER: 211034387
MAIL ADDRESS:
STREET 1: 63 CONSTITUTION DRIVE
CITY: CHICO
STATE: CA
ZIP: 95973
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: TRICO BANCSHARES /
CENTRAL INDEX KEY: 0000356171
STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022]
IRS NUMBER: 942792841
STATE OF INCORPORATION: CA
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: TRICO BANCSHARES
STREET 2: 63 CONSTITUTION DRIVE
CITY: CHICO
STATE: CA
ZIP: 95973
BUSINESS PHONE: 5308980300
MAIL ADDRESS:
STREET 1: TRICO BANCSHARES
STREET 2: 63 CONSTITUTION DRIVE
CITY: CHICO
STATE: CA
ZIP: 95973
4
1
primary_doc.xml
PRIMARY DOCUMENT
X0306
4
2021-06-21
0
0000356171
TRICO BANCSHARES /
TCBK
0001198468
SMITH RICHARD P
63 CONSTITUTION DRIVE
CHICO
CA
95973
1
1
0
0
CEO & President
Common Stock
2021-06-21
4
M
0
1058
A
209106
D
Common Stock
2021-06-21
4
F
0
606
44.93
D
208500
D
Common Stock
2021-06-21
4
J
0
0
0
A
36282.71
I
By ESOP
Common Stock
2021-06-21
4
J
0
0
0
A
239.6
I
By Spouse
Common Stock
2021-06-21
4
J
0
0
0
A
1199798
I
By ESOP Trustee
Restricted Stock Unit
2021-06-21
4
M
0
1058
0
D
Common Stock
1058
25434
D
25% vesting of RSU award (including accumulated dividends invested in common stock) granted June 19, 2018 based on a closing price of $44.93 on June 21, 2021.
Reflects shares withheld for taxes.
No transactions occurred among these shares. Intended only to reflect number of shares beneficially owned in reporting persons ESOP as of 12/31/2020.
No transactions occurred among these shares. Intended only to reflect number of shares beneficially owned.
The reporting person is a trustee of the Issuers Employee Stock Ownership Plan. The reporting person has no security interest in, and disclaims beneficial ownership of the securities.
/s/ Richard Smith by Jason Cove, Attorney-In-Fact
2021-06-22