0001620863-21-000029.txt : 20210602 0001620863-21-000029.hdr.sgml : 20210602 20210602181909 ACCESSION NUMBER: 0001620863-21-000029 CONFORMED SUBMISSION TYPE: 4/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210527 FILED AS OF DATE: 20210602 DATE AS OF CHANGE: 20210602 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Fleshood John CENTRAL INDEX KEY: 0001336439 FILING VALUES: FORM TYPE: 4/A SEC ACT: 1934 Act SEC FILE NUMBER: 000-10661 FILM NUMBER: 21990602 MAIL ADDRESS: STREET 1: 1217 W. SACRAMENTO AVE #208 CITY: CHICO STATE: CA ZIP: 95973 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: TRICO BANCSHARES / CENTRAL INDEX KEY: 0000356171 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 942792841 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: TRICO BANCSHARES STREET 2: 63 CONSTITUTION DRIVE CITY: CHICO STATE: CA ZIP: 95973 BUSINESS PHONE: 5308980300 MAIL ADDRESS: STREET 1: TRICO BANCSHARES STREET 2: 63 CONSTITUTION DRIVE CITY: CHICO STATE: CA ZIP: 95973 4/A 1 primary_doc.xml PRIMARY DOCUMENT X0306 4/A 2021-05-27 2021-06-01 0 0000356171 TRICO BANCSHARES / TCBK 0001336439 Fleshood John 63 CONSTITUTION DRIVE CHICO CA 95973 0 1 0 0 EVP - Chief Operating Officer Common Stock 2021-05-27 4 J 0 0 0 A 18401.22 D Common Stock 2021-05-27 4 J 0 0 0 A 1033.41 I By ESOP Restricted Stock Unit 2021-05-27 4 A 0 3869 0 A Common Stock 3869 12975 D Performance Stock Unit 2021-05-27 4 A 0 3869 0 A Common Stock 3869 14345 D No transaction occurred among these shares. Intended only to reflect number of shares beneficially owned. Restricted Stock Unit (RSU) award that vests 25% per year over a four-year beginning on May 27, 2021. Cash dividends on RSUs are reinvested in additional units at fair market value on the date of a dividend payment on Issuer common stock. Per share value of RSUs on date of grant was $46.52 (based on the 30-day average closing price of Issuers common stock on May 21, 2021). Performance-based restricted stock unit (PSU) grant that cliff vests after three years between 0% and 150% of the target number of shares (the number of shares listed in box 5) based on the Issuers total stockholder return relative to the KBW Regional Banking Index. Amended form 4 filing due to incorrect number of shares awarded for RSU and PSU. /s/ John Fleshood by Jason Cove, Attorney-In-Fact 2021-06-02