0001620863-21-000025.txt : 20210601
0001620863-21-000025.hdr.sgml : 20210601
20210601175621
ACCESSION NUMBER: 0001620863-21-000025
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20210527
FILED AS OF DATE: 20210601
DATE AS OF CHANGE: 20210601
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: SMITH RICHARD P
CENTRAL INDEX KEY: 0001198468
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-10661
FILM NUMBER: 21986786
MAIL ADDRESS:
STREET 1: 63 CONSTITUTION DRIVE
CITY: CHICO
STATE: CA
ZIP: 95973
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: TRICO BANCSHARES /
CENTRAL INDEX KEY: 0000356171
STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022]
IRS NUMBER: 942792841
STATE OF INCORPORATION: CA
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: TRICO BANCSHARES
STREET 2: 63 CONSTITUTION DRIVE
CITY: CHICO
STATE: CA
ZIP: 95973
BUSINESS PHONE: 5308980300
MAIL ADDRESS:
STREET 1: TRICO BANCSHARES
STREET 2: 63 CONSTITUTION DRIVE
CITY: CHICO
STATE: CA
ZIP: 95973
4
1
primary_doc.xml
PRIMARY DOCUMENT
X0306
4
2021-05-27
0
0000356171
TRICO BANCSHARES /
TCBK
0001198468
SMITH RICHARD P
63 CONSTITUTION DRIVE
CHICO
CA
95973
1
1
0
0
CEO & President
Common Stock
2021-05-27
4
J
0
0
0
A
206593
D
Common Stock
2021-05-27
4
J
0
0
0
A
36282.71
I
By ESOP
Common Stock
2021-05-27
4
J
0
0
0
A
239.6
I
By Spouse
Common Stock
2021-05-27
4
J
0
0
0
A
1199798
I
By ESOP Trustee
Restricted Stock Unit
2021-05-27
4
A
0
8424
0
A
Common Stock
8424
29902
D
Performance Stock Unit
2021-05-27
4
A
0
8424
0
A
Common Stock
8424
32920
D
No transactions occurred among these shares. Intended only to reflect number of shares beneficially owned.
Restricted Stock Unit (RSU) award that vests 25% per year over four-years beginning May 27, 2021. Cash dividends on RSUs are reinvested in additional units at fair market value on the date of a dividend payment on Issuer common stock. Per share value of RSUs on date of grant was $46.52 (based on 30-day average closing price of Issuers common stock on May 21. 2021).
Performance-based restricted stock unit (PSU) grant that cliff vests after 3 years between 0% and 150% of the target number of shares (the number of shares listed in box 5) based on the Issuers total stockholder return relative to the KBW Regional Banking Index.
Reporting person is a trustee of the Issuers Employee Stock Ownership Plan. The reporting person has no security interest in, and disclaims beneficial ownership of the securities.
/s/ Richard Smith by Jason Cove, Attorney-In-Fact
2021-06-01