0001620863-20-000054.txt : 20200609 0001620863-20-000054.hdr.sgml : 20200609 20200609182003 ACCESSION NUMBER: 0001620863-20-000054 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200605 FILED AS OF DATE: 20200609 DATE AS OF CHANGE: 20200609 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: CARNEY CRAIG B CENTRAL INDEX KEY: 0001198502 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-10661 FILM NUMBER: 20953067 MAIL ADDRESS: STREET 1: 63 CONSTITUTION DR CITY: CHICO STATE: CA ZIP: 95973 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: TRICO BANCSHARES / CENTRAL INDEX KEY: 0000356171 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 942792841 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: TRICO BANCSHARES STREET 2: 63 CONSTITUTION DRIVE CITY: CHICO STATE: CA ZIP: 95973 BUSINESS PHONE: 5308980300 MAIL ADDRESS: STREET 1: TRICO BANCSHARES STREET 2: 63 CONSTITUTION DRIVE CITY: CHICO STATE: CA ZIP: 95973 4 1 primary_doc.xml PRIMARY DOCUMENT X0306 4 2020-06-05 0 0000356171 TRICO BANCSHARES / TCBK 0001198502 CARNEY CRAIG B 63 CONSTITUTION DR CHICO CA 95973 0 1 0 0 EVP - Chief Credit Officer Common Stock 2020-06-05 4 M 0 1743 A 23973 D Common Stock 2020-06-05 4 F 0 738 32.56 A 23235 D Common Stock 2020-06-05 4 J 0 0 0 A 133.11 I By Son Common Stock 2020-06-05 4 J 0 0 0 A 139.77 I By Daughter Common Stock 2020-06-05 4 J 0 0 0 A 122.18 I By Son Common Stock 2020-06-05 4 J 0 0 0 A 16384.67 I By ESOP Performance Stock Unit 2020-06-05 4 M 0 1743 0 D Common Stock 1743 2662 D Performance Stock Unit 2020-06-05 4 A 0 3928 0 A Common Stock 3928 6590 D Restricted Stock Unit 2020-06-05 4 A 0 3929 0 A Common Stock 3929 6688 D Vesting of performance-based stock unit (PSU). Each PSU represented the right to receive 0%-150% of the target number of shares based on the Issuers total stockholder return relative to the KBW Regional Banking Index (based on an initial grant of 1,240 PSUs which was reported in the original Form 4 for this grant). PSUs vested at 140.6%. No transaction occurred among these shares. Intended only to reflect number of shares beneficially owned. No transaction occurred among these shares. Intended only to reflect number of shares beneficially owned in reporting persons ESOP account as of December 31, 2019. Performance-based restricted stock unit (PSU) grant that cliff vests after 3 years between 0% and 150% of the target number of shares (the number of shares listed in box 5) based on the Issuers total stockholder return relative to the KBW Regional Banking Index; subject to the forfeitures, accelerated vesting and other restrictions as set forth in the plan and award agreement. Restricted Stock Unit (RSU) award that vests 25% per year over four-years, beginning June 05, 2021. Per unit value on date of grant was $28.00 (based on the 30-day average closing price of Issuers common stock). Cash dividends on RSUs are reinvested in shares of common stock of the Issuer at fair market value on date of dividend payment. Shares withheld to pay taxes. /s/ Craig Carney by Jason Cove, Attorney-In-Fact 2020-06-09