0001620863-20-000031.txt : 20200527 0001620863-20-000031.hdr.sgml : 20200527 20200527192037 ACCESSION NUMBER: 0001620863-20-000031 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200526 FILED AS OF DATE: 20200527 DATE AS OF CHANGE: 20200527 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SMITH RICHARD P CENTRAL INDEX KEY: 0001198468 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-10661 FILM NUMBER: 20916635 MAIL ADDRESS: STREET 1: 63 CONSTITUTION DRIVE CITY: CHICO STATE: CA ZIP: 95973 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: TRICO BANCSHARES / CENTRAL INDEX KEY: 0000356171 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 942792841 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: TRICO BANCSHARES STREET 2: 63 CONSTITUTION DRIVE CITY: CHICO STATE: CA ZIP: 95973 BUSINESS PHONE: 5308980300 MAIL ADDRESS: STREET 1: TRICO BANCSHARES STREET 2: 63 CONSTITUTION DRIVE CITY: CHICO STATE: CA ZIP: 95973 4 1 primary_doc.xml PRIMARY DOCUMENT X0306 4 2020-05-26 0 0000356171 TRICO BANCSHARES / TCBK 0001198468 SMITH RICHARD P 63 CONSTITUTION DRIVE CHICO CA 95973 1 1 0 0 CEO & President Common Stock 2020-05-26 4 M 0 1104 A 232557 D Common Stock 2020-05-26 4 F 0 581 27.91 D 231976 D Common Stock 2020-05-26 4 J 0 0 0 A 35297.24 I By ESOP Common Stock 2020-05-26 4 J 0 0 0 A 232.9 I By Spouse Restricted Stock Unit 2020-05-26 4 M 0 1104 0 D Common Stock 1104 11610 D 25% vesting of RSU award (including accumulated dividends invested in common stock) granted May 23, 2017 based on closing price of $27.91 on May 26, 2020. Reflects shares withheld to pay taxes. No transactions occurred among these shares. Intended only to reflect number of shares beneficially owned in reporting persons ESOP account as of December 31, 2019. No transactions occurred among these shares. Intended only to reflect number of shares beneficially owned. /s/ Richard Smith by Jason Cove, Attorney-In-Fact 2020-05-27