0001620863-19-000053.txt : 20190627 0001620863-19-000053.hdr.sgml : 20190627 20190627183756 ACCESSION NUMBER: 0001620863-19-000053 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20190625 FILED AS OF DATE: 20190627 DATE AS OF CHANGE: 20190627 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BAILEY DANIEL K CENTRAL INDEX KEY: 0001403901 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-10661 FILM NUMBER: 19926794 MAIL ADDRESS: STREET 1: 63 CONSTITUTION DRIVE CITY: CHICO STATE: CA ZIP: 95973 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: TRICO BANCSHARES / CENTRAL INDEX KEY: 0000356171 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 942792841 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: TRICO BANCSHARES STREET 2: 63 CONSTITUTION DRIVE CITY: CHICO STATE: CA ZIP: 95973 BUSINESS PHONE: 5308980300 MAIL ADDRESS: STREET 1: TRICO BANCSHARES STREET 2: 63 CONSTITUTION DRIVE CITY: CHICO STATE: CA ZIP: 95973 4 1 primary_doc.xml PRIMARY DOCUMENT X0306 4 2019-06-25 0 0000356171 TRICO BANCSHARES / TCBK 0001403901 BAILEY DANIEL K 63 CONSTITUTION DRIVE CHICO CA 95973 0 1 0 0 EVP/Retail Banking Common Stock 2019-06-25 4 M 0 2316 A 37903.11 D Common Stock 2019-06-25 4 F 0 990 37.41 A 36913.11 D Common Stock 2019-06-25 4 J 0 0 0 A 8087.97 I By ESOP Performance Stock Units 2019-06-25 4 M 0 2316 0 D Common Stock 2316 2366 D Restricted Stock Units 2019-06-25 4 A 0 1614 0 A Common Stock 1614 3534 D Performance Stock Units 2019-06-25 4 A 0 1614 0 A Common Stock 1614 3980 D Vesting of performance based stock unit (PSU). Each PSU represented the right to receive 0%-150% of the target number of shares based on the Issuers total stockholder return relative to the KBW Regional Banking Index (based on an initial grant of 1,544 PSUs which was reported in the original Form 4 for this grant) Reflects shares withheld to pay taxes. No transactions occurred amongst these shares. Intended only to reflect number of shares beneficially owned in reporting persons ESOP account as of December 31, 2018. Restricted Stock Unit (RSU) award that vests 25% per year over four-years, beginning June 25, 2020. Per unit value on date of grant was $38.67 (based on the 30-day average closing price of Issuer's common stock). Cash dividends on RSUs are reinvested in shares of common stock of the issuer at fair market value on date of dividend payment. Performance-based restricted stock unit (PSU) grant that cliff vests after three years between 0% and 150% of the target number of shares (the number of shares listed in box 5) based on the Issuers total stockholder return relative to the KBW Regional Banking Index; subject to the forfeitures, accelerated vesting and other restrictions as set forth in the plan and award agreement. /s/ Daniel Bailey by Jason Cove, Attorney-In-Fact 2019-06-27