0001620863-19-000053.txt : 20190627
0001620863-19-000053.hdr.sgml : 20190627
20190627183756
ACCESSION NUMBER: 0001620863-19-000053
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20190625
FILED AS OF DATE: 20190627
DATE AS OF CHANGE: 20190627
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: BAILEY DANIEL K
CENTRAL INDEX KEY: 0001403901
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-10661
FILM NUMBER: 19926794
MAIL ADDRESS:
STREET 1: 63 CONSTITUTION DRIVE
CITY: CHICO
STATE: CA
ZIP: 95973
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: TRICO BANCSHARES /
CENTRAL INDEX KEY: 0000356171
STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022]
IRS NUMBER: 942792841
STATE OF INCORPORATION: CA
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: TRICO BANCSHARES
STREET 2: 63 CONSTITUTION DRIVE
CITY: CHICO
STATE: CA
ZIP: 95973
BUSINESS PHONE: 5308980300
MAIL ADDRESS:
STREET 1: TRICO BANCSHARES
STREET 2: 63 CONSTITUTION DRIVE
CITY: CHICO
STATE: CA
ZIP: 95973
4
1
primary_doc.xml
PRIMARY DOCUMENT
X0306
4
2019-06-25
0
0000356171
TRICO BANCSHARES /
TCBK
0001403901
BAILEY DANIEL K
63 CONSTITUTION DRIVE
CHICO
CA
95973
0
1
0
0
EVP/Retail Banking
Common Stock
2019-06-25
4
M
0
2316
A
37903.11
D
Common Stock
2019-06-25
4
F
0
990
37.41
A
36913.11
D
Common Stock
2019-06-25
4
J
0
0
0
A
8087.97
I
By ESOP
Performance Stock Units
2019-06-25
4
M
0
2316
0
D
Common Stock
2316
2366
D
Restricted Stock Units
2019-06-25
4
A
0
1614
0
A
Common Stock
1614
3534
D
Performance Stock Units
2019-06-25
4
A
0
1614
0
A
Common Stock
1614
3980
D
Vesting of performance based stock unit (PSU). Each PSU represented the right to receive 0%-150% of the target number of shares based on the Issuers total stockholder return relative to the KBW Regional Banking Index (based on an initial grant of 1,544 PSUs which was reported in the original Form 4 for this grant)
Reflects shares withheld to pay taxes.
No transactions occurred amongst these shares. Intended only to reflect number of shares beneficially owned in reporting persons ESOP account as of December 31, 2018.
Restricted Stock Unit (RSU) award that vests 25% per year over four-years, beginning June 25, 2020. Per unit value on date of grant was $38.67 (based on the 30-day average closing price of Issuer's common stock). Cash dividends on RSUs are reinvested in shares of common stock of the issuer at fair market value on date of dividend payment.
Performance-based restricted stock unit (PSU) grant that cliff vests after three years between 0% and 150% of the target number of shares (the number of shares listed in box 5) based on the Issuers total stockholder return relative to the KBW Regional Banking Index; subject to the forfeitures, accelerated vesting and other restrictions as set forth in the plan and award agreement.
/s/ Daniel Bailey by Jason Cove, Attorney-In-Fact
2019-06-27