0001620863-19-000031.txt : 20190528 0001620863-19-000031.hdr.sgml : 20190528 20190528131518 ACCESSION NUMBER: 0001620863-19-000031 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20190523 FILED AS OF DATE: 20190528 DATE AS OF CHANGE: 20190528 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SMITH RICHARD P CENTRAL INDEX KEY: 0001198468 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-10661 FILM NUMBER: 19856843 MAIL ADDRESS: STREET 1: 63 CONSTITUTION DRIVE CITY: CHICO STATE: CA ZIP: 95973 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: TRICO BANCSHARES / CENTRAL INDEX KEY: 0000356171 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 942792841 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: TRICO BANCSHARES STREET 2: 63 CONSTITUTION DRIVE CITY: CHICO STATE: CA ZIP: 95973 BUSINESS PHONE: 5308980300 MAIL ADDRESS: STREET 1: TRICO BANCSHARES STREET 2: 63 CONSTITUTION DRIVE CITY: CHICO STATE: CA ZIP: 95973 4 1 primary_doc.xml PRIMARY DOCUMENT X0306 4 2019-05-23 0 0000356171 TRICO BANCSHARES / TCBK 0001198468 SMITH RICHARD P 63 CONSTITUTION DRIVE CHICO CA 95973 1 1 0 0 CEO & President Common Stock 2019-05-23 4 M 0 1078 A 227017 D Common Stock 2019-05-23 4 F 0 567 38.22 D 226450 D Common Stock 2019-05-23 4 J 0 0 0 A 34291.72 I By ESOP Common Stock 2019-05-23 4 J 0 0 0 A 227.42 I By Spouse Restricted Stock Unit 2019-05-23 4 M 0 1078 0 D Common Stock 1078 7584 D 25% vesting of RSU award (including accumulated dividends invested in common stock) granted May 23, 2017 based on closing price of $38.22 on May 23, 2019. Reflects shares withheld to pay taxes No transactions occurred amongst these shares. Intended only to reflect number of shares beneficially owned in reporting persons ESOP account as of December 31, 2018. No transactions occurred amongst these shares. Intended only to reflect number of shares beneficially owned /s/ Richard Smith By Jason Cove, Attorney-In-Fact 2019-05-28