0001620863-19-000015.txt : 20190521 0001620863-19-000015.hdr.sgml : 20190521 20190521175835 ACCESSION NUMBER: 0001620863-19-000015 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20190520 FILED AS OF DATE: 20190521 DATE AS OF CHANGE: 20190521 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SMITH RICHARD P CENTRAL INDEX KEY: 0001198468 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-10661 FILM NUMBER: 19843500 MAIL ADDRESS: STREET 1: 63 CONSTITUTION DRIVE CITY: CHICO STATE: CA ZIP: 95973 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: TRICO BANCSHARES / CENTRAL INDEX KEY: 0000356171 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 942792841 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: TRICO BANCSHARES STREET 2: 63 CONSTITUTION DRIVE CITY: CHICO STATE: CA ZIP: 95973 BUSINESS PHONE: 5308980300 MAIL ADDRESS: STREET 1: TRICO BANCSHARES STREET 2: 63 CONSTITUTION DRIVE CITY: CHICO STATE: CA ZIP: 95973 4 1 primary_doc.xml PRIMARY DOCUMENT X0306 4 2019-05-20 0 0000356171 TRICO BANCSHARES / TCBK 0001198468 SMITH RICHARD P 63 CONSTITUTION DRIVE CHICO CA 95973 1 1 0 0 CEO & President Common Stock 2019-05-20 4 M 0 1402 A 226677 D Common Stock 2019-05-20 4 F 0 738 39.49 D 225939 D Common Stock 2019-05-20 4 J 0 0 0 A 34291.72 I By ESOP Common Stock 2019-05-20 4 J 0 0 0 A 227.42 I By Spouse Restricted Stock Unit 2019-05-20 4 M 0 1402 0 D Common Stock 1402 8662 D 25% vesting of RSU award (including accumulated dividends invested in common stock) granted May 19, 2016 based on closing price of $39.49 on May 20, 2019. Reflects shares withheld to pay taxes No transactions occurred amongst these shares. Intended only to reflect number of shares beneficially owned in reporting persons ESOP /s/ Richard Smith By Jason Cove, Attorney-In-Fact 2019-05-21