0001620863-19-000003.txt : 20190308 0001620863-19-000003.hdr.sgml : 20190308 20190308123407 ACCESSION NUMBER: 0001620863-19-000003 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20190306 FILED AS OF DATE: 20190308 DATE AS OF CHANGE: 20190308 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: CARNEY CRAIG B CENTRAL INDEX KEY: 0001198502 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-10661 FILM NUMBER: 19668392 MAIL ADDRESS: STREET 1: 63 CONSTITUTION DR CITY: CHICO STATE: CA ZIP: 95973 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: TRICO BANCSHARES / CENTRAL INDEX KEY: 0000356171 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 942792841 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: TRICO BANCSHARES STREET 2: 63 CONSTITUTION DRIVE CITY: CHICO STATE: CA ZIP: 95973 BUSINESS PHONE: 5308980300 MAIL ADDRESS: STREET 1: TRICO BANCSHARES STREET 2: 63 CONSTITUTION DRIVE CITY: CHICO STATE: CA ZIP: 95973 4 1 primary_doc.xml PRIMARY DOCUMENT X0306 4 2019-03-06 0 0000356171 TRICO BANCSHARES / TCBK 0001198502 CARNEY CRAIG B 63 CONSTITUTION DR CHICO CA 95973 0 1 0 0 EVP/Chief Credit Officer Common Stock 2019-03-06 4 M 0 20000 15.34 A 40702 D Common Stock 2019-03-06 4 F 0 14314 39.91 D 26388 D Common Stock 2019-03-06 4 M 0 11000 19.46 A 37388 D Common Stock 2019-03-06 4 F 0 8386 39.91 D 29002 D Common Stock 2019-03-06 4 J 0 0 0 A 129.35 I By Children Common Stock 2019-03-06 4 J 0 0 0 A 135.82 I By Children Common Stock 2019-03-06 4 J 0 0 0 A 118.73 I By Children Common Stock 2019-03-06 4 J 0 0 0 A 15148.93 I By ESOP Option Common Stock 15.34 2019-03-06 4 M 0 20000 15.34 D 2017-05-22 2022-05-22 Common Stock 20000 11000 D Option Common Stock 19.46 2019-03-06 4 M 0 11000 19.46 D 2018-05-09 2023-05-09 Common Stock 11000 0 D This form is being filed to report the exercise of a stock option for a total of 21,000 shares by means of a cashless exercise. As a result of this cashless exercise, the Reporting Person, on a net basis, acquired ownership of an additional 8,300 shares of common stock. No transaction occurred among these shares. Intended only to reflect number of shares beneficially owned. /S/ Craig Carney By Jason Cove Attorney-In-Fact 2019-03-08