0001620863-18-000042.txt : 20180620
0001620863-18-000042.hdr.sgml : 20180620
20180620165904
ACCESSION NUMBER: 0001620863-18-000042
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20180619
FILED AS OF DATE: 20180620
DATE AS OF CHANGE: 20180620
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: BAILEY DANIEL K
CENTRAL INDEX KEY: 0001403901
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-10661
FILM NUMBER: 18910038
MAIL ADDRESS:
STREET 1: 63 CONSTITUTION DRIVE
CITY: CHICO
STATE: CA
ZIP: 95973
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: TRICO BANCSHARES /
CENTRAL INDEX KEY: 0000356171
STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022]
IRS NUMBER: 942792841
STATE OF INCORPORATION: CA
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: TRICO BANCSHARES
STREET 2: 63 CONSTITUTION DRIVE
CITY: CHICO
STATE: CA
ZIP: 95973
BUSINESS PHONE: 5308980300
MAIL ADDRESS:
STREET 1: TRICO BANCSHARES
STREET 2: 63 CONSTITUTION DRIVE
CITY: CHICO
STATE: CA
ZIP: 95973
4
1
primary_doc.xml
PRIMARY DOCUMENT
X0306
4
2018-06-19
0
0000356171
TRICO BANCSHARES /
TCBK
0001403901
BAILEY DANIEL K
63 CONSTITUTION DRIVE
CHICO
CA
95973
0
1
0
0
EVP Retail Banking
Common Stock
2018-06-19
4
J
0
0
0
A
31211.47
D
Common Stock
2018-06-19
4
J
0
0
0
A
7286.38
I
By ESOP
Restricted Stock Units
2018-06-19
4
A
0
1160
0
A
Common Stock
1160
3736
D
Performance Stock Units
2018-06-19
4
A
0
1160
0
A
Common Stock
1160
3910
D
No transaction occurred among these shares. Intended only to reflect number of shares beneficially owned
Restricted Stock Unit (RSU) award that vests 25% per year over four-years beginning on June 19, 2019. Cash dividends are reinvested in additional units at FMV on the dividend payment date. Per unit value on date of grant was $38.46 (based on the 30-day average closing price of Issuer's common stock).
Performance-based restricted stock units (PSU) grant that cliff vests after three years between 0% and 150% of the target number of shares (the number of shares listed in box 5) based on the Issuers total stockholder return relative to the KBW Regional Banking Index.
/s/ Dan Bailey by Janine Howard, Attorney-in-Fact
2018-06-20