0001620863-17-000085.txt : 20170906 0001620863-17-000085.hdr.sgml : 20170906 20170906181440 ACCESSION NUMBER: 0001620863-17-000085 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170905 FILED AS OF DATE: 20170906 DATE AS OF CHANGE: 20170906 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SMITH RICHARD P CENTRAL INDEX KEY: 0001198468 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-10661 FILM NUMBER: 171072356 MAIL ADDRESS: STREET 1: 63 CONSTITUTION DRIVE CITY: CHICO STATE: CA ZIP: 95973 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: TRICO BANCSHARES / CENTRAL INDEX KEY: 0000356171 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 942792841 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: TRICO BANCSHARES STREET 2: 63 CONSTITUTION DRIVE CITY: CHICO STATE: CA ZIP: 95973 BUSINESS PHONE: 5308980300 MAIL ADDRESS: STREET 1: TRICO BANCSHARES STREET 2: 63 CONSTITUTION DRIVE CITY: CHICO STATE: CA ZIP: 95973 4 1 primary_doc.xml PRIMARY DOCUMENT X0306 4 2017-09-05 0 0000356171 TRICO BANCSHARES / TCBK 0001198468 SMITH RICHARD P 63 CONSTITUTION DRIVE CHICO CA 95973 1 1 0 0 CEO & President Common Stock 2017-09-05 4 M 0 12000 15.4 A 194486 D Common Stock 2017-09-05 4 F 0 8965 34.5 D 185521 D Common Stock 2017-09-05 4 M 0 4000 17.54 A 189521 D Common Stock 2017-09-05 4 F 0 3101 34.5 D 186420 D Common Stock 2017-09-06 4 J 0 0 0 A 220.16 I By Spouse Common Stock 2017-09-06 4 J 0 0 0 A 32197.17 I By ESOP Option Common Stock 15.4 2017-09-05 4 M 0 12000 15.4 D 2013-05-20 2018-05-20 Common Stock 12000 187000 D Option Common Stock 17.54 2017-09-05 4 M 0 4000 17.54 D 2011-05-25 2020-05-25 Common Stock 4000 183000 D No transactions occurred amongst these shares. Intended only to reflect number of shares beneficially owned. /s/ Richard Smith By Jason Cove Attorney-In-Fact 2017-09-06