0001620863-17-000085.txt : 20170906
0001620863-17-000085.hdr.sgml : 20170906
20170906181440
ACCESSION NUMBER: 0001620863-17-000085
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20170905
FILED AS OF DATE: 20170906
DATE AS OF CHANGE: 20170906
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: SMITH RICHARD P
CENTRAL INDEX KEY: 0001198468
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-10661
FILM NUMBER: 171072356
MAIL ADDRESS:
STREET 1: 63 CONSTITUTION DRIVE
CITY: CHICO
STATE: CA
ZIP: 95973
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: TRICO BANCSHARES /
CENTRAL INDEX KEY: 0000356171
STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022]
IRS NUMBER: 942792841
STATE OF INCORPORATION: CA
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: TRICO BANCSHARES
STREET 2: 63 CONSTITUTION DRIVE
CITY: CHICO
STATE: CA
ZIP: 95973
BUSINESS PHONE: 5308980300
MAIL ADDRESS:
STREET 1: TRICO BANCSHARES
STREET 2: 63 CONSTITUTION DRIVE
CITY: CHICO
STATE: CA
ZIP: 95973
4
1
primary_doc.xml
PRIMARY DOCUMENT
X0306
4
2017-09-05
0
0000356171
TRICO BANCSHARES /
TCBK
0001198468
SMITH RICHARD P
63 CONSTITUTION DRIVE
CHICO
CA
95973
1
1
0
0
CEO & President
Common Stock
2017-09-05
4
M
0
12000
15.4
A
194486
D
Common Stock
2017-09-05
4
F
0
8965
34.5
D
185521
D
Common Stock
2017-09-05
4
M
0
4000
17.54
A
189521
D
Common Stock
2017-09-05
4
F
0
3101
34.5
D
186420
D
Common Stock
2017-09-06
4
J
0
0
0
A
220.16
I
By Spouse
Common Stock
2017-09-06
4
J
0
0
0
A
32197.17
I
By ESOP
Option Common Stock
15.4
2017-09-05
4
M
0
12000
15.4
D
2013-05-20
2018-05-20
Common Stock
12000
187000
D
Option Common Stock
17.54
2017-09-05
4
M
0
4000
17.54
D
2011-05-25
2020-05-25
Common Stock
4000
183000
D
No transactions occurred amongst these shares. Intended only to reflect number of shares beneficially owned.
/s/ Richard Smith By Jason Cove Attorney-In-Fact
2017-09-06