0001620863-17-000082.txt : 20170823 0001620863-17-000082.hdr.sgml : 20170823 20170823152553 ACCESSION NUMBER: 0001620863-17-000082 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170822 FILED AS OF DATE: 20170823 DATE AS OF CHANGE: 20170823 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SMITH RICHARD P CENTRAL INDEX KEY: 0001198468 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-10661 FILM NUMBER: 171047049 MAIL ADDRESS: STREET 1: 63 CONSTITUTION DRIVE CITY: CHICO STATE: CA ZIP: 95973 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: TRICO BANCSHARES / CENTRAL INDEX KEY: 0000356171 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 942792841 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: TRICO BANCSHARES STREET 2: 63 CONSTITUTION DRIVE CITY: CHICO STATE: CA ZIP: 95973 BUSINESS PHONE: 5308980300 MAIL ADDRESS: STREET 1: TRICO BANCSHARES STREET 2: 63 CONSTITUTION DRIVE CITY: CHICO STATE: CA ZIP: 95973 4 1 primary_doc.xml PRIMARY DOCUMENT X0306 4 2017-08-22 0 0000356171 TRICO BANCSHARES / TCBK 0001198468 SMITH RICHARD P 63 CONSTITUTION DRIVE CHICO CA 95973 1 1 0 0 CEO & President Common Stock 2017-08-22 4 M 0 7515 A 186620 D Common Stock 2017-08-22 4 F 0 4134 35.66 D 182486 D Common Stock 2017-08-23 4 J 0 0 0 A 220.16 I By Spouse Common Stock 2017-08-23 4 J 0 0 0 A 32197.17 I By ESOP Performance Stock Unit 2017-08-22 4 M 0 7515 0 D Common Stock 7515 15016 D Each performance-based restricted stock unit represented the right to receive 0%-150% of the target number of shares (which was reported in the original Form 4 for this grant, which was 5,010 shares) based on the Issuer's total stockholder return relative to the KBW Regional Banking Index. No transactions occurred amongst these shares. Intended only to reflect number of shares beneficially owned. /s/ Richard Smith By Jason Cove Attorney-In-Fact 2017-08-23